- Amended Statement of Beneficial Ownership (SC 13D/A)
26 March 2010 - 6:38AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of
1934
(Amendment No. 6)*
Voxware, Inc.
(Name of Issuer)
Common Stock, $0.001
par value per share
(Title of Class of Securities)
92906L105
(CUSIP
Number)
Ross T. Martinson
Edison Venture Fund
1009 Lenox Drive
#4
Lawrenceville, New Jersey 08648
(609) 896-1900
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
February 26,
2010
(Date of Event which
Requires Filing of this Statement)
If the filing person has
previously filed a statement on Schedule 13G to report the acquisition that is
the subject of this Schedule 13D, and is filing this schedule because of
§§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box:
¨
Note
: Schedules
filed in paper format shall include a signed original and five copies of the
schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom
copies are to be sent.
* The
remainder of this cover page shall be filled out for a reporting person’s
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of
this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Exchange Act”) or otherwise subject to
the liabilities of that section of the Exchange Act but shall be subject to all
other provisions of the Exchange Act (however, see the Notes).
(Continued on
following pages) (Page 1 of 9 Pages)
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 2 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
Edison Venture Fund V,
L.P.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
WC
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
Delaware Limited
Partnership
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
0 shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
0 shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,800,544
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
PN
|
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 3 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
Edison Partners V,
L.P.
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
AF
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
Delaware Limited
Partnership
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
0 shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
0 shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,800,544
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
PN
|
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 4 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
Joseph A.
Allegra
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
AF
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
United States
citizen
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
9,378
shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
9,378
shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,809,922
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
IN
|
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 5 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
Gary P.
Golding
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
AF
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
United States
citizen
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
0 shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
0 shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,800,544
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
IN
|
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 6 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
John H.
Martinson
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
AF
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
United States
citizen
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
0 shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
0 shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,800,544
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
IN
|
CUSIP No. 92906L105
|
SCHEDULE 13D
|
Page 7 of 9 Pages
|
|
NAME OF REPORTING PERSON
|
1
|
|
|
Ross T.
Martinson
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|
|
2
|
(a)
þ
|
|
(b)
¨
|
|
SEC USE ONLY
|
3
|
|
|
|
|
SOURCE OF FUNDS
|
4
|
|
|
AF
|
|
|
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT
|
|
TO ITEMS 2(d) OR 2(e)
|
5
|
|
|
¨
|
|
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
6
|
|
|
United States
citizen
|
|
|
|
|
|
SOLE VOTING POWER
|
|
7
|
|
NUMBER OF
|
|
0 shares
|
|
|
|
SHARES
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
8
|
|
OWNED BY
|
|
3,800,544
shares
|
|
|
|
EACH
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
9
|
|
PERSON
|
|
0 shares
|
|
|
|
WITH
|
|
SHARED DISPOSITIVE POWER
|
|
10
|
|
|
|
3,800,544 shares
|
|
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY
EACH REPORTING
|
|
PERSON
|
11
|
|
|
3,800,544
shares
|
|
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN
|
|
SHARES (SEE INSTRUCTIONS)
|
12
|
|
|
¨
|
|
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (11)
|
13
|
|
|
42.9
%
|
|
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
14
|
|
|
IN
|
EXPLANATORY NOTE
This Amendment No. 6 amends the Statement on Schedule 13D/A filed on July
6, 2009, by and on behalf of Edison V (the "Statement"), with respect to the
beneficial ownership of common stock, par value $0.001 per share, of the Issuer.
This Statement, as amended by this Amendment No. 6, is referred to herein as
"Schedule 13D." This Schedule 13D is being filed to report a change in the
percentage of beneficial ownership of Edison V solely as a result of an increase
in the number of shares of the Issuer’s common stock outstanding.
Capitalized terms used and not defined
herein have the meanings set forth in the Statement. Except as specifically set
forth herein, the Schedule 13D remains unmodified.
Item 5. Interest in Securities of the
Issuer.
(a) Edison V is the record owner of
2,999,156 shares of the Issuer’s Common Stock. As the sole general partner of
Edison V, Edison Partners V may be deemed to own beneficially the shares of
Issuer Common Stock owned by Edison V. As the individual general partners of
Edison Partners V, each of the Edison General Partners also may be deemed to own
beneficially the shares of Issuer Common Stock owned by Edison V.
Edison V holds warrants to purchase
801,388 shares of Common Stock. As the sole general partner of Edison V, Edison
Partners V may be deemed to own beneficially the Edison Common Stock Warrant
Shares. As the individual general partners of Edison Partners V, each of the
Edison General Partners also may be deemed to own beneficially the Edison Common
Stock Warrant Shares.
Each of Edison V, Edison Partners V and
the Edison General Partners may be deemed to own beneficially 42.9% of the
Common Stock of the Issuer, which percentage is calculated based upon 8,062,893
shares of Common Stock reported to be outstanding by the Issuer as of February
28, 2010, as adjusted pursuant to Rule 13d-3(d)(1). Each of the Reporting
Persons, except Edison V, disclaims beneficial ownership of the shares of Issuer
Common Stock owned by Edison V and the Edison Common Stock Warrant
Shares.
(b) See rows (7) through (10) of the
cover page for each Reporting Person at the beginning of this Schedule 13D,
which are incorporated herein by reference.
(c) Except as set forth above, none of
the Reporting Persons has effected any transaction in the Issuer Common Stock or
Common Stock Warrant Shares during the last 60 days.
(d) No other person is known to have the
right to receive or the power to direct the receipt of dividends from, or any
proceeds from the sale of, the shares of Issuer Common Stock or Common Stock
Warrant Shares beneficially owned by any of the Reporting Persons.
(e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best
of its knowledge and belief, each of the undersigned certifies that the
information set forth in this statement is true, complete and
correct.
|
EDISON VENTURE FUND V, L.P.
|
|
|
|
|
By:
|
EDISON PARTNERS V, L.P.
|
|
|
|
|
|
General Partner
|
|
|
|
|
|
|
|
|
|
Dated: March 25,
2010
|
By:
|
*
|
|
|
|
|
Name: Joseph A. Allegra
|
|
|
|
|
Title: General Partner
|
|
|
|
|
|
|
|
EDISON PARTNERS V, L.P.
|
|
|
|
|
|
|
|
Dated: March 25,
2010
|
By:
|
*
|
|
|
|
|
Name: Joseph A. Allegra
|
|
|
|
|
Title: General Partner
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Dated: March 25,
2010
|
*
|
|
|
|
|
|
|
|
Joseph A. Allegra
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Dated: March 25,
2010
|
*
|
|
|
|
|
|
|
|
Gary P. Golding
|
|
|
|
|
|
|
|
|
|
|
|
Dated: March 25, 2010
|
|
|
/s/ Ross T.
Martinson
|
|
|
|
|
Ross T. Martinson
|
|
|
|
|
As attorney in fact
|
|
|
|
|
|
|
|
|
|
|
|
|
Dated: March 25,
2010
|
*
|
|
|
|
|
|
|
John H. Martinson
|
|
*This Schedule 13D
was executed by Ross T. Martinson pursuant to a Power of Attorney date July 7,
2003, incorporated by reference to Exhibit IV to Edison Venture Fund V, L.P.’s
Schedule 13D filed July 7, 2003.
Attention: Intentional misstatements or
omissions of fact constitute Federal criminal violations
(See 18 U.S.C.
1001)
Voxware (MM) (NASDAQ:VOXW)
Historical Stock Chart
From Jan 2025 to Feb 2025
Voxware (MM) (NASDAQ:VOXW)
Historical Stock Chart
From Feb 2024 to Feb 2025