Some Life-Insurance Cos Back Away From TARP Applications
29 April 2009 - 6:40AM
Dow Jones News
After rushing to buy small banks to qualify for capital
investments from the U.S. Treasury, several life-insurance
companies have changed their minds.
Insurers that have dropped their applications in recent months
have cited various reasons for their change of heart. Some spoke of
a desire to raise capital on their own, even at higher prices than
the Troubled Asset Relief Program, or TARP, offered. In another
case, a regulator overseeing an insurer's application for a bank
charter missed a crucial deadline the Treasury set for final bank
status approval.
But in many cases, what is behind the insurers' reluctance is
worry about the strings that come with government-supplied capital.
In particular, insurers are worried about limits on executive
compensation and the impact on key employee retention, said two
industry insiders, a lawyer and a consultant who didn't want to
speak on the record.
Insurers which, through annuities they have sold, are most
exposed to the ups and downs of the Standard & Poor's 500
Index, and which, as a result, have taken sharp hits to their
capital, are the most likely to take the money.
In many cases, an investment from the government would
significantly help insurers. The possibility that Prudential
Financial Inc. (PRU) will get TARP funds earned it an upgrade from
Goldman Sachs on Friday. Goldman also raised price targets for
applicants Hartford Financial Services Group Inc. (HIG) and
Principal Financial Group Inc. (PFG), reasoning that more funds
will likely be freed up to invest in these insurers as banks begin
to repay their own TARP capital.
Still, some insurers have been cool towards the idea.
"We would evaluate it based on the conditions and circumstances
at the time" it becomes available, John Strangfeld, Prudential's
chief executive, said during the company's fourth-quarter earnings
call in February.
In its two-notch downgrade of Prudential last month, Moody's
Investors Service cited the failure so far of any Treasury capital
to materialize as one reason for the downgrade. Moody's also
downgraded Lincoln National Corp. (LNC) and said it may downgrade
the insurer again if it doesn't receive Treasury capital.
But other insurers that applied for bank status in order to
qualify for the Treasury's money have withdrawn in favor of private
capital markets.
Aegon N.V. (AEG), the Netherlands-based insurer that operates in
the U.S. as Transamerica, dropped its application in December, and
then issued EUR1 billion in debt at 7% interest, higher than
Treasury's 5% rate.
Spokesman Greg Tucker said in a recent interview that the
insurer backed out "based on our further review of the requirements
regarding acquiring a thrift and our assessment of our capital
position at the time."
MetLife Inc. (MET) said earlier this month that it has
successfully raised its own capital and won't be applying for
TARP.
Other insurers dropped out citing other reasons.
Genworth Financial Inc. (GNW) dropped its application when the
Treasury informed it that the deadline for approval of Genworth's
application to become a savings-and-loan holding company had
passed.
Protective Life Corp.'s (PL) would-be acquisition target, a
small Florida bank, cancelled the deal after a March deadline to
complete the deal passed.
Phoenix Cos. (PHX) application for bank status was approved and
the Treasury had announced that insurers would be eligible when
Phoenix withdrew its application on April 17.
Its deal to buy a bank included the contingency that it would be
approved for TARP under "acceptable terms," said Alice Ericson, a
spokeswoman for Phoenix.
Thrift applications by mortgage lender PHH Corp. (PHH) and Rock
Holdings, which owns Quicken Loans, are still pending, according to
the Office of Thrift Supervision's database. A PHH spokeswoman
didn't return a phone call asking for comment.
Elizabeth Jones of Quicken Loans said Rock Holdings has applied
for the charter in order to "potentially acquire a thrift.
"While we continue to consider acquiring a thrift as a possible
future opportunity," she said, "as of now, we have not further
pursued the thrift charter holding company process."
-By Lavonne Kuykendall, Dow Jones Newswires; 312-750 4141;
lavonne.kuykendall@dowjones.com