Statement of Changes in Beneficial Ownership (4)
15 May 2013 - 8:15PM
Edgar (US Regulatory)
FORM 4
[
X
]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Cormack Ian
|
2. Issuer Name
and
Ticker or Trading Symbol
ASPEN INSURANCE HOLDINGS LTD
[
AHL
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
_____ Officer (give title below)
_____ Other (specify below)
|
(Last)
(First)
(Middle)
ASPEN INSURANCE HOLDINGS LIMITED, 141 FRONT STREET
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
5/13/2013
|
(Street)
HAMILTON, D0 HM19
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Ordinary Shares
|
5/13/2013
|
|
M
|
|
40740
|
A
|
$16.20
|
41600
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
3200
|
D
|
$38.69
|
38400
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
4727
|
D
|
$38.66
|
33673
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2473
|
D
|
$38.64
|
31200
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
100
|
D
|
$38.645
|
31100
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2700
|
D
|
$38.62
|
28400
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2822
|
D
|
$38.61
|
25578
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2300
|
D
|
$38.60
|
23278
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
278
|
D
|
$38.6118
|
23000
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
200
|
D
|
$38.635
|
22800
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2700
|
D
|
$38.63
|
20100
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
700
|
D
|
$38.6043
|
19400
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
900
|
D
|
$38.59
|
18500
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
3400
|
D
|
$38.56
|
15100
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
5235
|
D
|
$38.55
|
9865
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
400
|
D
|
$38.57
|
9465
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
1565
|
D
|
$38.54
|
7900
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
200
|
D
|
$38.545
|
7700
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
2600
|
D
|
$38.50
|
5100
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
1600
|
D
|
$38.52
|
3500
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
900
|
D
|
$38.51
|
2600
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
100
|
D
|
$38.53
|
2500
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
500
|
D
|
$38.49
|
2000
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
700
|
D
|
$38.67
|
1300
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
400
|
D
|
$38.65
|
900
|
D
|
|
Ordinary Shares
|
5/13/2013
|
|
S
|
|
40
|
D
|
$38.71
|
860
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Trans. Date
|
3A. Deemed Execution Date, if any
|
4. Trans. Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
6. Date Exercisable and Expiration Date
|
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
|
11. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
2003 Options
|
$16.20
|
5/13/2013
|
|
M
|
|
|
40740
|
(1)
|
8/20/2013
|
Ordinary Shares
|
40740
|
$0.00
|
0
|
D
|
|
Explanation of Responses:
|
(
1)
|
For the 2003 options, 65% of the grant was subject to time vesting with 20% vesting and becoming exercisable on grant date and each of December 31, 2003, 2004, 2005 and 2006. The remaining 35% of the grant was subject to performance-based vesting (based on annual and two-year ROE tests) and cliff-vested on December 31, 2009. All options were exercisable by December 31, 2009.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Cormack Ian
ASPEN INSURANCE HOLDINGS LIMITED
141 FRONT STREET
HAMILTON, D0 HM19
|
X
|
|
|
|
Signatures
|
/s/ Michael Cain as Attorney-in-fact for Ian Cormack
|
|
5/15/2013
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 4(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Aspen Insurance (NYSE:AHL)
Historical Stock Chart
From Sep 2024 to Oct 2024
Aspen Insurance (NYSE:AHL)
Historical Stock Chart
From Oct 2023 to Oct 2024
Real-Time news about Aspen Insurance Holdings Limited Ordinary Shares (New York Stock Exchange): 0 recent articles
More Aspen Insurance Holdings Ltd News Articles