- Current report filing (8-K)
14 July 2012 - 3:27AM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event
reported): July 2, 2012
Lehman ABS Corporation, on behalf of:
CORPORATE BACKED TRUST CERTIFICATES,
FEDERAL EXPRESS CORPORATION
NOTE-BACKED SERIES 2001-37 TRUST
(Exact Name of Registrant as Specified in Its Charter)
|
|
|
|
|
Delaware
|
|
001-31856
|
|
13-3447441
|
(State or Other Jurisdiction
of Incorporation)
|
|
(Commission
File Number)
|
|
(I.R.S. Employer
Identification No.)
|
|
|
Lehman ABS Corporation
1271 Avenue of the Americas
New York, New York
|
|
10020
|
(Address of Principal Executive Offices)
|
|
(Zip Code)
|
Registrant’s telephone number, including area code: (646) 285-9000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any following provisions (see General Instruction A.2. below):
¨
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
¨
|
Soliciting material pursuant to Rule 14a-12(b) under the Exchange Act (17 CFR 240.14a-12(b))
|
¨
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
¨
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
The Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed Series 2001-37 Trust, which
we refer to herein as the “Trust,” was formed pursuant to the Standard Terms for Trust Agreements, dated as of January 16, 2001, between Lehman ABS Corporation, as depositor, and U.S. Bank Trust National Association, as trustee, as
supplemented by the Series Supplement in respect of the Trust dated as of December 27, 2001, as amended.
As previously disclosed, the
Registrant is a wholly-owned, indirect subsidiary of Lehman Brothers Holdings Inc. (“LBHI”). On September 15, 2008 and periodically thereafter, LBHI and certain of its subsidiaries (collectively, the “Debtors”) commenced
voluntary cases under chapter 11 of title 11 of the United States Code with the United States Bankruptcy Court for the Southern District of New York (the “Bankruptcy Court”) (jointly administered proceedings,
In re Lehman Brothers
Holdings Inc.
et al., Case Number 08-13555). LBHI and its wholly-owned broker-dealer, Lehman Brothers Inc., have sold since September 15, 2008 significant businesses, including the sale on September 21, 2008 of the investment banking
business to Barclays Capital Inc., which business included the employees who historically conducted the Registrant’s business.
On
December 6, 2011, the Bankruptcy Court entered an order (the “Confirmation Order”) confirming the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors (the “Plan”). The
Plan and the Confirmation Order were attached as Exhibit 2.1 and Exhibit 2.2, respectively, to LBHI’s Current Report on Form 8-K filed with the Securities and Exchange Commission on December 14, 2011. LBHI’s Current Report on Form 8-K
filed with the Securities and Exchange Commission on December 14, 2011 contains a summary of the Plan.
On March 6, 2012 (the
“Effective Date”), the Plan became effective and a notice of the Effective Date of the Plan (the “Notice of Effective Date”) was filed with the Bankruptcy Court.
Item 8.01. OTHER EVENTS
On July 2, 2012, distribution was made to the holders of the
certificates issued by the Trust. Specific information with respect to the distribution is filed as Exhibit 99.1 hereto.
No other reportable
transactions or matters have occurred during the current reporting period.
Federal Express Corporation, the issuer of the underlying
securities, is subject to the information reporting requirements of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). For information on Federal Express Corporation please see its periodic and current reports filed with
the Securities and Exchange Commission (the “Commission”) under Federal Express Corporation’s Exchange Act file number, 001-07806. The Commission maintains a site on the World Wide Web at “http://www.sec.gov” at which users
can view and download copies of reports, proxy and information statements and other information filed electronically through the Electronic Data Gathering, Analysis and Retrieval system, or “EDGAR.” Periodic and current reports and other
information required to be filed pursuant to the Exchange Act by Federal Express Corporation may be accessed on this site. Neither Lehman ABS Corporation nor the Trustee has participated in the preparation of such reporting documents, or made any
due diligence investigation with respect to the information provided therein. Neither Lehman ABS Corporation nor the Trustee has verified the accuracy or completeness of such documents or reports. There can be no assurance that events affecting the
issuer of the underlying securities or the underlying securities themselves, have not occurred or have not yet been publicly disclosed which would affect the accuracy or completeness of the publicly available documents described above.
Item 9.01. FINANCIAL STATEMENTS AND EXHIBITS
(d) The following exhibit is filed as part of this report:
|
|
|
|
|
99.1
|
|
Trustee’s Distribution Statement to the Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed Series 2001-37 Certificate Holders for the period ending
July 2, 2012.
|
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. In preparing this
report the Registrant has relied on information provided to it by the Trustee.
Date: July 13, 2012
|
|
|
Lehman ABS Corporation
|
|
|
By:
|
|
/s/
William J. Fox
|
|
|
Name:
|
|
William J. Fox
|
Title:
|
|
Chief Financial Officer and Executive Vice President
|
EXHIBIT INDEX
|
|
|
Exhibit
Number
|
|
Description
|
|
|
99.1
|
|
Trustee’s Distribution Statement to the Corporate Backed Trust Certificates, Federal Express Corporation Note-Backed Series 2001-37 Certificate Holders for the period ending
July 2, 2012.
|
Lehman Abs 7.75 Fdx (NYSE:XKO)
Historical Stock Chart
From Mar 2025 to Apr 2025
Lehman Abs 7.75 Fdx (NYSE:XKO)
Historical Stock Chart
From Apr 2024 to Apr 2025