SQZ Biotechnologies Receives Notice Regarding Continued Listing Standards From the New York Stock Exchange
19 January 2023 - 8:30AM
Business Wire
SQZ Biotechnologies (NYSE: SQZ) today announced that on January
18, 2023, it received notice from the New York Stock Exchange
(NYSE) indicating that the Company is not in compliance with
Section 802.01C of the NYSE Listed Company Manual because the
average closing price of the Company’s common stock was less than
$1.00 over a consecutive 30 trading-day period. The notice does not
result in the immediate delisting of the Company’s common stock
from the NYSE.
The Company plans to notify the NYSE of its intent to cure the
stock price deficiency and return to compliance with the NYSE’s
continued listing standards. Under NYSE rules, the Company has a
period of six months from receipt of the NYSE notice to cure the
stock price deficiency and regain compliance with the NYSE’s
continued listing standards. The Company can regain compliance at
any time within such cure period if, on the last trading day of any
calendar month during the cure period, the Company has a closing
share price of at least $1.00 and an average closing share price of
at least $1.00 over the 30 trading-day period ending on the last
trading day of that month. The Company intends to consider
available alternatives, including, but not limited to, a reverse
stock split, subject to stockholder approval at the Company’s next
annual meeting of stockholders, if necessary to cure the stock
price deficiency. The Company’s common stock will continue to be
listed and trade on the NYSE during this cure period, subject to
SQZ Biotechnologies’ compliance with other NYSE continued listing
standards.
About SQZ Biotechnologies
SQZ Biotechnologies is a clinical-stage biotechnology Company
focused on unlocking the full potential of cell therapies. The
Company’s proprietary Cell Squeeze® technology offers the unique
ability to deliver multiple biological materials into many patient
cell types to engineer what we believe can be a broad range of
potential therapeutics. Our goal is to create well-tolerated cell
therapies that can provide therapeutic benefit for patients and
improve the patient experience over existing cell therapy
approaches. With accelerated production timelines under 24 hours
and the opportunity to eliminate preconditioning and lengthy
hospital stays, our approach could change the way people think
about cell therapies. For more information, please visit
www.sqzbiotech.com.
Forward-Looking Statements
This press release contains forward-looking statements within
the meaning of the Private Securities Litigation Reform Act of
1995. All statements contained in this press release that do not
relate to matters of historical fact should be considered
forward-looking statements, including without limitation statements
relating to the NYSE’s continued listing standards, the Company’s
ability to return to and maintain compliance with these standards
and the Company’s plans to cure the stock price deficiency. These
forward-looking statements are based on management's current
expectations. Actual results could differ from those projected in
any forward-looking statements due to several risk factors. Such
factors include, among others, risks and uncertainties related to
our ability to regain compliance with the NYSE’s continued listing
standards within the applicable cure period; our ability to
continue to comply with the applicable NYSE continued listing
standards; our limited operating history; our significant losses
incurred since inception and expectation to incur significant
additional losses for the foreseeable future; our ability to
continue as a going concern; our ability to successfully execute or
achieve the benefits of our strategic prioritization and other cost
saving measures; the development of our initial product candidates,
upon which our business is highly dependent; the impact of the
COVID-19 pandemic on our operations and clinical activities; our
need for additional funding and our cash runway; the lengthy,
expensive, and uncertain process of clinical drug development,
including uncertain outcomes of clinical trials and potential
delays in regulatory approval; our ability to maintain our
relationships with our third party vendors; and protection of our
proprietary technology, intellectual property portfolio and the
confidentiality of our trade secrets. These and other important
factors discussed under the caption "Risk Factors" in our Quarterly
Reports on Form 10-Q, our Annual Reports on Form 10-K, and other
filings with the U.S. Securities and Exchange Commission could
cause actual results to differ materially from those indicated by
the forward-looking statements. Any forward-looking statements
represent management's estimates as of the date of this press
release and SQZ undertakes no duty to update these forward-looking
statements, whether as a result of new information, the occurrence
of current events, or otherwise, unless required by law.
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version on businesswire.com: https://www.businesswire.com/news/home/20230118005811/en/
Investor Relations and Media Mike Kaiser 857-760-0398
michael.kaiser@sqzbiotech.com
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