UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 15

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

 

 

Commission File Number  

001-36372

 

SQUARE 1 FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

406 Blackwell Street, Suite 240

Durham, North Carolina 27701

(866) 355-0468

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

 

Class A Common Stock, par value $0.01 per share

(Title of each class of securities covered by this Form)

 

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

 

Rule 12g-4(a)(1)

x

 

 

 

 

 

Rule 12g-4(a)(2)

o

 

 

 

 

 

Rule 12h-3(b)(1)(i)

x

 

 

 

 

 

Rule 12h-3(b)(1)(ii)

o

 

 

 

 

 

Rule 15d-6

o

 

 

 

 

 

 

 

 

 

 

 

 

Approximate number of holders of record as of the certification or notice date: 0

 

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

 

Date:

October 19, 2015

 

 

PACWEST BANCORP (as successor by merger to Square 1 Financial, Inc.)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

By:

/s/ Kori L. Ogrosky

 

 

 

 

 

Name:  Kori L. Ogrosky

Title:  Executive Vice President, General Counsel & Corporate Secretary

 

 


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