UBS AG (EPT) Form 8.5 (EPT/RI) - Euromoney Amendment (6327C)
12 October 2022 - 7:51PM
UK Regulatory
TIDMERM
RNS Number : 6327C
UBS AG (EPT)
12 October 2022
This announcement replaces the previous RNS announcement 4901C
released at 10:38 on the 11(th) October 2022. Amendments to
sections 2a and 2b. All other information remains unchanged.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant Euromoney Institutional Investor plc
securities this form relates:
Use a separate form for each offeror/offeree
------------------------------------------------
(c) Name of the party to the offer with which exempt principal Euromoney Institutional Investor plc
trader is connected:
------------------------------------------------
(d) Date dealing undertaken: 10 October 2022
------------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt NO
principal trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
------------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant Purchases/ sales Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
0.25p ordinary Buy 33612 14.45038 GBP 14.43978 GBP
----------------- ------------------------ ----------------------- -----------------------
0.25p ordinary Sell 28015 14.46000 GBP 14.43947 GBP
----------------- ------------------------ ----------------------- -----------------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
0.25p ordinary CFD Long 1856 14.46 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 8933 14.446404 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 326 14.4412271533742 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 1722 14.441958 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 19 14.439711 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 9666 14.440577 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Long 2901 14.45557394 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Short 29217 14.440453 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Short 259 14.45038600139 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Short 741 14.440289 GBP
-------------------- ----------------------- ----------------------- ---------------------
0.25p ordinary CFD Short 1119 14.44443 GBP
-------------------- ----------------------- ----------------------- ---------------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none "
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt
principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
Date of disclosure: 12 October 2022
Contact name: Richard Howard
--------------------
Telephone number: +44 (0)207 568 9128
--------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service and must also be emailed to the
Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
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