Current Report Filing (8-k)
01 May 2020 - 11:01PM
Edgar (US Regulatory)
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2020-05-01
2020-05-01
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UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13
OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
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May 1, 2020
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Tompkins Financial Corporation
(Exact name of registrant as specified in its charter)
New York
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1-12709
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16-1482357
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(State or other jurisdiction
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(Commission
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(IRS Employer
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of incorporation)
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File Number)
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Identification No.)
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118 E. Seneca Street, PO Box 460, Ithaca, New York
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14851
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(Address of Principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code
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(607) 273-3210
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(Former
name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see
General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17CFR 240.14a-12)
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common Stock, $0.10 par value
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TMP
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NYSE American, LLC
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02 Results of Operations and Financial Condition
On May
1, 2020, Tompkins Financial Corporation, (the “Company”) issued a press release announcing its earnings for the calendar
quarter ended March 31, 2020. A copy of the press release is attached to this Report on Form 8-K as Exhibit 99.1 and is incorporated
herein by reference.
Item 8.01 Other Events
On May 1, 2020, the Company
issued a press release announcing that its Board of Directors approved payment of a regular quarterly cash dividend of $0.52 per
share, payable on May 18, 2020, to common shareholders of record on May 11, 2020. A copy of the press release is attached to this
Report on Form 8-K as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
EXHIBIT INDEX
Exhibit No.
Description
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99.1
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Press Release of Tompkins Financial Corporation dated May 1, 2020
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99.2
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Press Release of Tompkins Financial Corporation dated May 1, 2020
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL
document)
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SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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TOMPKINS FINANCIAL CORPORATION
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Date: May 1, 2020
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/S/ Stephen S. Romaine
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Stephen S. Romaine
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President and CEO
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