|
|
|
|
|
|
|
|
Portfolio of Investments (Unaudited)
|
|
|
|
|
|
Nuveen New York Quality Income Municipal Fund, Inc. (NUN)
|
|
|
|
|
|
June 30, 2012
|
|
|
|
|
|
|
|
|
|
Principal
|
|
|
Optional Call
|
|
|
Amount (000)
|
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
|
Consumer Staples – 2.1% (1.4% of Total Investments)
|
|
|
|
$ 10,785
|
|
TSASC Inc., New York, Tobacco Asset-Backed Bonds, Series 2006, 5.125%, 6/01/42
|
6/16 at 100.00
|
BB
|
$ 7,775,877
|
|
|
Education and Civic Organizations – 18.9% (12.6% of Total Investments)
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, General Revenue Bonds, New York University,
|
No Opt. Call
|
AA–
|
1,311,610
|
|
|
Series 2001-1, 5.500%, 7/01/40 – AMBAC Insured
|
|
|
|
1,265
|
|
Dormitory Authority of the State of New York, Housing Revenue Bonds, Fashion Institute of
|
No Opt. Call
|
BBB
|
1,422,303
|
|
|
Technology, Series 2007, 5.250%, 7/01/34 – FGIC Insured
|
|
|
|
670
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Fordham University,
|
7/12 at 100.00
|
A2
|
671,742
|
|
|
Series 2002, 5.000%, 7/01/19 – FGIC Insured
|
|
|
|
175
|
|
Dormitory Authority of the State of New York, Insured Revenue Bonds, Yeshiva University,
|
1/13 at 100.00
|
A2
|
175,266
|
|
|
Series 2001, 5.000%, 7/01/26 – AMBAC Insured
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
2,095,480
|
|
|
Facilities, Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) – SYNCORA GTY Insured
|
|
|
|
2,320
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/15 at 100.00
|
Aa2
|
2,531,978
|
|
|
Facilities, Series 2004A, 5.000%, 7/01/29 – NPFG Insured
|
|
|
|
2,830
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
7/16 at 100.00
|
Aa2
|
3,019,525
|
|
|
Facilities, Series 2006A, 5.000%, 7/01/31 – NPFG Insured
|
|
|
|
5,000
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, State University Dormitory
|
No Opt. Call
|
Aa2
|
5,540,400
|
|
|
Facilities, Series 2011A, 5.000%, 7/01/41
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Barnard College, Series 2007A:
|
|
|
|
1,000
|
|
5.000%, 7/01/25 – FGIC Insured
|
7/17 at 100.00
|
BBB
|
1,091,340
|
745
|
|
5.000%, 7/01/37 – FGIC Insured
|
7/17 at 100.00
|
BBB
|
777,974
|
1,800
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Convent of the Sacred Heart,
|
5/21 at 100.00
|
AA–
|
2,110,752
|
|
|
Series 2011, 5.750%, 11/01/40 – AGM Insured
|
|
|
|
3,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Fordham University, Series 2008B,
|
7/18 at 100.00
|
Aa3
|
3,232,560
|
|
|
5.000%, 7/01/38 – AGC Insured
|
|
|
|
875
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New School University, Series
|
7/20 at 100.00
|
A–
|
969,833
|
|
|
2010, 5.250%, 7/01/30
|
|
|
|
1,005
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series 2007,
|
7/17 at 100.00
|
AA–
|
1,099,490
|
|
|
5.000%, 7/01/32 – AMBAC Insured
|
|
|
|
3,300
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
3,857,700
|
|
|
2009A, 5.250%, 7/01/34
|
|
|
|
3,750
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York University, Series
|
7/19 at 100.00
|
AA–
|
4,159,463
|
|
|
2009B, 5.000%, 7/01/39
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Rochester Institute of Technology,
|
|
|
|
|
|
Series 2006A:
|
|
|
|
800
|
|
5.250%, 7/01/20 – AMBAC Insured
|
No Opt. Call
|
A1
|
978,864
|
640
|
|
5.250%, 7/01/21 – AMBAC Insured
|
No Opt. Call
|
A1
|
787,808
|
705
|
|
