Tompkins Financial Corporation Announces Filing of Universal Shelf Registration Statement
23 July 2009 - 11:12PM
Business Wire
Tompkins Financial Corporation (NYSE Amex: TMP) (the �Company�)
today announced that the Company has filed a shelf registration
statement on Form S-3 with the Securities and Exchange Commission
(the "SEC"). The registration statement is subject to review by the
SEC. The filing of the shelf registration does not require the
Company to issue securities. If and when declared effective by the
SEC, the Company may, from time to time, offer and sell under the
shelf registration statement up to an aggregate of $50 million of
its common stock or preferred stock in one or more offerings. The
terms of any future offering would be established at the time of
the offering and would be subject to market conditions as well as
to approval by the Company�s board of directors. Any offering of
securities covered by the shelf registration statement will be made
only by means of an applicable written prospectus, prospectus
supplement or free writing prospectus authorized by the
Company.
A registration statement relating to these securities has been
filed with the SEC, but has not yet become effective. These
securities may not be sold nor may offers to buy be accepted prior
to the time the registration statement becomes effective. This
press release shall not constitute an offer to sell or the
solicitation of an offer to buy, nor shall there be any sale of
these securities in any state or jurisdiction in which such an
offer, solicitation or sale would be unlawful prior to registration
or qualification under the securities laws of any such state or
jurisdiction.
About Tompkins Financial Corporation
Tompkins Financial Corporation operates 45 banking offices in
the New York State markets served by the Company's subsidiary banks
- Tompkins Trust Company, The Bank of Castile, and Mahopac National
Bank. Through its community banking subsidiaries, the Company
provides traditional banking services, and offers a full range of
money management services through Tompkins Investment Services (a
division of Tompkins Trust Company). The Company offers insurance
services through its Tompkins Insurance Agencies, Inc. subsidiary,
an independent agency serving individuals and business clients
throughout New York State. The Company offers fee-based financial
planning and wealth management services through its AM&M
Financial Services, Inc. subsidiary. AM&M Financial Services,
Inc. is also the parent Company to Ensemble Financial Services,
Inc., an independent broker dealer and leading outsourcing company
for financial planners and investment advisors. Each Tompkins
subsidiary operates with a community focus, meeting the unique
needs of the communities served.
To learn more, visit us at www.TompkinsFinancial.com.
Safe Harbor Statement
Certain statements in this press release may be forward-looking
in nature or �forward- looking statements� as defined in the
Private Litigation Reform Act of 1995. Such statements include
statements regarding the company's expectations, goals or
intentions, including but not limited to, statements regarding the
ability of the company to offer and sell securities under the shelf
registration statement. These forward-looking statements are based
on management's current expectations, estimates, forecasts and
projections about the company and are subject to risks and
uncertainties that could cause actual results and events to differ
materially from those stated in the forward-looking statements. A
number of those risks, trends and uncertainties are discussed in
the company�s SEC reports, including the company�s annual report on
Form 10-K and quarterly reports on Form 10-Q. Any forward-looking
statements in this press release should be evaluated in light of
those important risk factors. Forward-looking statements contained
in this press release are made only as of the date hereof, and the
company undertakes no obligation to update or revise the
forward-looking statements, whether as a result of new information,
future events or otherwise.
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