Statement of Changes in Beneficial Ownership (4)
26 September 2020 - 6:51AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
MOSKOWITZ RAINA |
2. Issuer Name and Ticker or Trading Symbol
ETSY INC
[
ETSY
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Ops,Strategy&Ppl Officer |
(Last)
(First)
(Middle)
C/O ETSY, INC., 117 ADAMS STREET |
3. Date of Earliest Transaction
(MM/DD/YYYY)
9/23/2020 |
(Street)
BROOKLYN, NY 11201
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security (Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code (Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
Common Stock | 9/23/2020 | | M(1) | | 2100 | A | $30.32 | 7390 | D | |
Common Stock | 9/23/2020 | | S(1) | | 2100 | D | $120.00 | 5290 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Employee Stock Option (Right to Buy) | $30.32 | 9/23/2020 | | M (1) | | | 2100 | (2) | 4/30/2028 | Common Stock | 2100 | $0.00 | 26900 | D | |
Explanation of Responses: |
(1) | This exercise and subsequent sale were made pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on August 7, 2020. |
(2) | 25% of the total number of shares underlying the stock option granted on May 1, 2018 became exercisable on May 1, 2019, with the remainder exercisable in 36 equal monthly installments thereafter, provided the Reporting Person remains continuously employed on each vesting date. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
MOSKOWITZ RAINA C/O ETSY, INC. 117 ADAMS STREET BROOKLYN, NY 11201 |
|
| Chief Ops,Strategy&Ppl Officer |
|
Signatures
|
/s/ Alla Berenshteyn, as Attorney-in-Fact for Raina Moskowitz | | 9/25/2020 |
**Signature of Reporting Person | Date |
Etsy (NASDAQ:ETSY)
Historical Stock Chart
From Apr 2024 to May 2024
Etsy (NASDAQ:ETSY)
Historical Stock Chart
From May 2023 to May 2024