Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
09 February 2024 - 9:20AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1)*
ESGEN
Acquisition Corporation
(Name of Issuer)
Class A ordinary shares, par value $0.0001 per share
(Title of Class of Securities)
G3R95N103
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of this Statement)
Check the Appropriate Box to
Designate the Rule Pursuant to Which this Schedule Is Filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒ Rule 13d-1(d)
| * |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities
Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
|
|
| 1. |
|
Names of Reporting Persons
ESGEN LLC |
| 2. |
|
Check The Appropriate Box if a
Member of a Group (See Instructions)
(a) ☐ (b) ☐ |
| 3. |
|
SEC Use Only
|
| 4. |
|
Citizenship or Place of
Organization
Delaware |
|
|
|
|
|
|
|
| Number of
Shares
Beneficially
Owned By Each
Reporting Person
With |
|
5. |
|
Sole Voting Power
16,859,077
(1) |
| |
6. |
|
Shared Voting Power
0 |
| |
7. |
|
Sole Dispositive Power
16,859,077
(1) |
| |
8. |
|
Shared Dispositive Power
0 |
|
|
|
|
|
|
|
| 9. |
|
Aggregate Amount Beneficially Owned by Each Reporting Person
16,859,077 (1) |
| 10. |
|
Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares ☐ |
| 11. |
|
Percent of
Class Represented By Amount in Row (9) 92.3% (2) |
| 12. |
|
Type of Reporting Person (See
Instructions) OO |
| (1) |
Includes 11,240,000 private placement warrants to acquire Class A ordinary shares (“Class A
Shares”) upon payment of $11.50 per share commencing 30 days after completion of the Issuer’s initial business combination (“Private Placement Warrants”). |
| (2) |
Calculated based upon 7,027,632 Class A Shares outstanding as of November 14, 2023, as reported on
the Issuer’s Form 10-Q filed November 14, 2023, as increased by 11,240,000 Class A Shares issuable in respect of 11,240,000 Private Placement Warrants. |
| Item 1(a). |
Name of Issuer |
ESGEN Acquisition Corporation (the “Issuer”)
| Item 1(b). |
Address of the Issuer’s Principal Executive Offices |
5956 Sherry Lane, Suite 1400
Dallas, TX 75225
| Item 2(a). |
Names of Persons Filing |
This statement is filed by the ESGEN LLC, referred to herein as the “Reporting Person.”
| Item 2(b). |
Address of the Principal Business Office, or if none, Residence |
5956 Sherry Lane, Suite 1400
Dallas, TX 75225
See response to Item 4 on the cover page.
| Item 2(d). |
Title of Class of Securities |
Class A ordinary shares, par value $0.0001 per share.
G3R95N103
| Item 3. |
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a (n): |
Not Applicable.
| |
(a) |
Amount beneficially owned: |
See response to Item 9 on the cover page.
See response to Item 11 on the cover page.
| |
(c) |
Number of shares as to which the Reporting Person has: |
| |
(i) |
Sole power to vote or to direct the vote: |
See response to Item 5 on the cover page.
| |
(ii) |
Shared power to vote or to direct the vote: |
See response to Item 6 on the cover page.
| |
(iii) |
Sole power to dispose or to direct the disposition of: |
See response to Item 7 on the cover page.
| |
(iv) |
Shared power to dispose or to direct the disposition of: |
See response to Item 8 on the cover page.
The securities reported herein are held by ESGEN LLC (the “Sponsor”). Andrejka
Bernatova, Michael C. Mayon and James P. Benson control the Sponsor as members of its board of managers and therefore have voting and investment discretion with respect to, and may be deemed to have beneficial ownership of, the securities held
directly by the Sponsor. This Statement shall not be construed as an admission that the Reporting Person or any individual member of its board of managers is, for the purpose of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner
of any securities covered by this Statement.
| Item 5. |
Ownership of Five Percent or Less of a Class |
Not Applicable.
| Item 6. |
Ownership of More than Five Percent on Behalf of Another Person |
Not Applicable.
| Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the
Parent Holding Company |
Not Applicable.
| Item 8. |
Identification and Classification of Members of the Group |
Not Applicable.
| Item 9. |
Notice of Dissolution of Group |
Not Applicable.
Not Applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 8, 2024
|
|
|
| ESGEN LLC |
|
|
| By: |
|
/s/ James P. Benson |
| Name: James P. Benson |
| Title: Authorized Signatory |
ESGEN Acquisition (NASDAQ:ESACU)
Historical Stock Chart
From Mar 2024 to Apr 2024
ESGEN Acquisition (NASDAQ:ESACU)
Historical Stock Chart
From Apr 2023 to Apr 2024