Madison County Industrial Development Agency, New York, Civic Facility Revenue Bonds, Colgate
|
No Opt. Call
|
AA+
|
795,318
|
|
|
University, Tender Option Bond Trust 3127, 13.095%, 1/01/14 – AMBAC Insured (IF)
|
|
|
|
4,775
|
|
New York City Industrial Development Agency, New York, Civic Facility Revenue Bonds, Trinity
|
12/12 at 100.00
|
BBB
|
4,789,707
|
|
|
Episcopal School, Series 1997, 5.250%, 6/15/27 – NPFG Insured
|
|
|
|
|
|
New York City Industrial Development Agency, New York, PILOT Revenue Bonds, Queens Baseball
|
|
|
|
|
|
Stadium Project, Series 2006:
|
|
|
|
2,000
|
|
5.000%, 1/01/36 – AMBAC Insured
|
1/17 at 100.00
|
BB+
|
2,000,800
|
3,240
|
|
5.000%, 1/01/46 – AMBAC Insured
|
1/17 at 100.00
|
BB+
|
3,193,344
|
|
|
New York City Industrial Development Authority, New York, PILOT Revenue Bonds, Yankee Stadium
|
|
|
|
|
|
Project, Series 2006:
|
|
|
|
1,215
|
|
5.000%, 3/01/31 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
1,260,490
|
9,840
|
|
5.000%, 3/01/36 – NPFG Insured
|
9/16 at 100.00
|
BBB
|
10,120,735
|
5,910
|
|
4.500%, 3/01/39 – FGIC Insured
|
9/16 at 100.00
|
BBB
|
5,868,807
|
1,000
|
|
Niagara Area Development Corporation, New York, Niagara University Project, Series 2012A,
|
5/22 at 100.00
|
BBB+
|
1,065,120
|
|
|
5.000%, 5/01/42
|
|
|
|
4,000
|
|
Tompkins County Development Corporation, New York, Revenue Bonds, Ithaca College, Series 2011,
|
1/21 at 100.00
|
Aa3
|
4,477,360
|
|
|
5.375%, 7/01/41 – AGM Insured
|
|
|
|
1,100
|
|
Troy Capital Resource Corporation, New York, Revenue Bonds, Rensselaer Polytechnic Institute,
|
9/20 at 100.00
|
A–
|
1,196,272
|
|
|
Series 2010A, 5.125%, 9/01/40
|
|
|
|
65,960
|
|
Total Education and Civic Organizations
|
|
|
70,602,041
|
|
|
Health Care – 11.8% (7.9% of Total Investments)
|
|
|
|
2,655
|
|
Albany Capital Resource Corporation, New York, St. Peter’s Hospital Project, Series 2011,
|
11/20 at 100.00
|
A3
|
3,128,652
|
|
|
6.125%, 11/15/30
|
|
|
|
820
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Hospital Revenue Bonds,
|
8/19 at 100.00
|
AA+
|
1,006,074
|
|
|
Hospital for Special Surgery, Series 2009, 6.250%, 8/15/34
|
|
|
|
2,325
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Hudson
|
8/17 at 100.00
|
AA–
|
2,531,135
|
|
|
Valley Hospital Center, Series 2007, 5.000%, 8/15/27 – AGM Insured
|
|
|
|
2,695
|
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,928,657
|
|
|
Hospital, Series 2004, 5.000%, 8/01/29 – FGIC Insured
|
|
|
|
1,000
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, Montefiore Medical
|
2/15 at 100.00
|
BBB
|
1,099,860
|
|
|
Center, Series 2005, 5.000%, 2/01/22 – FGIC Insured
|
|
|
|
2,250
|
|
Dormitory Authority of the State of New York, FHA-Insured Revenue Bonds, St. Lukes Roosevelt
|
8/15 at 100.00
|
N/R
|
2,364,480
|
|
|
Hospital, Series 2005, 4.900%, 8/15/31
|
|
|
|
2,000
|
|
Dormitory Authority of the State of New York, North Shore Long Island Jewish Obligated Group
|
5/21 at 100.00
|
A–
|
2,152,980
|
|
|
Revenue Bonds, Series 2011A, 5.000%, 5/01/41
|
|
|
|
1,800
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Health Quest System Inc., Series
|
7/17 at 100.00
|
AA–
|
1,925,136
|
|
|
2007B, 5.125%, 7/01/37 – AGC Insured
|
|
|
|
2,465
|
|
Dormitory Authority of the State of New York, Revenue Bonds, New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
2,711,327
|
|
|
Hospital, Series 2004A, 5.250%, 8/15/15 – AGM Insured
|
|
|
|
2,150
|
|
