Current Report Filing (8-k)
21 March 2015 - 7:39AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 20, 2015 (March 17, 2015)
Hercules Technology Growth Capital, Inc.
(Exact name of registrant as specified in its charter)
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Maryland |
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814-00702 |
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74-3113410 |
(State or other jurisdiction
of incorporation) |
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(Commission
File No.) |
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(I.R.S. Employer
Identification No.) |
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400 Hamilton Ave., Suite 310
Palo Alto, CA |
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94301 |
(Address of principal executive offices) |
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(Zip Code) |
Registrants telephone number, including area code: (650) 289-3060
Not Applicable
(Former
name or address, if changed since last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers.
Hercules Technology Growth Capital, Inc. (the Company) today
announced Chief Financial Officer (CFO) Jessica Barons decision to resign from her position within the next few months or until the company identifies her permanent successor. Ms. Baron will continue to direct Herculess
finance activities as CFO until her departure date. The Company is in the process of conducting a national search for a new CFO and expects to announce a succession plan on or before her departure date.
Ms. Baron has served as Hercules CFO since June 2011. She joined Hercules in 2006 and served in various roles within the
companys finance group, prior to her promotion to CFO. Any unvested awards granted to Ms. Baron will cease to vest on her departure date.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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HERCULES TECHNOLOGY GROWTH CAPITAL, INC. |
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March 20, 2015 |
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By: |
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/s/ Jessica Baron |
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Jessica Baron |
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Chief Financial Officer |
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