TIDM0A40 TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                               Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose          DRAFTKINGS INC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify identity 
     of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:                25 October 2021 
(f)  In addition to the company in 1(c) above, is the      YES: 
     discloser making 
     disclosures in respect of any other party to the      ENTAIN PLC 
     offer? 
                                                           GVC HLDGS PLC 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:   USD 0.0001 class A common 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           586,261            0.14%       394,227     0.10% 
 
       Cash-settled 
(2)    derivatives: 
                              16,877             0.00%       0           0.00% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              2,534,295          0.62%       1,295,030   0.32% 
 
 
 TOTAL:                       3,137,433          0.77%       1,689,257   0.42% 
 
Class of relevant security:   Convertible Bond US26142RAA23 
                              Interests                      Short Positions 
                              Number             (%)         Number      (%) 
       Relevant securities 
(1)    owned 
 and/or controlled:           1,361,000          0.34%       0           0.00% 
 
       Cash-settled 
(2)    derivatives: 
                              0                  0.00%       0           0.00% 
 
       Stock-settled 
       derivatives 
(3)    (including options) 
 and agreements to 
  purchase/sell:              0                  0.00%       0           0.00% 
 
 
 TOTAL:                       1,361,000          0.34%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant            Purchase/sale    Number of     Price per unit 
security                                      securities 
Convertible Bond             Purchase         3,134,000     86.7912 USD 
Convertible Bond             Sale             1,567,000     86.7912 USD 
USD 0.0001 class A common    Purchase         2             45.6500 USD 
USD 0.0001 class A common    Purchase         4             46.8500 USD 
USD 0.0001 class A common    Purchase         9             46.6100 USD 
USD 0.0001 class A common    Purchase         22            46.7352 USD 
USD 0.0001 class A common    Purchase         23            47.0569 USD 
USD 0.0001 class A common    Purchase         68            46.6400 USD 
USD 0.0001 class A common    Purchase         74            46.7043 USD 
USD 0.0001 class A common    Purchase         75            46.5700 USD 
USD 0.0001 class A common    Purchase         90            46.6677 USD 
USD 0.0001 class A common    Purchase         91            46.5243 USD 
USD 0.0001 class A common    Purchase         96            46.6654 USD 
USD 0.0001 class A common    Purchase         100           46.8300 USD 
USD 0.0001 class A common    Purchase         104           46.7776 USD 
USD 0.0001 class A common    Purchase         112           46.6382 USD 
USD 0.0001 class A common    Purchase         115           46.8044 USD 
USD 0.0001 class A common    Purchase         120           46.7095 USD 
USD 0.0001 class A common    Purchase         138           46.7555 USD 
USD 0.0001 class A common    Purchase         155           46.7121 USD 
USD 0.0001 class A common    Purchase         195           46.8600 USD 
USD 0.0001 class A common    Purchase         200           46.8350 USD 
USD 0.0001 class A common    Purchase         206           46.8188 USD 
USD 0.0001 class A common    Purchase         300           46.6099 USD 
USD 0.0001 class A common    Purchase         375           46.5753 USD 
USD 0.0001 class A common    Purchase         440           46.6790 USD 
USD 0.0001 class A common    Purchase         562           46.6389 USD 
USD 0.0001 class A common    Purchase         564           46.8200 USD 
USD 0.0001 class A common    Purchase         637           46.7616 USD 
USD 0.0001 class A common    Purchase         1,531         46.7746 USD 
USD 0.0001 class A common    Purchase         1,542         46.6532 USD 
USD 0.0001 class A common    Purchase         1,648         46.7631 USD 
USD 0.0001 class A common    Purchase         1,994         46.4311 USD 
USD 0.0001 class A common    Purchase         2,188         46.8050 USD 
USD 0.0001 class A common    Purchase         2,789         46.7308 USD 
USD 0.0001 class A common    Purchase         2,863         46.3896 USD 
USD 0.0001 class A common    Purchase         3,354         46.1342 USD 
USD 0.0001 class A common    Purchase         4,037         46.5815 USD 
USD 0.0001 class A common    Purchase         4,300         46.7500 USD 
USD 0.0001 class A common    Purchase         5,355         46.7387 USD 
USD 0.0001 class A common    Purchase         7,800         46.7600 USD 
USD 0.0001 class A common    Purchase         7,985         46.6233 USD 
USD 0.0001 class A common    Purchase         17,783        46.7727 USD 
USD 0.0001 class A common    Purchase         26,693        46.6672 USD 
USD 0.0001 class A common    Purchase         28,328        46.6140 USD 
USD 0.0001 class A common    Purchase         31,418        46.6203 USD 
USD 0.0001 class A common    Purchase         67,903        46.7315 USD 