Dormitory Authority of the State of New York, Revenue Bonds, The New York and Presbyterian
|
8/14 at 100.00
|
AA–
|
2,213,490
|
|
|
Hospital Project, Series 2007, 5.000%, 8/15/36 – AGM Insured
|
|
|
|
9,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Winthrop South Nassau University
|
7/12 at 100.00
|
Baa1
|
9,007,470
|
|
|
Health System Obligated Group, Series 2001B, 5.250%, 7/01/31 – AMBAC Insured
|
|
|
|
900
|
|
Dutchess County Local Development Corporation, New York, Revenue Bonds, Health Quest System
|
7/20 at 100.00
|
A–
|
988,560
|
|
|
Inc, Series 2010A, 5.750%, 7/01/40 – AGM Insured
|
|
|
|
1,875
|
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
2,244,638
|
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.750%, 8/15/35
|
|
|
|
|
|
New York City Health and Hospitals Corporation, New York, Health System Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
2,800
|
|
5.250%, 2/15/21 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
2,868,796
|
3,065
|
|
5.250%, 2/15/22 – AMBAC Insured
|
2/13 at 100.00
|
Aa3
|
3,152,077
|
2,105
|
|
Suffolk County Economic Development Corp / Nassau County Local Economic Assistance &
|
7/21 at 100.00
|
A–
|
2,361,789
|
|
|
Financing Corp., New York, Revenue Bonds, Catholic Health Services of Long Island Obligated
|
|
|
|
|
|
Group Project, Series 2011, 5.000%, 7/01/28
|
|
|
|
1,320
|
|
Westchester County Health Care Corporation, New York, Senior Lien Revenue Bonds, Series
|
11/20 at 100.00
|
A3
|
1,525,762
|
|
|
2010-C2, 6.125%, 11/01/37
|
|
|
|
41,225
|
|
Total Health Care
|
|
|
44,210,883
|
|
|
Housing/Multifamily – 2.9% (1.9% of Total Investments)
|
|
|
|
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
|
|
|
|
|
Series 2005A:
|
|
|
|
1,500
|
|
5.000%, 7/01/14 – FGIC Insured
|
No Opt. Call
|
AA–
|
1,625,880
|
1,500
|
|
5.000%, 7/01/16 – FGIC Insured
|
7/15 at 100.00
|
AA–
|
1,664,715
|
5,515
|
|
New York City Housing Development Corporation, New York, Capital Fund Program Revenue Bonds,
|
7/15 at 100.00
|
AA–
|
5,832,995
|
|
|
Series 2005A, 5.000%, 7/01/25 – NPFG Insured (UB)
|
|
|
|
740
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
7/12 at 105.00
|
N/R
|
780,622
|
|
|
Pass-Through Certificates, Series 1991C, 6.500%, 2/20/19 – AMBAC Insured
|
|
|
|
675
|
|
New York City Housing Development Corporation, New York, Multifamily Housing Revenue Bonds,
|
5/20 at 100.00
|
AA
|
725,173
|
|
|
Series 2010-D1A, 5.000%, 11/01/42
|
|
|
|
70
|
|
New York State Housing Finance Agency, Mortgage Revenue Refunding Bonds, Housing Project,
|
11/12 at 100.00
|
AA–
|
70,167
|
|
|
Series 1996A, 6.125%, 11/01/20 – AGM Insured
|
|
|
|
10,000
|
|
Total Housing/Multifamily
|
|
|
10,699,552
|
|
|
Tax Obligation/General – 8.9% (5.9% of Total Investments)
|
|
|
|
1,500
|
|
Erie County, New York, General Obligation Bonds, Series 2003A, 5.250%, 3/15/16 – NPFG Insured
|
3/13 at 100.00
|
A2
|
1,548,195
|
805
|
|
Erie County, New York, General Obligation Bonds, Series 2004B, 5.250%, 4/01/13 – NPFG Insured
|
No Opt. Call
|
A2
|
830,663
|
4,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series F, 5.000%, 8/01/31
|
No Opt. Call
|
AA
|
4,602,880
|
1,000
|
|
New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/31
|
No Opt. Call
|
AA
|
1,157,400
|
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2001D:
|
|
|
|
5
|
|
5.250%, 8/01/15 – AGM Insured
|
8/12 at 100.00
|
AA
|
5,020
|
5
|
|
5.000%, 8/01/16 – FGIC Insured
|
8/12 at 100.00
|
AA
|
5,019
