Morgan Stanley Capital Services LLC Form 8.5 (EPT/RI) - Replacement of Shire (5386M)
09 January 2019 - 1:28AM
UK Regulatory
TIDMSHP
RNS Number : 5386M
Morgan Stanley Capital Services LLC
08 January 2019
AMMENT Section (2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING
CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: Morgan Stanley Capital Services LLC
(b) Name of offeror/offeree in relation to whose relevant securities Shire plc
this form relates:
Use a separate form for each offeror/offeree
--------------------------------------------
(c) Name of the party to the offer with which exempt principal trader Shire plc
is connected:
--------------------------------------------
(d) Date dealing undertaken: 04 JANUARY 2019
--------------------------------------------
(e) In addition to the company in 1(b) above, is the exempt principal Yes - Takeda Pharmaceutical Company Limited
trader making disclosures
in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
--------------------------------------------
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(b), copy
table 2(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of Purchases/ Total number Highest price Lowest price
relevant sales of securities per unit paid/received per unit paid/received
security
ADR PURCHASES 96,000 179.5000 USD 175.9500 USD
----------- --------------- ------------------------ ------------------------
ADR SALES 1,283 179.8200 USD 176.1300 USD
----------- --------------- ------------------------ ------------------------
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of reference Price per
relevant e.g. CFD e.g. opening/closing securities unit
security a long/short position,
increasing/reducing
a long/short position
ADR CFD LONG 1,200 178.4054
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD LONG 1,240 178.4313
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD LONG 40 179.2000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD LONG 40 179.2100
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 40 176.6000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 89,139 177.5777
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 32,103 177.5777
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 29,800 177.5777
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 20,000 177.5777
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 7,236 177.5777
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 149 179.2000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 120 179.2000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 120 179.2000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 149 179.2000
USD
-------------------- ------------------------ -------------------- ----------
ADR CFD SHORT 3,018 179.2000
USD
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 215,641 42.6153
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 793,566 42.7177
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 211,388 43.7899
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 385,133 43.9242
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 247,937 44.0213
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 161,324 44.0813
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 3,391,488 44.0898
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 1,172,148 44.1093
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 808,335 44.1369
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 889,916 44.1877
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 1,098,281 44.2470
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 1,389,852 44.2475
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 95,840 44.2797
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 1,265,361 44.3429
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 252,647 44.9171
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD LONG 115,000 46.9000
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 70,000 46.9000
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 429,058 47.0000
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 3,134 47.0000
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 15,000 47.0035
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 215,641 42.6153
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 215,641 42.6153
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 793,566 42.7177
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 211,388 43.7899
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 385,133 43.9242
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 247,937 44.0213
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 161,324 44.0813
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 3,391,488 44.0898
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 1,172,148 44.1093
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 808,335 44.1369
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 889,916 44.1877
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 1,098,281 44.2470
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 1,389,852 44.2475
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 95,840 44.2797
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 1,265,361 44.3429
GBP
-------------------- ------------------------ -------------------- ----------
5p ordinary CFD SHORT 252,647 44.9171
GBP
-------------------- ------------------------ -------------------- ----------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type e.g. Expiry Option
relevant description purchasing, of securities price per American, date money paid/
security e.g. call selling, to which unit European received
option varying option etc. per unit
etc. relates
N/A N/A N/A N/A N/A N/A N/A N/A
------------- ------------- --------------- ----------- ----------- ------- -------------
(ii) Exercise
Class of Product description Exercising/ Number of securities Exercise price
relevant e.g. call option exercised per unit
security against
N/A N/A N/A N/A N/A
-------------------- ------------ --------------------- ---------------
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of dealing Details Price per unit
security e.g. subscription, (if applicable)
conversion
N/A N/A N/A N/A
-------------------- -------- -----------------
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
NONE
Date of disclosure: 08 JANUARY 2019
Contact name: Craig Horsley
------------------
Telephone number: +44(141) 245 7736
------------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's dealing disclosure
requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk.
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
END
FERUGUCPGUPBGCR
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