- Statement of Changes in Beneficial Ownership (4)
10 December 2009 - 10:38AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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3235-0287
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February 28, 2011
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
CBT Holdings LLC
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2. Issuer Name
and
Ticker or Trading Symbol
SPORT SUPPLY GROUP, INC.
[
RBI
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director
__
X
__ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
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(Last)
(First)
(Middle)
10877 WILSHIRE BOULEVARD, SUITE 2200
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3. Date of Earliest Transaction
(MM/DD/YYYY)
12/1/2009
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(Street)
LOS ANGELES, CA 90024
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_
X
_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security
(Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code
(Instr. 8)
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4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 3)
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2. Conversion or Exercise Price of Derivative Security
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3. Trans. Date
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3A. Deemed Execution Date, if any
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4. Trans. Code
(Instr. 8)
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5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
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6. Date Exercisable and Expiration Date
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7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
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8. Price of Derivative Security
(Instr. 5)
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9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
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10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
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11. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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(A)
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(D)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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5.75% Convertible Senior Subordinated Notes due 2009
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$14.65
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12/1/2009
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J
(1)
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$12958000
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11/26/2004
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12/1/2009
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Common Stock
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884505
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$11984060
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0
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D
(1)
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Explanation of Responses:
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(
1)
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On December 1, 2009, the Issuer retired all of its outstanding 5.75% Subordinated Convertible Debentures due 2009 (the "Convertible Notes"), including all of the Convertible Notes previously held by CBT Holdings LLC, a Delaware limited liability company ("CBT Holdings"), at a price equal to their face value. The Charles Bronfman Trust, a trust organized under the laws of Delaware ("CBT"), is the sole member of CBT Holdings and had the power to dispose or to direct the disposition of the Convertible Notes, and to vote or direct the vote and to dispose or to direct the disposition of the shares of common stock of the issuer that were issuable upon conversion of the Convertible Notes. In such capacity, CBT may have been deemed to be the beneficial owner of the Convertible Notes and the shares of issuer common stock issuable upon conversion of the Convertible Notes. CBT disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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CBT Holdings LLC
10877 WILSHIRE BOULEVARD, SUITE 2200
LOS ANGELES, CA 90024
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X
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CHARLES BRONFMAN TRUST
10877 WILSHIRE BOULEVARD, SUITE 2200
LOS ANGELES, CA 90024
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X
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Signatures
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/s/ Andrew Hauptman, Manager on behalf of CBT Holdings LLC
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12/8/2009
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**
Signature of Reporting Person
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Date
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/s/ Leonard M. Nelson, a Trustee of the Charles Bronfman Trust
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12/8/2009
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**
Signature of Reporting Person
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Date
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/s/ Leonard M. Nelson, Attorney-In-Fact for the Wilmington Trust Company, a Trustee
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12/8/2009
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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