|
4,130
|
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005J, 5.000%, 3/01/19 –
|
3/15 at 100.00
|
AA
|
4,580,583
|
|
|
FGIC Insured
|
|
|
|
7,500
|
|
New York City, New York, General Obligation Bonds, Series 2011D-I, 5.000%, 10/01/29
|
No Opt. Call
|
AA
|
8,628,825
|
3,335
|
|
New York City, New York, General Obligation Bonds, Subseries G-1 Fiscal Series 2012,
|
No Opt. Call
|
AA
|
3,860,196
|
|
|
5.000%, 4/01/29
|
|
|
|
|
|
New York City, New York, General Obligation Bonds, Series 2004E:
|
|
|
|
3,350
|
|
5.000%, 11/01/19 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
3,683,158
|
1,700
|
|
5.000%, 11/01/20 – AGM Insured (UB)
|
11/14 at 100.00
|
AA
|
1,867,399
|
2,305
|
|
Yonkers, New York, General Obligation Bonds, Series 2005B, 5.000%, 8/01/20 – NPFG Insured
|
8/15 at 100.00
|
BBB+
|
2,459,573
|
29,635
|
|
Total Tax Obligation/General
|
|
|
33,228,911
|
|
|
Tax Obligation/Limited – 58.1% (38.7% of Total Investments)
|
|
|
|
2,330
|
|
Dormitory Authority of the State of New York, 853 Schools Program Insured Revenue Bonds,
|
1/13 at 100.00
|
N/R
|
2,338,202
|
|
|
Harmony Heights School, Issue 1, Series 1999C, 5.500%, 7/01/18 – AMBAC Insured
|
|
|
|
1,645
|
|
Dormitory Authority of the State of New York, Consolidated Revenue Bonds, City University
|
No Opt. Call
|
Aa3
|
1,680,417
|
|
|
System, Series 1993A, 5.750%, 7/01/13 – NPFG Insured
|
|
|
|
130
|
|
Dormitory Authority of the State of New York, Improvement Revenue Bonds, Mental Health
|
8/12 at 100.00
|
AA
|
130,424
|
|
|
Services Facilities, Series 2000D, 5.250%, 8/15/30 – AGM Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Lease Revenue Bonds, Madison-Oneida Board of
|
|
|
|
|
|
Cooperative Educational Services, Series 2002:
|
|
|
|
1,045
|
|
5.250%, 8/15/20 – AGM Insured
|
8/12 at 100.00
|
AA–
|
1,050,967
|
1,100
|
|
5.250%, 8/15/21 – AGM Insured
|
8/12 at 100.00
|
AA–
|
1,106,138
|
1,135
|
|
5.250%, 8/15/22 – AGM Insured
|
8/12 at 100.00
|
AA–
|
1,141,220
|
3,610
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Department of Health, Series
|
7/14 at 100.00
|
AA–
|
3,874,685
|
|
|
2004-2, 5.000%, 7/01/20 – FGIC Insured
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Mental Health Services Facilities
|
|
|
|
|
|
Improvements, Series 2005D-1:
|
|
|
|
2,300
|
|
5.000%, 2/15/15 – FGIC Insured
|
No Opt. Call
|
AA–
|
2,549,665
|
1,200
|
|
5.000%, 8/15/23 – FGIC Insured
|
2/15 at 100.00
|
AA–
|
1,319,556
|
7,900
|
|
Dormitory Authority of the State of New York, Revenue Bonds, School Districts Financing Program,
|
10/12 at 100.00
|
A+
|
7,990,139
|
|
|
Series 2002D, 5.250%, 10/01/23 – NPFG Insured
|
|
|
|
4,000
|
|
Dormitory Authority of the State of New York, Revenue Bonds, State University Educational
|
No Opt. Call
|
AA–
|
4,740,680
|
|
|
Facilities, 1989 Resolution, Series 2000C, 5.750%, 5/15/16 – AGM Insured
|
|
|
|
1,915
|
|
Dormitory Authority of the State of New York, Second General Resolution Consolidated Revenue
|
No Opt. Call
|
AA–
|
2,253,055
|
|
|
Bonds, City University System, Series 1993A, 5.750%, 7/01/18 – AGM Insured
|
|
|
|
1,040
|
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
1,153,256
|
|
|
2005F, 5.000%, 3/15/21 – AGM Insured
|
|
|
|
1,710
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/14 at 100.00
|
AA–
|
1,879,598
|
|
|
City School District, Series 2004, 5.750%, 5/01/26 – AGM Insured (UB)
|
|
|
|
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
