EMM Disclosure
14 January 2004 - 11:00PM
UK Regulatory
RNS Number:2247U
CSFB Equities Ltd
14 January 2004
Announcement Body Information:
FORM 38.5 (SUMMARY)
Lodge with Company Announcements Office and the Panel. Use a separate form for
each class of securities in which dealings have been made.
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF CITY CODE ON TAKEOVERS AND MERGERS
Name of EMM ............CSFB EQUITIES LTD............................
Date of disclosure .....14 January 2004..............................
Contact name ...........Kim Hanrahan...................................
Telephone number .......0207 888 3652................................
Please see attached disclosure of dealings under Rule 38.5 in the securities of
the following companies:
........Carlton Communications Plc - ORDS............................
........Carlton Communications Plc - CFDS............................
........Canary Wharf Plc - ORDS......................................
........Granada Plc - ORDS...........................................
........Granada Plc - CFDS...........................................
........Morrison Supermarkets Plc - ORDS.............................
........Morrison Supermarkets Plc - CFDS.............................
........Safeway Plc - ORDS ..........................................
........Safeway Plc - CFDS ..........................................
AMENDMENT
If the attached Rule 38.5 disclosure is to amend a previous disclosure, please
state which element(s) of previous disclosure was incorrect:
.....................................................................
In the case of option business or dealings in derivatives full details should be
given on a separate sheet so that the nature of the dealings can be fully
understood. For options this should include the number of securities under
option, the exercise period (or in the case of exercise, the exercise date), the
exercise price and any option money paid or received. For derivatives this
should include, at least, the number of reference securities to which they
relate (when relevant), the maturity date (or if applicable the closing
out date) and the reference price.
For full details of disclosure requirements see Rules 8 and 38 of the Code. If
in doubt contact the Monitoring Section of the Panel,
Tel. No: 0207 638 01213
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in ..........Carlton Communications Plc......................
Class of security....ORDS............................................
Date of disclosure ..14 January 2004.................................
Date of dealing .....13 January 2004.................................
Name of EMM .........CSFB EQUITIES LTD...............................
Name of offeree/offeror with whom connected: Granada Plc.............
Total number of securities purchased ............575,586............
Highest price paid ............#2.589.............
Lowest price paid* ............#2.574.............
Total number of securities sold .............64,579................
Highest price paid ............#2.610.................
Lowest price paid* ............#2.563.................
*Currency must be stated
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Carlton Communications Plc..
Date of Disclosure.........14 January 2004......................................
..................................
Date of Dealing............13 January 2004.....................................
...................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc..............................
Product Type.........CFD Short.................................. .............
........................................
Maturity Date.........05/12/2006................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
.......................................................................
CFD reference price.......................................................
..........................................................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
..... 568,586 Ords.............
CFD closing out price...........................................................
...............2.577.......................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in ..........Canary Wharf Plc.................................
Class of security....ORDS............................................
Date of disclosure ..14 January 2004.................................
Date of dealing .....13 January 2004.................................
Name of EMM .........CSFB EQUITIES LTD...............................
Name of offeree/offeror with whom connected: Canary Wharf Plc........
Total number of securities purchased ............13,700..............
Highest price paid ............#2.657..............
Lowest price paid* ............#2.657..............
Total number of securities sold .............13,700................
Highest price paid ............#2.658.................
Lowest price paid* ............#2.658.................
*Currency must be stated
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in ..........Granada Plc.....................................
Class of security....ORDS............................................
Date of disclosure...14 January 2004................................
Date of dealing........13 January 2004.............................
Name of EMM .........CSFB EQUITIES LTD...............................
Name of offeree/offeror with whom connected: Granada Plc.............
Total number of securities purchased ............1,431,373.........
Highest price paid* ............#1.365............
Lowest price paid* ............#1.298............
Total number of securities sold ............2,561,538............
Highest price received* ............#1.365...............
Lowest price received* ............#1.330...............
*Currency must be stated
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Granada Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc.................................
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........28/08/2007................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
.....................................41,000 Ords..................
CFD reference price.......................................................
