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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
____________________________________
FORM 8-K
____________________________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934

September 9, 2019
Date of Report (Date of earliest event reported)
____________________________________
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
____________________________________
Delaware
001-13300
54-1719854
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
1680 Capital One Drive,
 
 
McLean,
Virginia
 
22102
(Address of principal executive offices)
 
(Zip Code)
Registrant’s telephone number, including area code: (703) 720-1000
(Not applicable)
(Former name or former address, if changed since last report)
____________________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbol(s)
Name of Each Exchange on Which Registered
Common Stock (par value $.01 per share)
COF
New York Stock Exchange
Depositary Shares of Series B Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRP
New York Stock Exchange
Depositary Shares of Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRC
New York Stock Exchange
Depositary Shares of Series D Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRD
New York Stock Exchange
Depositary Shares of Series F Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRF
New York Stock Exchange
Depositary Shares of Series G Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRG
New York Stock Exchange
Depositary Shares of Series H Fixed Rate Non-Cumulative Perpetual Preferred Stock(1)
COF PRH
New York Stock Exchange
0.800% Senior Notes Due 2024
COF24
New York Stock Exchange
1.650% Senior Notes Due 2029
COF29
New York Stock Exchange
(1) Each depositary share represents a 1/40th interest in a share of the respective series of preferred stock

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company     ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 







Item 7.01
Regulation FD Disclosure.
 
Capital One Financial Corporation (the “Company”) will present at the Barclays Global Financial Services Conference in New York on Tuesday, September 10, 2019 at 2:00 p.m. ET. A live audio webcast will be available via the Company’s home page (http://www.capitalone.com). Choose “About,” then choose “Investors” to access the Investor Center and listen to the presentation. The replay of the presentation will be archived on the Company’s website through September 24, 2019.

Note: Information in this report furnished pursuant to Item 7.01 shall not be deemed to be “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.

 
Item 9.01
Financial Statements and Exhibits.
 
(d) Exhibits
Exhibit No.
 
Description
104
 
The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.


1





SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.

 
CAPITAL ONE FINANCIAL CORPORATION
 
 
Date: September 9, 2019
By:
/s/ Matthew W. Cooper
 
 
Matthew W. Cooper
 
 
General Counsel


2
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