Oxford Tech 4 VCT Miscellaneous
03 March 2022 - 8:51PM
UK Regulatory
TIDMOXF
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00B01H4V84
Issuer Name
OXFORD TECHNOLOGY 4 VENTURE CAPITAL TRUST PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Shivani Parikh
City of registered office (if applicable)
Coulsdon
Country of registered office (if applicable)
United Kingdom
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s)
subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
02-Mar-2022
6. Date on which Issuer notified
02-Mar-2022
7. Total positions of person(s) subject to the notification
obligation
Total
number
% of voting of
rights voting
attached to rights
shares (total % of voting rights through financial instruments (total Total of both in held in
. of 8.A) of 8.B 1 + 8.B 2) % (8.A + 8.B) issuer
---------------- --------------------------------------------------------- ------------------ ---------
Resulting situation on the date on which threshold
was crossed or reached 5.313000 0.000000 5.313000 611912
------------------------------------------------------ ---------------- --------------------------------------------------------- ------------------ ---------
Position of previous notification (if applicable)
------------------------------------------------------ ---------------- --------------------------------------------------------- ------------------ ---------
8. Notified details of the resulting situation on the date on
which the threshold was crossed or reached
8A. Voting rights attached to shares
Number of Number of % of
direct indirect % of direct indirect
voting voting voting voting
Class/Type of shares ISIN rights rights rights rights
code(if possible) (DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
-------------------------- ----------- ----------- ----------- -----------
GB00B01H4V84 611912 5.313000
-------------------------- ----------- ----------- ----------- -----------
Sub Total 8.A 611912 5.313000%
-------------------------- ------------------------ ------------------------
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
Type of Expiration Exercise/conversion Number of voting rights that may be acquired if the % of
financial date period instrument is exercised/converted voting
instrument rights
---------- ---------- ------------------- --------------------------------------------------- ------
Sub Total
8.B1
---------- ------------------------------- --------------------------------------------------- ------
8B2. Financial Instruments with similar economic effect
according to (DTR5.3.1R.(1) (b))
Type of Expiration Exercise/conversion Physical Number of % of
financial date period or cash voting voting
instrument settlement rights rights
---------- ---------- ------------------- ---------- --------- ----------
Sub Total
8.B2
---------- ------------------------------------------- --------- ----------
9. Information in relation to the person subject to the
notification obligation
1. Person subject to the notification obligation is not
controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an
interest in the (underlying) issuer.
Ultimate Name of % of voting rights if it equals or is higher than % of voting rights through financial instruments if Total of both if it equals or is higher than the notifiable
controlling controlled the notifiable threshold it equals or is higher than the notifiable threshold threshold
person undertaking
----------- ----------- ------------------------------------------------- ----------------------------------------------------- -----------------------------------------------------------
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Voting rights are held via Redmayne Bentley Nominees Limited and
Hargreaves Lansdown Nominees Limited.
Previously TR-1 was completed for 4% holdings on 12/2/20.
12. Date of Completion
02-Mar-2022
13. Place Of Completion
Surrey
(END) Dow Jones Newswires
March 03, 2022 04:51 ET (09:51 GMT)
Copyright (c) 2022 Dow Jones & Company, Inc.
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