|
|
|
|
|
City School District, Series 2007A:
|
|
|
|
5,980
|
|
5.750%, 5/01/27 – AGM Insured (UB)
|
5/17 at 100.00
|
AA–
|
6,965,624
|
1,670
|
|
5.750%, 5/01/28 – AGM Insured (UB)
|
5/17 at 100.00
|
AA–
|
1,941,074
|
2,420
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/18 at 100.00
|
AA–
|
2,806,934
|
|
|
City School District Project, Series 2008A, 5.750%, 5/01/28 – AGM Insured (UB)
|
|
|
|
3,300
|
|
Erie County Industrial Development Agency, New York, School Facility Revenue Bonds, Buffalo
|
5/19 at 100.00
|
AA–
|
3,620,694
|
|
|
City School District Project, Series 2009A, 5.000%, 5/01/31
|
|
|
|
6,530
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Senior Fiscal 2012 Series
|
2/21 at 100.00
|
A
|
7,513,353
|
|
|
2011A, 5.750%, 2/15/47
|
|
|
|
|
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A:
|
|
|
|
14,635
|
|
5.000%, 2/15/47 – FGIC Insured
|
2/17 at 100.00
|
A
|
15,300,453
|
2,100
|
|
5.000%, 2/15/47 – AGM Insured
|
2/17 at 100.00
|
AA–
|
2,205,483
|
7,500
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 2002A,
|
11/12 at 100.00
|
AA
|
7,610,775
|
|
|
5.250%, 11/15/25 – AGM Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
1,000
|
|
5.750%, 7/01/18 – AGM Insured
|
No Opt. Call
|
AA–
|
1,237,700
|
1,000
|
|
5.750%, 7/01/18 – AGM Insured (UB)
|
No Opt. Call
|
AA–
|
1,237,700
|
|
|
Nassau County Interim Finance Authority, New York, Sales Tax Secured Revenue Bonds,
|
|
|
|
|
|
Series 2003A:
|
|
|
|
1,555
|
|
4.750%, 11/15/21 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,641,085
|
1,555
|
|
4.750%, 11/15/22 – AMBAC Insured
|
11/13 at 100.00
|
AAA
|
1,639,981
|
|
|
New York City Sales Tax Asset Receivable Corporation, New York, Dedicated Revenue Bonds, Local
|
|
|
|
|
|
Government Assistance Corporation, Series 2004A:
|
|
|
|
2,720
|
|
5.000%, 10/15/25 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
2,956,096
|
1,990
|
|
5.000%, 10/15/26 – NPFG Insured (UB)
|
10/14 at 100.00
|
AAA
|
2,159,886
|
4,960
|
|
5.000%, 10/15/29 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
5,420,238
|
1,500
|
|
5.000%, 10/15/32 – AMBAC Insured (UB)
|
10/14 at 100.00
|
AAA
|
1,635,600
|
9,000
|
|
5.000%, 10/15/32 – AGM Insured
|
10/14 at 100.00
|
AAA
|
9,813,600
|
1,600
|
|
New York City Transitional Finance Authority, New York, Building Aid Revenue Bonds, Fiscal
|
1/17 at 100.00
|
AA–
|
1,747,424
|
|
|
Series 2007S-2, 5.000%, 1/15/28 – FGIC Insured
|
|
|
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
|
|
|
|
|
Series E-1:
|
|
|
|
2,730
|
|
5.000%, 2/01/35
|
No Opt. Call
|
AAA
|
3,107,559
|
3,335
|
|
5.000%, 2/01/37
|
No Opt. Call
|
AAA
|
3,758,245
|
3,420
|
|
5.000%, 2/01/42
|
2/22 at 100.00
|
AAA
|
3,821,440
|
6,000
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal 2012
|
5/22 at 100.00
|
AAA
|
6,735,420
|
|
|
Series F-1, 5.000%, 5/01/39
|
|
|
|
40
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/13 at 100.00
|
AAA
|
41,094
|
|
|
2003E, 5.250%, 2/01/22 – NPFG Insured
|
|
|
|
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Revenue Bonds,
|
|
|
|
|
|
Subordinate Lien Series 2011C:
|
|
|
|
4,000
|
|
5.500%, 11/01/35
|
11/20 at 100.00
|
AAA
|
4,711,760
|
5,000
|
|
5.000%, 11/01/39
|
11/20 at 100.00
|
AAA
|
5,559,150
|
1,660
|
|
New York City, New York, Educational Construction Fund, Revenue Bonds, Series 2011A, 5.750%,
|
4/21 at 100.00
|
AA+
|
1,963,514
|
|
|
4/01/33 – AGM Insured
|
|
|
|
|
|
