General Electric Company General Electric Filing (1564M)
26 April 2018 - 4:00PM
UK Regulatory
TIDMGEC
RNS Number : 1564M
General Electric Company
25 April 2018
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
Washington, D.C. 20549 OMB Number:
[ ] Check this 3235-0287
box if no longer STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Estimated average
subject to Section burden
16. Form 4 or hours per response...
Form 5 obligations 0.5
may continue.
See Instruction
1(b).
Filed pursuant to Section 16(a) of the Securities
Exchange Act of 1934 or Section 30(h) of the Investment
Company Act of 1940
1. Name and Address of Reporting 2. Issuer Name and Ticker 5. Relationship of Reporting
Person (*) or Trading Symbol Person(s) to Issuer (Check
all applicable)
Hauser Jan GENERAL ELECTRIC CO [ GE
] _____ Director _____ 10%
Owner
__ X __ Officer (give title
below) _____ Other (specify
below)
Vice President
(Last) (First) (Middle) 3. Date of Earliest Transaction
(MM/DD/YYYY)
GENERAL ELECTRIC COMPANY,
41 FARNSWORTH STREET 4/23/2018
---------------------------------------------------------------------------
(Street) 4. If Amendment, Date Original 6. Individual or Joint/Group
Filed (MM/DD/YYYY) Filing (Check Applicable
Line)
BOSTON, MA 02210 _ X _ Form filed by One Reporting
Person
(City) (State) (Zip) ___ Form filed by More than
One Reporting Person
--------------------------------------------------------------------------- --------------------------------------------------------
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially
Owned
1.Title of Security 2. Trans. 2A. Deemed 3. Trans. 4. Securities 5. Amount of 6. Ownership 7. Nature of
(Instr. 3) Date Execution Code Acquired (A) Securities Beneficially Form: Direct Indirect Beneficial
Date, (Instr. or Disposed Owned Following (D) or Indirect Ownership (Instr.
if any 8) of (D) Reported Transaction(s) (I) (Instr. 4)
(Instr. 3, (Instr. 3 and 4)
4 and 5) 4)
(A)
or
Code V Amount (D) Price
----------- ---------- --- ----------
Common Stock 4/23/2018 M 4000 A $0 14524 D
------------- ------------ ----------- ---------- --- ---------- --------------------------------- -------------------------- ------------------------
Common Stock 4/23/2018 F 1230 D $14.59 13294 D
------------- ------------ ----------- ---------- --- ---------- --------------------------------- -------------------------- ------------------------
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants,
options, convertible securities)
1. Title 2. 3. Trans. 3A. Deemed 4. Trans. 5. Number 6. Date Exercisable 7. Title 8. Price 9. Number 10. 11. Nature
of Derivate Conversion Date Execution Code of Derivative and Expiration and Amount of of derivative Ownership of Indirect
Security or Date, (Instr. Securities Date of Securities Derivative Securities Form Beneficial
(Instr. Exercise if any 8) Acquired Underlying Security Beneficially of Ownership
3) Price (A) or Derivative (Instr. Owned Derivative (Instr.
of Disposed Security 5) Following Security: 4)
Derivative of (D) (Instr. Reported Direct
Security (Instr. 3 and 4) Transaction(s) (D) or
3, 4 and (Instr. Indirect
5) 4) (I)
(Instr.
4)
Date Expiration Title Amount
Exercisable Date or Number
Code V (A) (D) of Shares
---- ----- -------- ----- --------------- ---------------- ------ ------------
Restricted
Stock Common
Units (1) 4/23/2018 M 4000 4/23/2018 4/23/2018 Stock 4000 $0 0 D
---------- ----------- ------------- ---- ----- -------- ----- --------------- ---------------- ------ ------------ ---------- -------------- ---------- ------------
Explanation of Responses:
(1) 1 for 1
Reporting Owners
Reporting Owner Name / Relationships
Address
Director 10% Owner Officer Other
-------- --------- -------------- -----
Hauser Jan Vice President
GENERAL ELECTRIC COMPANY
41 FARNSWORTH STREET
BOSTON, MA 02210
-------- --------- -------------- -----
Signatures
Brandon Smith on behalf of Jan 4/25/2018
Hauser
-------------------------------- ---------
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If
space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form
are not required to respond unless the form displays a currently valid OMB control
number.
This information is provided by RNS
The company news service from the London Stock Exchange
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