TIDMSVI

RNS Number : 4799C

SVG Capital PLC

13 April 2017

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

SVG Capital Plc

2. Reason for the notification

(please place an X inside the appropriate bracket/s):

   An acquisition or disposal of voting rights: (   )

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued

to which voting rights are attached: (    )

An event changing the breakdown of voting rights: (X)

   Other (please specify) (   )

3. Full name of person(s) subject to notification obligation:

Morgan Stanley (Institutional Securities Group and Global Wealth Management)

4. Full name of shareholder(s) (if different from 3):

Morgan Stanley & Co. International plc

5. Date of transaction (and date on which the threshold is crossed or reached):

10 April, 2017

6. Date on which issuer notified:

12 April, 2017

7. Threshold(s) that is/are crossed or reached:

3%, 4%, 5%, 6%, 7%

8. Notified Details:

A: Voting rights attached to shares

 
 Class/type of shares if possible use ISIN CODE    Situation previous to the triggering transaction 
                                                  Number of shares       Number of voting rights 
 Ordinary Shares                                  Below 3%               Below 3% 
  GB0007892358

Resulting situation after the triggering transaction

 
 
Class/type of shares if possible use ISIN CODE   Number of shares  Number of voting rights    % of voting rights 
                                                 Direct            Direct         Indirect    Direct    Indirect 
Ordinary Shares 
 GB0007892358                                    1,352,743         1,352,743                  5.71%

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

 
 Type of             Expiration    Exercise/conversion    No. of voting         % of voting 
  financial           date          period/date            rights that           rights 
  instrument                                               may be acquired 
                                                           (if the instrument 
                                                           exercised/ 
                                                           converted) 
 Right 
  of recall 
  over securities 
  lending 
  agreements         N/A           N/A                    306,450               1.29%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments

Resulting situation after the triggering transaction

 
 Type of       Expiration   Exercise/conversion   No. of voting   % of voting 
  financial     date         period/date           rights that     rights 
  instrument                                       instrument 
                                                   refers to       nominal 
                                                                   delta

Total (A+B+C)

 
 Number of voting rights   % of voting rights 
 1,659,193                 7.01%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable(:)

Morgan Stanley & Co. International plc, Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is a direct holder of 1,638,820 voting rights (6.92%) and is a subsidiary of Morgan Stanley Investments (UK)

Morgan Stanley Investments (UK), 20 Bank Street, Canary Wharf, London, E14 4AD, UNITED KINGDOM. is an indirect holder of 1,638,820 voting rights (6.92%) and is a subsidiary of Morgan Stanley UK Group

Morgan Stanley UK Group, 25 Cabot Square, LNCS/5, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is an indirect holder of 1,638,820 voting rights (6.92%) and is a subsidiary of Morgan Stanley International Limited

Morgan Stanley International Limited, 25 Cabot Square, Canary Wharf, London, E14 4QA, UNITED KINGDOM. is an indirect holder of 1,638,820 voting rights (6.92%) and is a subsidiary of Morgan Stanley International Holdings Inc.

Morgan Stanley International Holdings Inc., c/o The Corporation Trust Company (DE), Corporation Trust Center, 1209 Orange Street, Wilmington, Delaware, 19801, USA. is an indirect holder of 1,638,820 voting rights (6.92%) and is a subsidiary of Morgan Stanley

10. Name of proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date of which proxy holder will cease to hold voting rights:

N/A

13. Additional Information:

14. Contact name:

Stuart Ballard

Company Secretary

15. Contact telephone number:

0203 457 0090

This information is provided by RNS

The company news service from the London Stock Exchange

END

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April 13, 2017 12:10 ET (16:10 GMT)

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