New York Convention Center Development Corporation, Hotel Fee Revenue Bonds, Tender Option
|
|
|
|
|
|
Bonds Trust 3095:
|
|
|
|
845
|
|
13.093%, 11/15/30 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
1,005,516
|
4,005
|
|
13.079%, 11/15/44 – AMBAC Insured (IF)
|
11/15 at 100.00
|
AA+
|
4,587,527
|
3,750
|
|
New York State Local Government Assistance Corporation, Revenue Bonds, Series 1993E, 5.250%,
|
No Opt. Call
|
AAA
|
4,250,400
|
|
|
4/01/16 – AGM Insured (UB)
|
|
|
|
1,000
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
4/14 at 100.00
|
AA
|
1,074,700
|
|
|
Series 2004A, 5.000%, 4/01/22 – NPFG Insured
|
|
|
|
|
|
New York State Thruway Authority, Highway and Bridge Trust Fund Bonds, Second General,
|
|
|
|
|
|
Series 2005B:
|
|
|
|
8,455
|
|
5.500%, 4/01/20 – AMBAC Insured
|
No Opt. Call
|
AA
|
10,715,360
|
2,600
|
|
5.000%, 4/01/21 – AMBAC Insured
|
10/15 at 100.00
|
AA
|
2,937,194
|
1,000
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2004A,
|
9/14 at 100.00
|
AAA
|
1,084,830
|
|
|
5.000%, 3/15/24 – AMBAC Insured
|
|
|
|
1,195
|
|
New York State Thruway Authority, State Personal Income Tax Revenue Bonds, Series 2010A,
|
9/20 at 100.00
|
AAA
|
1,390,896
|
|
|
5.000%, 3/15/30
|
|
|
|
|
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
|
|
|
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1:
|
|
|
|
12,400
|
|
5.250%, 6/01/20 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
12,947,336
|
1,000
|
|
5.250%, 6/01/22 – AMBAC Insured
|
6/13 at 100.00
|
AA–
|
1,044,140
|
3,190
|
|
New York State Urban Development Corporation, Revenue Refunding Bonds, State Facilities,
|
No Opt. Call
|
AA–
|
3,439,043
|
|
|
Series 1995, 5.600%, 4/01/15 – NPFG Insured
|
|
|
|
1,980
|
|
Niagara Falls City School District, Niagara County, New York, Certificates of Participation, High
|
6/15 at 100.00
|
AA–
|
2,080,188
|
|
|
School Facility, Series 2005, 5.000%, 6/15/28 – AGM Insured
|
|
|
|
|
|
Puerto Rico Highway and Transportation Authority, Highway Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002E:
|
|
|
|
3,000
|
|
5.500%, 7/01/14 – AGM Insured
|
No Opt. Call
|
AA–
|
3,256,440
|
6,000
|
|
5.500%, 7/01/18 – AGM Insured
|
No Opt. Call
|
AA–
|
6,902,640
|
2,500
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
2/20 at 100.00
|
AA–
|
2,631,226
|
|
|
2010A, 5.000%, 8/01/40 – AGM Insured
|
|
|
|
3,235
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/20 at 100.00
|
AA–
|
3,457,762
|
|
|
2010C, 5.125%, 8/01/42 – AGM Insured
|
|
|
|
|
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A:
|
|
|
|
53,295
|
|
0.000%, 8/01/46 – NPFG Insured
|
No Opt. Call
|
AA–
|
7,512,463
|
44,175
|
|
0.000%, 8/01/47 – AMBAC Insured
|
No Opt. Call
|
AA–
|
5,831,100
|
281,885
|
|
Total Tax Obligation/Limited
|
|
|
216,508,645
|
|
|
Transportation – 15.6% (10.4% of Total Investments)
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2005A:
|
|
|
|
900
|
|
4.750%, 11/15/27 – NPFG Insured
|
11/15 at 100.00
|
AA–
|
993,501
|
1,000
|
|
4.750%, 11/15/30 – AMBAC Insured
|
11/15 at 100.00
|
A
|
1,039,620
|
7,575
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2006B,
|
11/16 at 100.00
|
AA–
|
7,816,037
|
|
|
4.500%, 11/15/36 – AGM Insured
|
|
|
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002A:
|
|
|
|
3,815
|
|
5.500%, 11/15/19 – AMBAC Insured
|
11/12 at 100.00
|
A
|
3,884,357
|
4,000
|
|
5.125%, 11/15/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
