UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of October 2022

 

Commission File Number: 001-41407

 

TOP FINANCIAL GROUP LIMITED

(Translation of registrant’s name into English)

 

118 Connaught Road West

Room 1101

Hong Kong

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒      Form 40-F ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 

 

 

 

Attached as Exhibit 99.1 is the registrant’s press release of October 25, 2022, entitled, “TOP Expands into OTC Derivatives Business in Multiple Market.” 

 

Exhibit Index

 

Exhibit No.   Description
99.1   Press Release – TOP Expands into OTC Derivatives Business in Multiple Market, dated October 25, 2022

 

1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: October 25, 2022 TOP FINANCIAL GROUP LIMITED
     
  By: /s/ Ka Fai Yuen
  Name:  Ka Fai Yuen
  Title: Chief Executive Officer

 

 

2
 

TOP Financial (NASDAQ:TOP)
Historical Stock Chart
From May 2024 to Jun 2024 Click Here for more TOP Financial Charts.
TOP Financial (NASDAQ:TOP)
Historical Stock Chart
From Jun 2023 to Jun 2024 Click Here for more TOP Financial Charts.