Check the appropriate box to
designate the rule pursuant to which this Schedule is filed:
The information required in the remainder of this cover page shall not be
deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Advisors, LLC
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
IA
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 2 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Multi-Strategy Advisors, LLC
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
IA
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 3 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Multi-Strategy Partners, L.P.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 4 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Multi-Strategy Fund, L.P.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 5 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Multi-Strategy Fund, Ltd.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
CO
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 6 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Concentrated Convertible Arbitrage Advisors, LLC
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
IA
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 7 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Concentrated Convertible Arbitrage Partners, L.P.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 8 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Concentrated Convertible Arbitrage Fund, L.P.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 9 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Concentrated Convertible Arbitrage Fund, Ltd.
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
CO
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 10 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Advisors, LLC
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
IA
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 11 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Partners LP
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 12 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Fund, LP
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
PN
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 13 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Fund, Ltd
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin Islands
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
CO
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 14 of 21
|
|
|
|
|
|
|
|
|
1
|
|
NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Long Short Equity Fund
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP*
(a)
¨
(b)
x
|
|
3
|
|
SEC USE ONLY
|
|
4
|
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
Delaware
|
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
|
5
|
|
SOLE VOTING POWER
0
|
|
|
6
|
|
SHARED VOTING POWER
0 (See item 4)
|
|
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|
|
8
|
|
SHARED DISPOSITIVE POWER
0 (See item 4)
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 (See item 4)
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW
(9) EXCLUDES CERTAIN SHARES*
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW (9)
0.0% (See item 4)
|
|
12
|
|
TYPE OF REPORTING PERSON*
IV
|
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 15 of 21
Item 1.
US Airways Group Incorporated
|
|
(b)
|
Address of Issuer’s Principal Executive Offices
|
111 West Rio Salado Parkway
Tempe, AZ 85281
Item 2.
|
|
(a)
|
Name of Person Filing
|
This statement is filed by:
|
|
(i)
|
Whitebox Advisors, LLC, a Delaware limited liability company (“WA”);
|
|
|
(ii)
|
Whitebox Multi-Strategy Advisors, LLC, a Delaware limited liability company (“WMSA”);
|
|
|
(iii)
|
Whitebox Multi-Strategy Partners, L.P., a British Virgin Islands limited partnership (“WMSP”);
|
|
|
(iv)
|
Whitebox Multi-Strategy Fund, L.P., a Delaware limited partnership (“WMSFLP”);
|
|
|
(v)
|
Whitebox Multi-Strategy Fund, Ltd., a British Virgin Islands international business company (“WMSFLTD”);
|
|
|
(vi)
|
Whitebox Concentrated Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (“WCCAA”);
|
|
|
(vii)
|
Whitebox Concentrated Convertible Arbitrage Partners, L.P., a British Virgin Islands limited partnership (“WCCAP”);
|
|
|
(viii)
|
Whitebox Concentrated Convertible Arbitrage Fund , L.P., a Delaware limited partnership (“WCCAFLP”);
|
|
|
(ix)
|
Whitebox Concentrated Convertible Arbitrage Fund, Ltd., a British Virgin Islands international business company (“WCCAFLTD”);
|
|
|
(x)
|
Pandora Select Advisors, LLC, a Delaware limited liability company (“PSA”);
|
|
|
(xi)
|
Pandora Select Partners, L.P., a British Virgin Islands limited partnership (“PSP”);
|
|
|
(xii)
|
Pandora Select Fund, L.P., a Delaware limited partnership (“PSFLP”);
|
|
|
(xiii)
|
Pandora Select Fund, Ltd., a British Virgin Islands international business company (“PSFLTD”);
|
|
|
(xiv)
|
Whitebox Long Short Equity Fund, a series of Whitebox Mutual Funds, a Delaware statutory trust (“WLSEF”);
|
|
|
(b)
|
Address of Principal Business Office or, if none, Residence
|
The address of the business office
of WA, WMSA, WMSFLP, WCCAA, WCCAFLP, WLSEF, PSA, and PSFLP is:
3033 Excelsior Boulevard
Suite 300
Minneapolis, MN 55416
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 16 of 21
The address of the business office of WMSP, WMSFLTD, WCCAP, WCCAFLTD,
PSP, and PSFLTD is:
Appleby
Corporate Services (BVI) Limited
Jayla Place, P.O. Box 3190
Road Town, Tortola, British Virgin Islands
WA, WMSA, WMSFLP, WCCAA, WCCAFLP, WSLEFLP, PSA, and PSFLP are organized under the
laws of the State of Delaware; WMSP, WMSFLTD, WCCAP, WCCAFLTD, PSP, and PSFLTD are organized under the laws of the British Virgin Islands.
