Initial Statement of Beneficial Ownership (3)
10 February 2022 - 10:47AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Apollo Principal Holdings III GP Ltd |
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/2/2021
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3. Issuer Name and Ticker or Trading Symbol
Sunlight Financial Holdings Inc. [SUNL]
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(Last)
(First)
(Middle)
9 WEST 57TH STREET, 43RD FLOOR |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
NEW YORK, NY 10019
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 7337241 | I | See footnote (1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Warrants | 12/1/2021 | 7/9/2026 | Class A Common Stock | 9900000 | $0.00 | I | See footnote (1) |
Explanation of Responses: |
(1) | See Exhibit 99.1. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Apollo Principal Holdings III GP Ltd 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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Spartan Acquisition Sponsor II LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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AP Spartan Energy Holdings II, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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Apollo ANRP Advisors III, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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Apollo ANRP Capital Management III, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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APH Holdings, L.P. 9 WEST 57TH STREET, 43RD FLOOR NEW YORK, NY 10019 |
| X |
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Signatures
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See Exhibit 99.2 | | 2/9/2022 |
**Signature of Reporting Person | Date |
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