Share Information Update
16 February 2008 - 12:49AM
UK Regulatory
RNS Number:1206O
Phosphagenics Limited
15 February 2008
Securities
Currently the Company has on issue the following securities:
Quoted Securities
Ordinary Fully Paid Shares 603,440,906
June 2009 options (exercise price A$0.20) 59,630,948 *
Unquoted Securities
Employee Share Option Plan - Options 5,600,000
- various terms and prices
Total Issued Securities 668,671,854
* not quoted on AIM
Top Shareholdings List
As at 31 January 2008 the Company's top 20 shareholdings per the Register of
Members are:
No. Registered Shareholder Shares %
1 Citicorp Nominees Pty Limited 75,818,169 12.56
2 Paroha Nominees Pty Ltd 61,367,143 10.17
3 Jogra Nominees Pty Ltd 49,684,658 8.23
4 H Snook Pty Ltd 31,039,529 5.14
5 ANZ Nominees Limited Cash Income A/c 30,157,336 5.00
6 HSBC Custody Nominees (Australia) Limited 25,697,437 4.26
7 Computershare United Kingdom Control Account 21,217,394 3.52
8 Zahavette Pty Ltd 15,027,372 2.49
9 National Nominees Limited 9,156,400 1.52
10 HSBC Custody Nominees (Australia) Limited GST ECSA 8,671,808 1.44
11 UBS Wealth Management Australia Nominees Pty Ltd 7,830,739 1.30
12 Merrill Lynch (Australia) Nominees Pty Limited 7,709,302 1.28
13 Dalsey Pty Ltd (the Dalsey Super A/c) 6,377,323 1.06
14 Decoland Holdings Pty Ltd 5,818,454 0.96
15 Dr Esra Ogru 5,711,610 0.95
16 Rijem Nominees Pty Ltd 5,538,105 0.92
17 Mr Jason J Rosen 5,501,738 0.91
18 Mr Ernst Szoke 5,084,270 0.84
19 Mr David Segal 5,066,666 0.84
20 Mr Herbert Kozlov 4,236,892 0.70
386,712,345 64.09
Note :
The holding registered in the name of Computershare Company Nominees Limited and currently holding
21,217,394 ordinary shares being 3.52 per cent of issued shares, is the nominee holder for the UK Branch -
Certificated Register and the DI Register and representing the 170 underlying beneficial holders of which
no one shareholding exceeds 0.5 per cent of the total issue ordinary shares.
Substantial Shareholdings
The Corporations Act of the Commonwealth of Australia requires that persons
holding a five (5) or more percentage entitlement to the issued securities of a
listed entity to lodge with the ASX Limited and the Company a Substantial
Shareholding Notice.
Such Notices being:
Form 603 - Notice of Initial Holding
Form 604 - Change in Holding
Form 605 - Cessation of Holding
Each of these notices is to be given within two business days of the transaction
which gives rise to the initial holding, a change or a cessation of the
substantial shareholding.
In the case of a change in holding the Act requires this notification where
there is a percentage movement equal to or greater than one per cent of the
issued ordinary shares.
Currently the Company has the following declared substantial shareholding (5% or
more of issued capital):
Holding Declaration Form Issued Shares Declare Effective
No. Shares No. Date at Time of Percentage 31 01 08
Notice
Issued Capital 603,440,906
ENTITLED PARTY
ROSEN, Harry 64,030,143 604 2007 05 07 603,439,181 10.61 10.61
WEST, Simon M 50,242,658 604 2007 02 07 603,439,181 8.33 8.33
ORBIS Global Equity 90,646,143 604 2007 11 26 603,440,906 15.02 15.02
Fund Ltd
SNOOK, Harvey 31,839,529 604 2006 03 29 546,758,476 5.82 5.28
Under the AIM Rules a quoted entity is required to provide information when and
if it become available, in relation to holders of three (3) or more percent of
issued shares. As such, each of the above Substantial Shareholdings has been
announced to AIM.
PHOSPHAGENICS LIMITED
Calculation of Shares Deemed to be " ... Not in Public Hands ..."
as at 31 01 2008
The calculation is required solely for the Company's listing on AIM
No. Shares No. Shares
Related Parties:
Directors
Parent Company 72,505,783
plus "family" 428,345
72,735,168
Subsidiaries
Directors not on Parent Board 50,242,658
plus "family" -
50,242,658
TOTAL DIRECTORS AND FAMILY 123,176,786 123,176,786
Substantial Shareholders
(10% + holdings)
ORBIS Global Equity Fund Limited 90,646,143
(as declared December 2006)
Associates
Total Shares 213,822,929
w" ... Not in Public Hands ..."
Total Issued Ordinary Shares 603,440,906
Percentage of Shares 35.43%
" ... Not in Public Hands ..."
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This information is provided by RNS
The company news service from the London Stock Exchange
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