|
|
(d)
|
Title of Class of Securities
|
Common Stock
90341W108
Item 3. If this statement is filed pursuant to
§§ 240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is a:
|
|
|
|
|
|
|
|
|
|
|
(a)
|
|
¨
|
|
Broker or dealer registered under section 15 of the Act.
|
|
|
|
|
|
(b)
|
|
¨
|
|
Bank as defined in section 3(a)(6) of the Act.
|
|
|
|
|
|
(c)
|
|
¨
|
|
Insurance company as defined in section 3(a)(19) of the Act.
|
|
|
|
|
|
(d)
|
|
¨
|
|
Investment company registered under section 8 of the Investment Company Act of 1940.
|
|
|
|
|
|
(e)
|
|
x
|
|
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
|
|
|
|
|
|
(f)
|
|
¨
|
|
An employee benefit plan or endowment fund in accordance with
§ 240.13d-1(b)(1)(ii)(F).
|
|
|
|
|
|
(g)
|
|
¨
|
|
A parent holding company or control person in accordance with
§ 240.13d-1(b)(1)(ii)(G).
|
|
|
|
|
|
(h)
|
|
¨
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
|
|
|
|
|
|
(i)
|
|
¨
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
|
|
|
|
|
|
(j)
|
|
¨
|
|
Group, in accordance with
§ 240.13d-1(b)(1)(ii)(J).
|
Item 4. Ownership
|
|
(a)
|
Amount Beneficially Owned
|
WA, acting as an investment adviser to its client, is deemed to be
the beneficial owner of 0 shares of
Common Stock of the Company.
WMSA, is deemed to beneficially own 0 Shares of Common Stock of the company.
WMSP is deemed to beneficially own 0 shares of Common Stock as a result of its ownership of
Convertible Bonds and Common Stock of the company
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 17 of 21
WMSFLP is deemed to beneficially own 0 shares of Common Stock as a result of its indirect
ownership of
Convertible Bonds and Common Stock of the company
WMSFLTD is deemed to beneficially own 0 shares of Common Stock as a result of its indirect ownership
Of Convertible Bonds and Common Stock of the company
WCCAA, is deemed to beneficially own 0 Shares of Common Stock of the company.
WCCAP is deemed to beneficially own 0 shares of Common Stock as a result of its ownership of
Convertible Bonds of the company
WCCAFLP is deemed to beneficially own 0 shares of Common Stock as a result of its indirect ownership of
Convertible Bonds of the company
WCCAFLTD is deemed to beneficially own 0 shares of Common Stock as a result of its indirect ownership
Of Convertible Bonds of the company
PSA, is deemed to beneficially own 0 Shares of Common Stock of the company.
