NOTICE OF
AGM AND THE 2024 FIRST
A SHARE
CLASS MEETING
The board of directors and all
directors of Huatai Securities Co., Ltd. (hereinafter referred to
as "the Company") warrant that there are no false representations,
misleading statements contained in, or material omissions from,
this announcement, and jointly and severally accept responsibility
for the truthfulness, accuracy and completeness of the content in
this announcement.
NOTICE IS HEREBY GIVEN that the
AGM will be held at Conference Room, Renaissance Nanjing Olympic
Centre Hotel, No. 139 Aoti Street, Jianye District, Nanjing,
Jiangsu Province, the PRC on Thursday, June 20, 2024 at 2 p.m. to
consider the following issues:
Ordinary
Resolutions
1. To consider and approve the 2023
Work Report of the Board of the Company
2. To consider and approve the 2023
Work Report of the Supervisory Committee of the Company
3. To consider and approve the 2023
Final Financial Report of the Company
4. To consider and approve the 2023
Annual Report of the Company
5. To consider and approve the 2023
Profit Distribution Plan of the Company
6. To consider and approve the
resolution on the authorization to the Board to decide on the
interim profit distribution for 2024
7. To consider and approve the
resolution on the estimated ordinary transactions with related
parties of the Company for 2024:
7.1 Ordinary related-party
transactions with Jiangsu Guoxin Investment Group Limited and its
related companies
7.2 Ordinary related-party
transactions with Jiangsu Communications Holding Co., Ltd and its
related companies
7.3 Ordinary related-party
transactions with Govtor Capital Group Co., Ltd. and its related
companies
7.4 Ordinary related-party
transactions with Jiangsu SOHO Holdings Group Co., Ltd. and its
related companies
7.5 Ordinary related-party
transactions with other related parties
8. To consider and approve the
resolution on the estimated investment amount for the proprietary
business of the Company for 2024
9. To consider and approve the
resolution on the re-appointment of the accounting firms of the
Company for 2024
10. To consider and approve the
report on performance of duties of the Independent Non-executive
Directors for 2023
11. To consider and approve the
resolution on the election of Mr. Lo Kin Wing Terry as an
Independent Non-executive Director of the sixth session of the
Board
12. To consider and approve the
resolution on the election of Mr. Lv Wei as a non-employee
representative Supervisor of the sixth session of the Supervisory
Committee
Special
Resolution
13. To consider and approve the
resolution on repurchase and cancellation of part of the restricted
A Shares
NOTICE IS HEREBY GIVEN
that the 2024 first A share class meeting of the
Company (the "A
Share Class Meeting") will be held at
Conference Room, Renaissance Nanjing Olympic Centre Hotel, No. 139
Aoti Street, Jianye District, Nanjing, Jiangsu Province, the PRC on
Thursday, June 20, 2024 at 2 p.m. (or immediately after the
conclusion of the 2023 annual general meeting or an adjournment
thereof) to consider the following issue:
Special
Resolution
1. To consider and approve the
resolution on repurchase and cancellation of part of the restricted
A Shares
For more information on the
resolutions, please visit:
http://www.rns-pdf.londonstockexchange.com/rns/9143O_1-2024-5-17.pdf
A copy of the above document has
been submitted to the National Storage Mechanism and will shortly
be available for inspection at:
https://data.fca.org.uk/#/nsm/nationalstoragemechanism.
Huatai
Securities Co., Ltd
May 17,
2024