Current Report Filing (8-k)
24 May 2014 - 6:15AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM 8-K
CURRENT
REPORT Pursuant
to
Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of Report (Date of earliest event
reported): May 20, 2014
ThermoEnergy
Corporation
(Exact name of registrant as specified in
its charter)
Delaware
(State or other jurisdiction of incorporation)
33-46104-FW |
71-0659511 |
(Commission File Number) |
(IRS Employer Identification No.) |
10 New Bond Street, Worcester, Massachusetts |
01606 |
(Address of principal executive offices) |
(Zip Code) |
(508)
854-1628
(Registrant’s telephone number, including
area code)
Check the appropriate
box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02. Departure of Directors or Principal Officers;
Election of Directors; Appointment of Principal Officers; Compensatory Arrangements of Certain Officers
On May 20, 2014, David L. Keller resigned, effective May 31,
2014, as a member of our Board of Directors.
Mr. Keller has been a member of our Board of Directors since
April 15, 2013. He has served as one of the three directors elected by the holders of our Common Stock and our Series A Convertible
Preferred Stock (voting together as a single class). Mr. Keller has served as a member of the Audit, Nominating and Compensation
and Benefits Committees of our Board of Directors, as a member of the ad hoc Special Committee of Independent Directors,
and as a member of the Board of Directors of our subsidiary, CASTion Corporation.
Mr. Keller’s resignation is not due to a disagreement
with our Board of Directors or our management on any matter relating to our operations, policies or practices.
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: May 23, 2014
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THERMOENERGY
CORPORATION |
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(Registrant) |
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By: |
/s/ Gregory M. Landegger |
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Name: |
Gregory M. Landegger |
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Title: |
Chief Operating Officer and |
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Interim Chief Financial Officer |
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