.....................1.349............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
..... .....................................
CFD closing out price...........................................................
................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Granada Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc.................................
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........28/08/2007................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
.....................................71,500 Ords..................
CFD reference price.......................................................
.....................1.352............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
..... .....................................
CFD closing out price...........................................................
................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Granada Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc.................................
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........28/08/2007................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
.....................................52,500 Ords..................
CFD reference price.......................................................
.....................1.350............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
..... .....................................
CFD closing out price...........................................................
................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Granada Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc.................................
Product Type.........CFD Long.................................... .............
........................................
Maturity Date.........05/12/2006................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
...........................................................................
CFD reference price.......................................................
..........................................................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
..... 944,784 Ords.................
CFD closing out price...........................................................
...............1.347.........................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Granada Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected...................................Granada
Plc.................................
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........15/05/2008................................................
.....................................
Writing of CFD
Number of securities to which the CFD is referenced ...
.........................................................................
CFD reference price.......................................................
..........................................................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
.........286,046 Ords..............
CFD closing out price...........................................................
.................1.354......................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in ..........W M Morrison Plc................................
Class of security....ORDS............................................
Date of disclosure...14 January 2004................................
Date of dealing........13 January 2004.............................
Name of EMM .........CSFB EQUITIES LTD...............................
Name of offeree/offeror with whom connected: Kohlberg Kravis Roberts & Co LP
Total number of securities purchased ............337,971...........
Highest price paid* ............#2.360............
Lowest price paid* ............#2.310............
Total number of securities sold ............733,419............
Highest price received* ............#2.373.............
Lowest price received* ............#2.308.............
*Currency must be stated
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to ...............W H
Morrison Plc.......................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected..............................Kohlberg Kravis Roberts & Co LP.
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........14/02/
2005..........................................................................................................
....
Writing of CFD
Number of securities to which the CFD is referenced ...
...................................327,515 Ords...................
CFD reference price.......................................................
.....................2.371............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
.............................................
CFD closing out price...........................................................
..................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to ...............W H
Morrison Plc.......................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected..............................Kohlberg Kravis Roberts & Co LP.
Product Type.........CFD Short.................................... .............
........................................
Maturity Date.........19/07/
2006..........................................................................................................
....
Writing of CFD
Number of securities to which the CFD is referenced ...
...................................26,200 Ords...................
CFD reference price.......................................................
.....................2.327............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
.............................................
CFD closing out price...........................................................
..................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
FORM 38.5
CONNECTED EXEMPT MARKET-MAKERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in ..........Safeway Plc ...............................
Class of security....ORDS........................................
Date of disclosure ..14 January 2004...............................
Date of dealing .....13 January 2004...............................
Name of EMM .........CSFB EQUITIES LTD...........................
Name of offeree/offeror with whom connected: Kohlberg Kravis Roberts & Co LP
Total number of securities purchased ............410,576...........
Highest price paid ............#2.955............
Lowest price paid* ............#2.890............
Total number of securities sold ...........166,518.............
Highest price received* ............#2.955.............
Lowest price received* ............#2.885.............
*Currency must be stated
Rule 38.5 (CFD)
CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS:
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS
Dealing in Contract for Differences ("CFD") referenced to
...............Safeway Plc................................
Date of Disclosure.........14 January 2004....................................
......................................
Date of Dealing............13 January 2004.....................................
.....................................
Name of EMM/EPT.......CSFB Equities Ltd.......................................
..............................
Name of offeree / offeror with whom
connected..............................Kohlberg Kravis Roberts & Co LP.
Product Type.........CFD Long.................................... .............
........................................
Maturity Date.........05/02/
2005..........................................................................................................
....
Writing of CFD
Number of securities to which the CFD is referenced ...
...................................327,515 Ords...................
CFD reference price.......................................................
.....................2.951............................
Closing out of CFD
Number of securities to which the CFD is referenced ................ .........
.............................................
CFD closing out price...........................................................
..................................................
Further disclosure should be made where necessary so that the nature of the
dealings can be fully understood.
This information is provided by RNS
The company news service from the London Stock Exchange
END
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