USD 0.0001 class A common    Purchase         116,935       46.5034 USD 
USD 0.0001 class A common    Purchase         146,688       46.5937 USD 
USD 0.0001 class A common    Sale             4             46.7200 USD 
USD 0.0001 class A common    Sale             4             46.8500 USD 
USD 0.0001 class A common    Sale             10            46.6920 USD 
USD 0.0001 class A common    Sale             15            46.8313 USD 
USD 0.0001 class A common    Sale             37            46.5179 USD 
USD 0.0001 class A common    Sale             55            46.7790 USD 
USD 0.0001 class A common    Sale             100           47.0200 USD 
USD 0.0001 class A common    Sale             100           46.7100 USD 
USD 0.0001 class A common    Sale             108           46.8121 USD 
USD 0.0001 class A common    Sale             109           46.7806 USD 
USD 0.0001 class A common    Sale             111           46.7844 USD 
USD 0.0001 class A common    Sale             112           46.7694 USD 
USD 0.0001 class A common    Sale             112           47.0400 USD 
USD 0.0001 class A common    Sale             116           46.7981 USD 
USD 0.0001 class A common    Sale             119           46.7871 USD 
USD 0.0001 class A common    Sale             121           46.7700 USD 
USD 0.0001 class A common    Sale             125           46.7810 USD 
USD 0.0001 class A common    Sale             126           46.7608 USD 
USD 0.0001 class A common    Sale             140           46.7557 USD 
USD 0.0001 class A common    Sale             169           46.7533 USD 
USD 0.0001 class A common    Sale             180           46.8077 USD 
USD 0.0001 class A common    Sale             200           46.7825 USD 
USD 0.0001 class A common    Sale             202           46.8000 USD 
USD 0.0001 class A common    Sale             204           46.7801 USD 
USD 0.0001 class A common    Sale             205           46.8051 USD 
USD 0.0001 class A common    Sale             300           46.8016 USD 
USD 0.0001 class A common    Sale             300           46.8033 USD 
USD 0.0001 class A common    Sale             300           46.5000 USD 
USD 0.0001 class A common    Sale             300           46.7500 USD 
USD 0.0001 class A common    Sale             300           46.7750 USD 
USD 0.0001 class A common    Sale             321           46.7707 USD 
USD 0.0001 class A common    Sale             384           46.5250 USD 
USD 0.0001 class A common    Sale             400           46.7900 USD 
USD 0.0001 class A common    Sale             400           46.7800 USD 
USD 0.0001 class A common    Sale             400           46.7950 USD 
USD 0.0001 class A common    Sale             429           46.7527 USD 
USD 0.0001 class A common    Sale             499           46.8100 USD 
USD 0.0001 class A common    Sale             500           46.7850 USD 
USD 0.0001 class A common    Sale             500           46.7820 USD 
USD 0.0001 class A common    Sale             506           46.7875 USD 
USD 0.0001 class A common    Sale             519           46.9481 USD 
USD 0.0001 class A common    Sale             600           46.7908 USD 
USD 0.0001 class A common    Sale             600           46.7975 USD 
USD 0.0001 class A common    Sale             700           46.4328 USD 
USD 0.0001 class A common    Sale             719           46.8133 USD 
USD 0.0001 class A common    Sale             822           46.7917 USD 
USD 0.0001 class A common    Sale             854           46.8200 USD 
USD 0.0001 class A common    Sale             896           46.7765 USD 
USD 0.0001 class A common    Sale             998           46.4014 USD 
USD 0.0001 class A common    Sale             1,158         46.7729 USD 
USD 0.0001 class A common    Sale             1,180         46.7718 USD 
USD 0.0001 class A common    Sale             1,398         46.8050 USD 
USD 0.0001 class A common    Sale             1,400         46.7921 USD 
USD 0.0001 class A common    Sale             1,552         46.8149 USD 
USD 0.0001 class A common    Sale             1,674         46.7799 USD 
USD 0.0001 class A common    Sale             1,801         46.7983 USD 
USD 0.0001 class A common    Sale             1,863         46.3556 USD 
USD 0.0001 class A common    Sale             2,318         46.8285 USD 
USD 0.0001 class A common    Sale             2,655         46.8123 USD 
USD 0.0001 class A common    Sale             3,942         46.7212 USD 
USD 0.0001 class A common    Sale             4,163         46.5426 USD 
USD 0.0001 class A common    Sale             5,106         46.8089 USD 
USD 0.0001 class A common    Sale             5,339         46.3785 USD 
USD 0.0001 class A common    Sale             5,355         46.7387 USD 
USD 0.0001 class A common    Sale             5,576         46.6690 USD 
USD 0.0001 class A common    Sale             5,649         46.8156 USD 
USD 0.0001 class A common    Sale             7,707         46.0500 USD 
USD 0.0001 class A common    Sale             8,219         46.3953 USD 
USD 0.0001 class A common    Sale             14,288        46.7638 USD 
USD 0.0001 class A common    Sale             15,391        46.6102 USD 
USD 0.0001 class A common    Sale             21,194        46.6663 USD 
USD 0.0001 class A common    Sale             27,959        46.4773 USD 
USD 0.0001 class A common    Sale             28,370        46.6979 USD 
