FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Expires: February 28, 2011
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

IIF Subway Investment LP

2. Date of Event Requiring Statement (MM/DD/YYYY)
3/2/2010 

3. Issuer Name and Ticker or Trading Symbol

SOUTHWEST WATER CO [SWWC]

(Last)        (First)        (Middle)

C/O 245 PARK AVENUE, 2ND FLOOR

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            ___ X ___ 10% Owner
_____ Officer (give title below)          _____ Other (specify below)

(Street)

NEW YORK, NY 10167       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   2700000   I   See Footnote Attached (1)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:

Remarks:
See Exhibit 99.

This report is filed jointly by IIF Subway Investment LP and IIF Water Manager LLC. The address of each Reporting Person is c/o 245 Park Avenue, 2nd Floor, New York, NY 10167

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
IIF Subway Investment LP
C/O 245 PARK AVENUE, 2ND FLOOR
NEW YORK, NY 10167

X

IIF WATER MANAGER LLC
C/O 245 PARK AVENUE, 2ND FLOOR
NEW YORK, NY 10167

X


Signatures
IIF Subway Investment LP, by IIF Water Manager LLC, as General Partner, by /s/ Dennis Clarke, as Managing Member 3/12/2010
** Signature of Reporting Person Date

IIF Water Manager LLC, by /s/ Dennis Clarke, as Managing Member 3/12/2010
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Southwest Water (NASDAQ:SWWC)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Southwest Water Charts.
Southwest Water (NASDAQ:SWWC)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Southwest Water Charts.