PSP is deemed to beneficially own 0 shares of Common Stock as a result of its ownership of
Convertible Bonds of the company
PSFLP is deemed to beneficially own 0 shares of Common Stock as a result of its indirect ownership
Of Convertible Bonds of the company
PSFLTD is deemed to beneficially own 0 shares of Common Stock as a result of its indirect ownership
Of Convertible Bonds of the company
WLSEF, is deemed to beneficially own 0 Shares of Common Stock of the company
As a result of the relationship described in this statement, each of WA, WMSA, WMSFLP, WMSFLTD, WCCAA, WCCAFLP, WCCAFLTD, PSA, PSFLP, and
PSFLTD may be deemed to possess indirect beneficial
ownership of the shares of Common Stock beneficially owned by each of WMSP, WLSEF,
WCCAP, and PSP
WA, WMSA, WMSFLP, WMSFLTD, WCCAA, WCCAFLP, WCCAFLTD, PSA, PSFLP, and PSFLTD each disclaim indirect beneficial ownership of
the shares of Common Stock except to the extent of their pecuniary interest in such shares.*
Based on the relationships described herein,
these entities may be deemed to constitute a “group” within the meaning
Of Rule 13d-5(b)(1) under the Securities Exchange Act of
1934. The filing of this statement shall not be construed as
An admission that WA, WMSA,WMSP, WMSFLP, WMSFLTD, WCCAA, WCCAP, WCCAFLP,
WCCAFLTD,WLSEF, PSA, PSP, PSFLP, and PSFLTD are a group, Or have agreed to act as a group.*
WA beneficially owns 0 % of the company’s Common Stock.*
WMSA is deemed to beneficially own 0 % of the company’s Common Stock
WMSP is deemed to beneficially own 0 % of the company’s Common Stock
WMSFLP is deemed to beneficially own 0 % of the company’s Common Stock
WMSFLTD is deemed to beneficially own 0 % of the company’s Common Stock
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 18 of 21
WCCAA is deemed to beneficially own 0 % of the company’s Common Stock
WCCAP is deemed to beneficially own 0 % of the company’s Common Stock
WCCAFLP is deemed to beneficially own 0 % of the company’s Common Stock
WCCAFLTD is deemed to beneficially own 0 % of the company’s Common Stock
PSA is deemed to beneficially own 0 % of the company’s Common Stock
PSP is deemed to beneficially own 0 % of the company’s Common Stock
PSFLP is deemed to beneficially own 0 % of the company’s Common Stock
PSFLTD is deemed to beneficially own 0 % of the company’s Common Stock
WLSEF is deemed to beneficially own 0.0 % of the company’s Common Stock
HFR is deemed to beneficially own 0.2 % of the company’s Common Stock
The percentage of Common Stock reportedly owned by each entity herein is based on 162,400,000 shares of outstanding
Common Stock of the Company, which is the total number of shares issued and outstanding
on October 19, 2012.
|
|
(c)
|
Number of shares as to which such person has:
|
|
|
(i)
|
Sole power to vote or to direct the vote
|
0
|
|
(ii)
|
Shared power to vote or to direct the vote
|
WA has shared voting power with respect to 0
shares of the Issuer’s Common Stock.
WMSA, WMSP, WMSFLP, and WMSFLTD, have shared voting power with respect to 0 Shares of the
Company’s Common Stock.
WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 0 Shares of
the Company’s Common Stock.
PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 0 Shares of the
Company’s Common Stock.
WLSEF has shared voting power with respect to 0 shares of the Company’s Common Stock.
|
|
(iii)
|
Sole power to dispose or to direct the disposition of
|
0
|
|
(iv)
|
Shared power to dispose or to direct the disposition of
|
WA has shared voting power with
respect to 0 shares of the Issuer’s Common Stock.
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 19 of 21
WMSA, WMSP, WMSFLP, and WMSFLTD, have shared voting power with respect to 0 Shares of the
Company’s Common Stock.
WCCAA, WCCAP, WCCAFLP, and WCCAFLTD have shared voting power with respect to 0 Shares of
the Company’s Common Stock.
PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 0 Shares of the
Company’s Common Stock.
WLSEF has shared voting power with respect to 0 shares of the Company’s Common Stock.
Instruction.
For computations regarding securities which represent a right to acquire an underlying security
see
§240.13d3(d)(1).
|
Item 5.
|
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following
x
*.
Instruction.
Dissolution of a group requires a response to this item.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Not Applicable.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
|
Not Applicable
|
Item 8.
|
Identification and Classification of Members of the Group
|
See Item 2
|
Item 9.
|
Notice of Dissolution of Group
|
Not Applicable
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 20 of 21
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and
were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is
true, complete and correct.
|
|
|
02/13/14
|
|
Date
/s/ Michael P. McCormick
|
|
Signature
Michael P. McCormick Chief Financial Officer of Whitebox Advisors, LLC.
|
|
Name/Title
|
The original statement shall be signed by each person on whose behalf the statement is filed or his
authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative’s authority to sign on behalf
of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the
statement shall be typed or printed beneath his signature.
NOTE
: Schedules filed in paper format shall include a signed original and five copies
of the schedule, including all exhibits.
See
§ 240.13d-7 for other parties for whom copies are to be sent.
Attention:
Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
fb.us.1260302.03
** SEE INSTRUCTION BEFORE
FILLING OUT **
SEC 1745 (2-02)
Page 21 of 21
