Pembridge Resources plc Holding(s) in Company (1723W)
10 November 2017 - 9:35PM
UK Regulatory
TIDMPERE
RNS Number : 1723W
Pembridge Resources plc
10 November 2017
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant
issuer and to the FCA in Microsoft Word format if possible)i
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1a. Identity of the issuer
or the underlying issuer of Pembridge Resources PLC
existing shares to which voting
rights are attachedii:
--------------------------------------------- ---------------------------------------------------------------
1b. Please indicate if the issuer is a non-UK issuer
(please mark with an "X" if appropriate)
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Non-UK issuer
---------------------------------------------------------------------------------------------- --------------
2. Reason for the notification (please mark the appropriate
box or boxes with an "X")
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An acquisition or disposal of voting rights X
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An acquisition or disposal of financial instruments
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An event changing the breakdown of voting rights
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Other (please specify)iii:
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3. Details of person subject to the notification obligationiv
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Name Mark Lancaster
--------------------------------------------- ---------------------------------------------------------------
City and country of registered
office (if applicable)
--------------------------------------------- ---------------------------------------------------------------
4. Full name of shareholder(s) (if different from 3.)v
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Name
--------------------------------------------- ---------------------------------------------------------------
City and country of registered
office (if applicable)
--------------------------------------------- ---------------------------------------------------------------
5. Date on which the threshold 09/11/2017
was crossed or reachedvi:
--------------------------------------------- ---------------------------------------------------------------
6. Date on which issuer notified 10/11/2017
(DD/MM/YYYY):
--------------------------------------------- ---------------------------------------------------------------
7. Total positions of person(s) subject to the notification
obligation
--------------------------------------------------------------------------------------------------------------
% of voting % of voting Total number
rights attached rights through Total of both of voting
to shares financial in- in % (8.A rights of
(total of struments + 8.B) issuervii
8. A) (total of 8.B
1 + 8.B 2)
------------------------ ------------------- --------------------- ------------------------ --------------
Resulting
situation
on the date
on which threshold
was crossed
or reached 6.14% 4.2% 10.34% 223,849,257
------------------------ ------------------- --------------------- ------------------------ --------------
Position of
previous notification
(if applicable)
------------------------ ------------------- --------------------- ------------------------ --------------
1
8. Notified details of the resulting situation on the
date on which the threshold was crossed or reachedviii
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A: Voting rights attached to shares
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Class/type Number of voting rightsix % of voting rights
of shares
ISIN code (if
possible)
-------------------- ------------------------------------- -------------------------------------------------
Direct Indirect Direct Indirect
(Art 9 of (Art 10 of (Art 9 of Directive (Art 10 of
Directive Directive 2004/109/EC) Directive
2004/109/EC) 2004/109/EC) (DTR5.1) 2004/109/EC)
(DTR5.1) (DTR5.2.1) (DTR5.2.1)
------------------- ----------------- ------------------ ----------------------------- ------------------
GB00B3ZW6Z85 13,741,901 6.14%
-------------------- ----------------- ------------------ ----------------------------- ------------------
SUBTOTAL 8.
A 13,741,901 6.14%
-------------------- ------------------------------------- -------------------------------------------------
B 1: Financial Instruments according to Art. 13(1)(a)
of Directive 2004/109/EC (DTR5.3.1.1 (a))
--------------------------------------------------------------------------------------------------------------
Number of voting
Type of financial Expiration Exercise/ rights that % of voting
instrument datex Conversion may be acquired rights
Periodxi if the instrument
is exercised/converted.
-------------------- ----------------- ------------------ ----------------------------- ------------------
Warrants over At any time
ordinary shares prior to
with a 3.2p expiration
exercise price 21/08/2019 date 9,375,000 4.2%
-------------------- ----------------- ------------------ ----------------------------- ------------------
SUBTOTAL 8.
B 1 9,375,000 4.2%
------------------ ----------------------------- ------------------
B 2: Financial Instruments with similar economic effect
according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1
(b))
--------------------------------------------------------------------------------------------------------------
Type of financial Expiration Exercise/ Physical Number
instrument datex Conversion or cash of voting % of voting
Period xi settlementxii rights rights
------------------- ------------------ ------------------ --------------- ------------ ------------------
SUBTOTAL
8.B.2
--------------- ------------ ------------------
9. Information in relation to the person subject to the
notification obligation (please mark the applicable box
with an "X")
------------------------------------------------------------------------------------------------------
Person subject to the notification obligation is X
not controlled by any natural person or legal entity
and does not control any other undertaking(s) holding
directly or indirectly an interest in the (underlying)
issuerxiii
--------------------------------------------------------------------------- -------------------------
Full chain of controlled undertakings through which
the voting rights and/or the
financial instruments are effectively held starting
with the ultimate controlling natural person or legal
entityxiv (please add additional rows as necessary)
--------------------------------------------------------------------------- -------------------------
% of voting rights % of voting rights Total of both
if it equals through financial if it equals
Namexv or is higher in- struments or is higher
than the notifiable if it equals than the notifiable
threshold or is higher threshold
than the notifiable
threshold
----------------------- ----------------------- ----------------------- ---------------------------
10. In case of proxy voting, please identify:
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Name of the proxy holder
------------------------------------------------ ----------------------------------------------------
The number and % of voting
rights held
------------------------------------------------ ----------------------------------------------------
The date until which the voting
rights will be held
------------------------------------------------ ----------------------------------------------------
11. Additional informationxvi
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Place of completion London, UK
-------------------- -----------
Date of completion 10/11/2017
-------------------- -----------
This information is provided by RNS
The company news service from the London Stock Exchange
END
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