4,059,360
|
|
|
Metropolitan Transportation Authority, New York, Transportation Revenue Refunding Bonds,
|
|
|
|
|
|
Series 2002E:
|
|
|
|
2,665
|
|
5.500%, 11/15/21 – NPFG Insured
|
11/12 at 100.00
|
A
|
2,707,507
|
8,500
|
|
5.000%, 11/15/25 – NPFG Insured
|
11/12 at 100.00
|
A
|
8,624,440
|
2,235
|
|
New York Liberty Development Corporation, Liberty Revenue Bonds, 4 World Trade Center Project,
|
11/21 at 100.00
|
A+
|
2,414,605
|
|
|
Series 2011, 5.000%, 11/15/44
|
|
|
|
970
|
|
New York State Thruway Authority, General Revenue Bonds, Refunding Series 2007H, 5.000%,
|
1/18 at 100.00
|
A+
|
1,100,145
|
|
|
1/01/25 – FGIC Insured
|
|
|
|
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F:
|
|
|
|
2,665
|
|
5.000%, 1/01/20 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
2,926,383
|
4,075
|
|
5.000%, 1/01/30 – AMBAC Insured
|
1/15 at 100.00
|
A+
|
4,412,369
|
1,700
|
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
1,874,743
|
|
|
AGM Insured (UB)
|
|
|
|
6,340
|
|
New York State Thruway Authority, General Revenue Bonds, Series2012I, 5.000%, 1/01/42
|
1/22 at 100.00
|
A+
|
6,892,087
|
|
|
(WI/DD, Settling 7/11/12)
|
|
|
|
1,700
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Fortieth
|
6/15 at 101.00
|
Aa2
|
1,811,231
|
|
|
Series 2005, 5.000%, 12/01/31 – SYNCORA GTY Insured
|
|
|
|
1,175
|
|
Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Forty
|
8/17 at 100.00
|
Aa2
|
1,610,361
|
|
|
Eighth Series 2008, Trust 2920, 17.352%, 8/15/32 – AGM Insured (IF)
|
|
|
|
|
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
|
|
|
|
|
Refunding Bonds, Series 2002E:
|
|
|
|
1,570
|
|
5.500%, 11/15/20 – NPFG Insured
|
No Opt. Call
|
A+
|
1,975,876
|
3,800
|
|
5.250%, 11/15/22 – NPFG Insured
|
11/12 at 100.00
|
A+
|
3,865,512
|
54,685
|
|
Total Transportation
|
|
|
58,008,134
|
|
|
U.S. Guaranteed – 9.7% (6.4% of Total Investments) (4)
|
|
|
|
1,435
|
|
Dormitory Authority of the State of New York, Judicial Facilities Lease Revenue Bonds, Suffolk
|
No Opt. Call
|
Aaa
|
1,625,783
|
|
|
County Issue, Series 1986, 7.375%, 7/01/16 (ETM)
|
|
|
|
|
|
Dormitory Authority of the State of New York, Revenue Bonds, Memorial Sloan-Kettering Cancer
|
|
|
|
|
|
Center, Series 2003-1:
|
|
|
|
2,500
|
|
5.000%, 7/01/21 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
Aa2 (4)
|
2,619,825
|
3,300
|
|
5.000%, 7/01/22 (Pre-refunded 7/01/13) – NPFG Insured
|
7/13 at 100.00
|
Aa2 (4)
|
3,459,225
|
|
|
Metropolitan Transportation Authority, New York, Dedicated Tax Fund Bonds, Series 1999A:
|
|
|
|
4,000
|
|
5.000%, 4/01/17 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (4)
|
4,418,920
|
1,000
|
|
5.000%, 4/01/29 (Pre-refunded 10/01/14) – AGM Insured
|
10/14 at 100.00
|
AA+ (4)
|
1,104,730
|
|
|
Metropolitan Transportation Authority, New York, Transit Facilities Revenue Bonds, Series 1998B:
|
|
|
|
10,000
|
|
4.875%, 7/01/18 – FGIC Insured (ETM)
|
7/12 at 100.00
|
AA+ (4)
|
10,169,500
|
4,500
|
|
4.750%, 7/01/26 – FGIC Insured (ETM)
|
7/12 at 100.00
|
AA+ (4)
|
4,613,220
|
1,955
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/13 at 100.00
|
Aaa
|
2,013,494
|
|
|
2003E, 5.250%, 2/01/22 (Pre-refunded 2/01/13) – NPFG Insured
|
|
|
|
1,845
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Fiscal Series
|
2/14 at 100.00
|
AAA
|
1,982,397
|
|
|
2004C, 5.000%, 2/01/19 (Pre-refunded 2/01/14) – SYNCORA GTY Insured
|
|
|
|
3,500
|
|
