Form 8-K/A - Current report: [Amend]
11 October 2023 - 7:00AM
Edgar (US Regulatory)
0001808665
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0001808665
2023-07-27
2023-07-27
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
July
27, 2023
Date of Report (Date
of earliest event reported)
ASSERTIO HOLDINGS, INC.
(Exact name of registrant as specified in its
charter)
Delaware |
|
001-39294 |
|
85-0598378 |
(State or Other Jurisdiction of
Incorporation) |
|
(Commission
File Number) |
|
(IRS Employer
Identification Number) |
100
South Saunders Rd., Suite
300
Lake Forest, IL 60045
(Address of principal executive
offices)(Zip Code)
(224) 419-7106
(Registrant’s
telephone number, including area code)
N/A
(Former Name or Former Address, if Changed
Since Last Report)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant
to Section 12(b) of the Act:
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common Stock, $0.0001 par value |
|
ASRT |
|
The Nasdaq
Capital Market |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 2.01 Completion of Acquisition or Disposition
of Assets
On July 31, 2023, Assertio Holdings, Inc. (the
“Company”) filed a Current Report on Form 8-K (the “Original Form 8-K”) disclosing the Company’s acquisition
of Spectrum Pharmaceuticals, Inc., a Delaware corporation, pursuant to an Agreement and Plan of Merger, dated April 24, 2023 (the “Acquisition”).
The Original Form 8-K stated that the Company intended to file the financial statements and pro forma financial information required by
Item 9.01 of Form 8-K related to the Acquisition not later than 71 days after the required filing date of the Original Form 8-K.
Upon further analysis subsequent to the completion
of the Acquisition, the Company determined that the financial statements and pro forma financial information are not required to be filed
pursuant to Item 9.01 of Form 8-K. Accordingly, the Company hereby amends the Original Form 8-K to eliminate the references to the subsequent
filing of financial statements and pro forma financial information relating to the Acquisition.
Item 9.01 Financial Statements and Exhibits
The disclosure contained in Items 9.01(a) and
(b) of the Original Form 8-K is hereby deleted in its entirety.
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned
hereunto duly authorized.
Date: October 10, 2023 |
ASSERTIO HOLDINGS, INC. |
|
|
|
|
By: |
/s/ Daniel A. Peisert |
|
Name: |
Daniel A. Peisert |
|
Title: |
President and Chief Executive Officer |
v3.23.3
Cover
|
Jul. 27, 2023 |
Cover [Abstract] |
|
Document Type |
8-K/A
|
Amendment Flag |
false
|
Document Period End Date |
Jul. 27, 2023
|
Entity File Number |
001-39294
|
Entity Registrant Name |
ASSERTIO HOLDINGS, INC.
|
Entity Central Index Key |
0001808665
|
Entity Tax Identification Number |
85-0598378
|
Entity Incorporation, State or Country Code |
DE
|
Entity Address, Address Line One |
100
South Saunders Rd
|
Entity Address, Address Line Two |
Suite
300
|
Entity Address, City or Town |
Lake Forest
|
Entity Address, State or Province |
IL
|
Entity Address, Postal Zip Code |
60045
|
City Area Code |
224
|
Local Phone Number |
419-7106
|
Written Communications |
false
|
Soliciting Material |
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|
Pre-commencement Tender Offer |
false
|
Pre-commencement Issuer Tender Offer |
false
|
Title of 12(b) Security |
Common Stock, $0.0001 par value
|
Trading Symbol |
ASRT
|
Security Exchange Name |
NASDAQ
|
Entity Emerging Growth Company |
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