Initial Statement of Beneficial Ownership (3)
12 April 2023 - 6:34AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Hammoud Billal |
2. Date of Event Requiring Statement (MM/DD/YYYY)
4/1/2023
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3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [HON]
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(Last)
(First)
(Middle)
855 S. MINT STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner
___X___ Officer (give title below) _____ Other (specify below)
President & CEO, HBT / |
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(Street)
CHARLOTTE, NC 28202
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4) | 2. Amount of Securities Beneficially Owned
(Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) | 4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Common Stock | 852 | D | |
| Common Stock | 107.0751 | I | Held in 401(k) plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4) | 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) | 6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Employee Stock Options (right to buy) | (1) | 2/22/2033 | Common Stock | 4476 | $194.31 | D | |
| Employee Stock Options (right to buy) | (2) | 2/10/2032 | Common Stock | 5351 | $189.72 | D | |
| Employee Stock Options (right to buy) | (3) | 11/7/2031 | Common Stock | 4797 | $226.31 | D | |
| Restricted Stock Units | (4) | (4) | Common Stock | 893 (5) | (6) | D | |
| Restricted Stock Units | (7) | (7) | Common Stock | 1785 (5) | (6) | D | |
| Restricted Stock Units | (8) | (8) | Common Stock | 870 (5) | (6) | D | |
| Restricted Stock Units | (9) | (9) | Common Stock | 1642 (5) | (6) | D | |
| Restricted Stock Units | (10) | (10) | Common Stock | 730 (5) | (6) | D | |
| Explanation of Responses: |
| (1) | The Employee Stock Options were granted under the 2016 Stock Incentive Plan of Honeywell International Inc. and its Affiliates and vest in four equal annual installments, with the first installment vesting on February 23, 2024. |
| (2) | The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,338 units fully vested and 1,338 units vesting on February 11, 2024, and 1,337 units vesting on February 11, 2025 and 1,338 units vesting on February 11, 2026. |
| (3) | The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,199 units fully vested with 1,200 units vesting on November 8, 2023, 1,199 units vesting on November 8, 2024 and 1,199 units vesting on November 8, 2025. |
| (4) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 23, 2026. |
| (5) | Excludes reinvestment of dividend equivalents during the vesting period. |
| (6) | Instrument converts to common stock on a one-for-one basis. |
| (7) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 589 units vesting on July 28, 2024, 589 units vesting on July 28, 2025 and 607 units vesting on July 28, 2026. |
| (8) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 11, 2025. |
| (9) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 1,094 units vesting on November 8, 2023 and 547 units vesting on November 8, 2024. |
| (10) | The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on November 8, 2024. |
Reporting Owners
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| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Hammoud Billal
855 S. MINT STREET
CHARLOTTE, NC 28202 |
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| President & CEO, HBT |
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Signatures
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| Su Ping Lu for Billal Hammoud | | 4/11/2023 |
| **Signature of Reporting Person | Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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