New York City Transitional Finance Authority, New York, Future Tax Secured Refunding Bonds,
|
2/13 at 100.00
|
Aaa
|
3,599,575
|
|
|
Fiscal Series 2003D, 5.000%, 2/01/22 (Pre-refunded 2/01/13) – NPFG Insured
|
|
|
|
500
|
|
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
542,510
|
|
|
2005B, 5.000%, 3/15/30 (Pre-refunded 3/15/15) – AGM Insured
|
|
|
|
34,535
|
|
Total U.S. Guaranteed
|
|
|
36,149,179
|
|
|
Utilities – 11.4% (7.6% of Total Investments)
|
|
|
|
1,560
|
|
Guam Power Authority, Revenue Bonds, Series 2010A, 5.000%, 10/01/37 – AGM Insured
|
10/20 at 100.00
|
AA–
|
1,676,048
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A:
|
|
|
|
4,000
|
|
0.000%, 6/01/24 – AGM Insured
|
No Opt. Call
|
AA–
|
2,857,240
|
4,000
|
|
0.000%, 6/01/25 – AGM Insured
|
No Opt. Call
|
AA–
|
2,733,840
|
5,000
|
|
0.000%, 6/01/26 – AGM Insured
|
No Opt. Call
|
AA–
|
3,260,400
|
7,000
|
|
0.000%, 6/01/27 – AGM Insured
|
No Opt. Call
|
AA–
|
4,342,730
|
10,500
|
|
0.000%, 6/01/28 – AGM Insured
|
No Opt. Call
|
AA–
|
6,201,195
|
7,000
|
|
0.000%, 6/01/29 – AGM Insured
|
No Opt. Call
|
AA–
|
3,907,540
|
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A:
|
|
|
|
6,180
|
|
5.000%, 12/01/23 – FGIC Insured
|
6/16 at 100.00
|
A
|
6,917,892
|
8,020
|
|
5.000%, 12/01/25 – FGIC Insured
|
6/16 at 100.00
|
A
|
8,925,057
|
750
|
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006B,
|
6/16 at 100.00
|
A
|
787,650
|
|
|
5.000%, 12/01/35 – CIFG Insured
|
|
|
|
865
|
|
Power Authority of the State of New York, General Revenue Bonds, Series 2006A, 5.000%,
|
11/15 at 100.00
|
Aa2
|
985,512
|
|
|
11/15/19 – FGIC Insured
|
|
|
|
54,875
|
|
Total Utilities
|
|
|
42,595,104
|
|
|
Water and Sewer – 10.8% (7.2% of Total Investments)
|
|
|
|
8,870
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
12/21 at 100.00
|
AA+
|
9,816,870
|
|
|
Bonds, Second Generation Resolution, Fiscal 2012 Series BB, 5.000%, 6/15/44
|
|
|
|
3,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/17 at 100.00
|
AA+
|
3,328,050
|
|
|
Bonds, Second Generation Resolution, Series 2007AA, 5.000%, 6/15/37
|
|
|
|
3,500
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewer System Revenue
|
6/16 at 100.00
|
AAA
|
3,901,310
|
|
|
Bonds, Series 2006B, 5.000%, 6/15/36 – NPFG Insured (UB)
|
|
|
|
3,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/14 at 100.00
|
AAA
|
3,205,890
|
|
|
Revenue Bonds, Fiscal Series 2004C, 5.000%, 6/15/35 – AMBAC Insured
|
|
|
|
6,525
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/15 at 100.00
|
AAA
|
7,269,435
|
|
|
Revenue Bonds, Fiscal Series 2005C, 5.000%, 6/15/27 – NPFG Insured (UB)
|
|
|
|
5,000
|
|
New York City Municipal Water Finance Authority, New York, Water and Sewerage System
|
6/13 at 100.00
|
AAA
|
5,189,700
|
|
|
Revenue Refunding Bonds, Fiscal Series 2003E, 5.000%, 6/15/34
|
|
|
|
7,000
|
|
Suffolk County Water Authority, New York, Waterworks Revenue Bonds, Series 2005C, 5.000%,
|
6/15 at 100.00
|
AAA
|
7,423,990
|
|
|
6/01/28 – NPFG Insured (UB)
|
|
|
|
36,895
|
|
Total Water and Sewer
|
|
|
40,135,245
|
$ 620,480
|
|
Total Investments (cost $523,952,709) – 150.2%
|
|
|
559,913,571
|
|
|
Floating Rate Obligations – (10.8)%
|
|
|
(40,245,000)
|
|
|
Variable Rate Demand Preferred Shares, at Liquidation Value – (43.4)% (5)
|
|
|
(161,700,000)
|
|
|
Other Assets Less Liabilities – 4.0%
|
|
|
14,752,614
|
|
|
Net Assets Applicable to Common Shares – 100%
|
|
|
$ 372,721,185
|