BNP Paribas London Form 8.5 (EPT/NON-RI) Shaftesbury plc (5359R)
06 July 2022 - 8:41PM
UK Regulatory
TIDM48QZ
RNS Number : 5359R
BNP Paribas London
06 July 2022
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI")
STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BNP Arbitrage SA
(b) Name of offeror/offeree in relation Shaftesbury plc
to whose relevant securities this
form relates:
Use a separate form for each offeror/offeree
------------------------------------
(c) Name of the party to the offer Capital & Counties Properties
with which exempt principal trader plc
is connected:
------------------------------------
(d) Date position held/dealing undertaken: 05/07/2022
For an opening position disclosure,
state the latest practicable date
prior to the disclosure
------------------------------------
(e) In addition to the company in Yes: Capital & Counties Properties
1(b) above, is the exempt principal plc
trader making disclosures in respect
of any other party to the offer?
If it is a cash offer or possible
cash offer, state "N/A"
------------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose
in more than one class of relevant securities of the offeror
or offeree named in 1(b), copy table 2(a) or (b) (as appropriate)
for each additional class of relevant security.
(a) Interests and short positions in the relevant securities
of the offeror or offeree to which the disclosure relates
following the dealing (if any)
Class of relevant security: 25p ordinary (GB0007990962)
Interests Short Positions
Number % Number %
(1) Relevant securities
owned and/or controlled: 244,716 .06 -824,159 -.21
--------------------- -------- --------------------- --------
(2) Cash-settled derivatives:
--------------------- -------- --------------------- --------
(3) Stock-settled derivatives
(including options) and
agreements to purchase/sell:
--------------------- -------- --------------------- --------
TOTAL: 244,716 .06 -824,159 -.21
--------------------- -------- --------------------- --------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or
sell relevant securities, should be given on a Supplemental
Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including
directors" and other employee options)
Class of relevant security
in relation to which subscription
right exists:
Details, including nature
of the rights concerned and
relevant percentages:
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c),
copy table 3(a), (b), (c) or (d) (as appropriate) for each
additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should
be stated.
(a) Purchases and sales
Class of Purchase/ Total number Highest price Lowest price
relevant sales of securities per unit per unit
security paid/received paid/received
GB0007990962 Purchase 9,818 5.1500 GBP 5.1500 GBP
----------- --------------------- -------------------------- --------------------------
GB0007990962 Sale -1,656 5.2065 GBP 5.1500 GBP
----------- --------------------- -------------------------- --------------------------
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description e.g. opening/closing references unit
security e.g. CFD a securities
long/short position
increasing/reducing
a
long/short position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price e.g. date money
relevant e.g. call selling, securities per unit American paid/
security option varying to which European received
etc. option etc. per unit
relates
(ii) Exercise
Class of Product Exercising/ Number of Exercise price
relevant description exercised securities per unit
security e.g. call option against
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if
conversion applicable)
4. Other Information
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement
or understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the exempt principal trader making the disclosure and
any party to the offer or any person acting in concert with
a party to the offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or understandings,
state "none"
(b) Agreements, arrangements or understandings relating
to options or derivatives
Details of any agreement, arrangement or understanding, formal
or informal, between the person making the disclosure and any
other person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of
any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings,
state "none"
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? No
Date of Disclosure: 06/07/2022
Contact Name Compliance Control Room
-----------------------------
Telephone Number: 0207 595 9695
-----------------------------
Public disclosures under Rule 8 of the Code must be made
to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation
in relation to the Code's disclosure requirements on +44
(0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk
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