Post-effective Amendment to an S-8 Filing (s-8 Pos)
13 April 2018 - 3:01AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on April 12, 2018
Registration
No. 333-188916
UNITED STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1
to
FORM
S-8
REGISTRATION STATEMENT
UNDER
THE
SECURITIES ACT OF 1933
Ply Gem Holdings, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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20-0645710
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(State or other jurisdiction of
incorporation or organization)
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(I.R.S. Employer
Identification Number)
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5020 Weston Parkway, Suite 400
Cary, North Carolina 27513
(919)
677-3900
(Address, including Zip Code, and Telephone Number, including Area Code of Registrants Principal Executive Office)
Ply Gem Holdings, Inc. 2004 Stock Option Plan
Ply Gem Holdings, Inc. Long Term Incentive Plan
(Full title of the plan)
Shawn K. Poe
Chief Financial Officer
Ply Gem Holdings, Inc.
5020 Weston Parkway, Suite 400
Cary, North Carolina 27513
(919)
677-3900
(Name, address and telephone number of agent for service)
With copies to:
Paul
M. Rodel, Esq.
Meir D. Katz, Esq.
Debevoise & Plimpton LLP
919 Third Avenue
New
York, New York 10022
(212)
909-6000
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting
company, or an emerging growth company. See the definitions of large accelerated filer, accelerated filer, smaller reporting company, and emerging growth company in Rule 12b-2 of the Exchange Act.
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Large accelerated filer
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☐
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Accelerated filer
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☒
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Non-accelerated filer
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☐ (Do not check if a smaller reporting company)
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Smaller reporting company
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☐
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Emerging growth company
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☐
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act . ☐
RECENT EVENTS: DEREGISTRATION
This Post-Effective Amendment relates to the Registration Statement on
Form S-8
(No. 333-188916)
(the
Registration Statement
) of Ply Gem Holdings, Inc. (the
Company
), that was filed with the Securities and Exchange Commission on May 29,
2013. The Registration Statement registered (
i
) 3,885,680 shares of Common Stock, par value $0.01 per share, of the Company (
2004 Stock Option Plan Common Stock
) for issuance under the Companys 2004 Stock Option
Plan (the
2004 Option Plan
) and (
ii
) 3,500,000 shares of Common Stock, par value $0.01 per share, of the Company (
Long Term Incentive Plan Common Stock
and together with the 2004 Stock Option Plan Common
Stock, the
Company Common Stock
) for issuance under the Companys Long Term Incentive Plan (the
LTIP
).
On April 12, pursuant to that certain Agreement and Plan of Merger, dated as of January 31, 2018 (the
Merger
Agreement
), by and among the Company, Pisces Midco, Inc., a Delaware corporation (
Parent
), and Pisces Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent (
Merger Sub
), Merger
Sub merged with and into the Company, with the Company continuing as the surviving corporation and as a wholly-owned subsidiary of Parent.
In accordance with the terms of the Merger Agreement, the Company has terminated all offerings of Company Common Stock pursuant to the
Companys 2004 Option Plan and LTIP, including pursuant to the Registration Statement. In accordance with the undertakings made by the Company in the Registration Statement to remove from registration, by means of a post-effective
amendment, any shares of Company Common Stock that remain unsold at the termination of the offering, the Company is filing this Post-Effective Amendment No. 1 to the Registration Statement and hereby removes from registration all shares of
Company Common Stock registered under the Registration Statement that remain unsold as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe
that it meets all of the requirements for filing on
Form S-8
and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Cary, State of North Carolina, on April 12, 2018.
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PLY GEM HOLDINGS, INC.
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By:
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/s/ Shawn K. Poe
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Name:
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Shawn K. Poe
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Title:
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Executive Vice President, Chief Financial Officer and Secretary
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No other person is required to sign this Post-Effective Amendment No. 1 in reliance upon Rule 478 under the
Securities Act of 1933, as amended.
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