USD 0.0001 class A common    Sale             33,974        46.6095 USD 
USD 0.0001 class A common    Sale             61,364        46.8166 USD 
USD 0.0001 class A common    Sale             69,563        46.4495 USD 
USD 0.0001 class A common    Sale             153,956       46.6082 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class     Product      Writing,     Number      Exercise  Type      Expiry  Option 
of        description  purchasing,  of          price               date    money 
relevant               selling,     securities  per unit                    paid/ 
security               varying etc  to which                                received 
                                    option                                  per unit 
                                    relates 
USD       Call         Purchasing   56,900      50 USD    American  22 Oct  0.0100 
0.0001    Options                                                   2021    USD 
class A 
common 
USD       Put Options  Selling      18,700      49 USD    American  22 Oct  2.7400 
0.0001                                                              2021    USD 
class A 
common 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 26 Oct 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose positions/dealings        Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose           DRAFTKINGS INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.0001 
 class A                                                                29 Oct 
 common     Call Options  Purchased     65,000      50.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -35,500     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -33,835     70.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -31,007     65.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -20,503     65.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -16,059     55.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Call Options  Written       -14,443     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Call Options  Written       -7,373      45.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -6,363      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Call Options  Written       -101        60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Purchased     -418,200    45.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -212,400    55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -211,100    45.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -85,700     40.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -63,963     50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Purchased     -52,500     40.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Purchased     -30,000     60.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -22,601     60.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -16,968     65.0000   American  2022 
USD 0.0001 
 class A                                                                29 Oct 
 common     Put Options   Purchased     -15,000     49.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Purchased     -707        40.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       505         40.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       9,999       55.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       22,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       23,230      60.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       45,248      45.0000   American  2021 
USD 0.0001 
 class A                                                                15 Jul 
 common     Put Options   Written       50,500      60.0000   American  2022 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       54,944      50.0000   American  2022 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       57,600      50.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       111,403     60.0000   American  2023 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       113,778     40.0000   American  2021 
USD 0.0001 
 class A                                                                19 Nov 
 common     Put Options   Written       141,400     55.0000   American  2021 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       201,596     45.0000   American  2022 
USD 0.0001 
 class A                                                                14 Apr 
 common     Put Options   Written       202,000     45.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       206,222     40.0000   American  2023 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       223,210     50.0000   American  2023 
USD 0.0001 
 class A                                                                21 Jan 
 common     Put Options   Written       228,400     55.0000   American  2022 
USD 0.0001 
 class A                                                                20 Jan 
 common     Put Options   Written       275,033     45.0000   American  2023 
USD 0.0001 
 class A                                                                20 May 
 common     Put Options   Written       501,727     45.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20211026005754/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

October 26, 2021 08:33 ET (12:33 GMT)

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