NAPLES,
Fla., July 10, 2024 /PRNewswire/ -- On
May 31, 2024, Vernon Litigation and
Attorney Kristian Kraszewski filed a multi-million dollar
FINRA arbitration claim relating to the actions of LPL Financial,
LLC advisor Richard Allen Ceffalio,
Jr. (CRD#2619565)
On that same day, May 31, 2024,
LPL Financial LLC terminated Ceffalio. According to
Ceffalio's FINRA Brokercheck report, the reason for his termination
was that Ceffalio "Solicited loan from customer without notice to
and approval from Firm. Submitted trade corrections containing
inaccurate basis for trade correction".
https://brokercheck.finra.org/individual/summary/2619565
Ceffalio had worked for LPL Financial since November 2019. Ceffalio previously worked for
Wells Fargo from 2012 to 2019. At the end of his employment at
Wells Fargo, Ceffalio was under investigation for using unapproved
communication devices.
Ceffalio continues to be affiliated with New Edge Advisors.
If you have any information related to Ceffalio's tenure at LPL
or Wells Fargo, or one of your family members or friends have
suffered losses investing with Ceffalio, please contact one of our
securities lawyers to discuss your situation by phone at
1-877-649-5394 or by e-mail at info@vernonlitigation.com. You can
visit our website at
http://www.vernonlitigation.com.
Vernon Litigation Group is already pursuing LPL and Wells Fargo
on behalf of clients and is now engaged in a comprehensive
nationwide investigation of Ceffalio and his activities.
Vernon Litigation Group is a nationally recognized law firm,
based in Naples, Florida, that has
been successfully representing investors throughout the United States for decades and can be
reached via phone 1-877-649-5394, e-mail at
info@vernonlitigation.com, or by visiting Vernon Litigation Group
online at https://www.vernonlitigation.com
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SOURCE Vernon Litigation Group