Registration of Securities by Certain Investment Companies. Declaration of Election Rule 24f-2 Notice (24f-2nt)
25 January 2020 - 8:13AM
Edgar (US Regulatory)
|
|
|
|
|
UNITED STATES
|
|
|
|
OMB APPROVAL
|
|
|
|
|
|
|
SECURITIES AND EXCHANGE COMMISSION
|
|
|
|
|
|
|
|
|
|
|
Washington, D.C. 20549
|
|
|
|
OMB Number: 3235-0456
|
|
|
|
|
|
|
|
|
|
|
Expires: May 31, 2021
|
|
|
|
|
|
|
FORM 24F-2
|
|
|
|
Estimated average burden
|
|
|
|
|
|
|
Annual Notice of Securities Sold
|
|
|
|
hours per response……2
|
|
|
|
|
|
|
Pursuant to Rule 24f-2
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Read instructions at end of Form before preparing Form.
|
|
|
|
|
|
1.
|
|
Name and address of issuer:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Innovator ETFs Trust II
|
|
|
|
|
|
|
|
|
|
|
|
109 N. Hale St.
|
|
|
|
|
|
|
|
|
|
|
|
Wheaton, IL 60187
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
2.
|
|
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
|
|
|
|
and classes of securites of the issuer, check the box but do not list series or classes): [ X ]
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
3.
|
|
Investment Company Act File Number:
|
|
|
811-22926
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Securities Act File Number:
|
|
|
|
333-201473
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(a).
|
Last day of fiscal year for which this Form is filed:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
October 31, 2019
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(b).
|
[ ]
|
|
Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
|
|
|
|
|
issuer’s fiscal year). (See Instruction A.2)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Note: If the Form is being filed late, interest must be paid on the registration fee due.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
4(c).
|
[ ]
|
|
Check box if this is the last time the issuer will be filing this Form.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SEC 2393 (6-02)
|
|
|
|
|
|
|
|
|
5.
|
Calculation of registration fee:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(i)
|
|
Aggregate sale price of securities sold during the
|
|
|
|
|
|
|
|
|
|
fiscal year pursuant to section 24(f):
|
|
|
|
$
|
6,590,335
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii)
|
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
|
|
|
repurchased during the fiscal year:
|
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iii)
|
|
Aggregate price of securities redeemed or
|
|
|
|
|
|
|
|
|
|
repurchased during any prior fiscal year ending no
|
|
|
|
|
|
|
|
|
|
earlier than October 11, 1995 that were not
|
|
|
|
|
|
|
|
|
|
previously used to reduce registration fees payable
|
|
|
|
|
|
|
|
|
|
to the Commission:
|
|
|
$
|
51,410,342
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(iv)
|
|
Total available redemption credits [add Items 5(ii) and 5(iii)]:
|
|
|
-$
|
51,410,342
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(v)
|
|
Net sales - if Item 5(i) is greater than Item 5(iv)
|
|
|
|
|
|
|
|
|
|
[subtract Item 5(iv) from Item 5(i)]:
|
|
|
|
$
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(vi)
|
Redemption credits available for use in future years
|
|
$(
|
44,820,007
|
)
|
|
|
|
|
- if Item 5(i) is less than Item 5(iv) [subtract Item
|
|
|
|
|
|
|
|
|
5(iv) from Item 5(i)]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(vii)
|
Multiplier for determining registration fee (See
|
|
|
|
|
|
|
|
|
Instruction C.9):
|
|
|
|
|
|
x
|
0.0001298
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(viii)
|
Registration fee due [multiply Item 5(v) by Item
|
|
|
|
|
|
|
|
|
5(vii)] (enter “0” if no fee is due):
|
|
|
|
|
=$
|
0.00
|
|
|
|
|
|
|
|
|
|
|
|
|
|
6.
|
Prepaid Shares
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
|
|
|
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
|
|
|
|
|
report the amount of securities (number of shares or other units) deducted here : N/A . If there is a
|
|
|
|
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
|
|
|
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
|
|
|
here : N/A .
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
7.
|
Interest due - if this Form is being filed more than 90 days after the end of the issuer’s fiscal year
|
|
|
|
(see Instruction D):
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
+$
|
0
|
|
|
|
|
|
|
|
|
|
|
|
|
|
8.
|
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
=$
|
0.00
|
|
|
|
|
|
|
|
|
|
|
|
|
|
9.
|
Date the registration fee and any interest payment was sent to the Commission’s lockbox depository:
|
N/A
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Method of Delivery:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
[ ]
|
|
Wire Transfer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
[ ]
|
|
Mail or other means
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
SIGNATURES
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated.
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By (Signature and Title)
|
|
/s/ John Southard
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
John Southard - Principal Financial Officer
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Date
|
|
January 15, 2020
|
|
|
|
|
|
|
|
|
Innovator S&P Investment... (AMEX:EPRF)
Historical Stock Chart
From Nov 2024 to Dec 2024
Innovator S&P Investment... (AMEX:EPRF)
Historical Stock Chart
From Dec 2023 to Dec 2024
Real-Time news about Innovator S&P Investment Grade Preferred ETF (American Stock Exchange): 0 recent articles
More Innovator Etfs Trust Ii News Articles