- Current report filing (8-K)
04 August 2010 - 11:14PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
August 3, 2010
RIVERVIEW
BANCORP, INC.
(Exact
name of registrant as specified in its charter)
Washington
|
000-22957
|
91-1838969
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(I.R.S.
Employer
Identification
No.)
|
|
900
Washington Street, Suite 900, Vancouver, Washington
|
98660
|
|
(Address of principal executive offices)
|
(Zip
Code)
|
Registrant’s
telephone number, including area code:
(360) 693-6650
Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions.
|
|
[
] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
|
|
[
] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
|
|
[
] Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
|
[
] Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Item 7.01 Regulation
FD Disclosure
On August
3, 2010, Riverview Bancorp, Inc. (the “Company”) announced that it had raised
approximately $18 million through a previously announced public offering of
10,041,841
shares of
the Company’s common stock at a public offering price of $1.80 per
share. The net proceeds to the Company after deducting underwriting
discounts and commissions and estimated offering expenses are expected to be
$16.3 million. The Company has granted the underwriters a
30-day option to purchase up to an additional 15% of the shares sold to cover
over-allotments, if any. Wunderlich Securities, Inc. is serving as lead manager
of the offering and Howe Barnes Hoefer & Arnett, Inc. is serving as
co-manager. A copy of the Company’s press release announcing the
closing of the offering is furnished as Exhibit 99.1 to this Form 8-K and
incorporated herein by reference.
In
accordance with General Instruction B.2. of Form 8-K, the information in
Item 7.01 and the press release shall not be deemed “filed” for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended (the
“Exchange Act”), or otherwise subject to the liabilities of that section, nor
shall such information and exhibit be deemed incorporated by reference into any
filing under the Securities Act of 1933, as amended, or the Exchange
Act, except as shall be expressly set forth by specific reference in such a
filing.
Item
9.01
Financial Statements and Exhibits
(d) Exhibits
99.1 Press
release of Riverview Bancorp, Inc. dated August 3, 2010
SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
Date: August
3, 2010
|
RIVERVIEW BANCORP,
INC.
|
|
|
|
|
|
/s/Kevin J.
Lycklama
|
|
Kevin J.
Lycklama
|
|
Chief Financial
Officer
|
|
(Principal Financial
Officer)
|
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