Focus Media Holding Limited
(Name of the Issuer)
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Focus Media Holding Limited
Giovanna Group Holdings Limited
Giovanna Intermediate
Limited
Giovanna Parent Limited
Giovanna Acquisition Limited
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Jason Nanchun Jiang
JJ Media Investment Holding Limited
Target Sales International
Limited
Top Notch Investments Holdings Ltd
Target Management Group Limited
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Giovanna Investment Holdings Limited
Carlyle Asia Partners III, L.P.
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Gio2 Holdings Ltd
FountainVest China Growth Fund, L.P.
FountainVest China Growth Capital
Fund, L.P.
FountainVest China Growth Capital-A Fund, L.P.
FountainVest China Growth Fund II, L.P.
FountainVest China Growth Capital Fund II, L.P.
FountainVest China Growth
Capital-A Fund II, L.P.
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Power Star Holdings Limited
CITIC Capital China Partners II, L.P.
CITIC Capital (Tianjin) Equity
Investment Limited Partnership
CITIC Capital MB Investment Limited
Fosun International Limited
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State Success Limited
China Everbright Structured Investment Holdings Limited
China Everbright
Finance Limited
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(Names of Persons Filing
Statement)
Ordinary Shares, par value $0.00005 per share
American Depositary Shares, each representing five Ordinary Shares
(Title of Class of Securities)
34415V109, 34415V117
(CUSIP Number)
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Focus Media Holding Limited
Unit No. 1,
20
th
Floor, The Centrium
60 Wyndham Street, Central, Hong Kong
Attention: Jason Nanchun Jiang and Kit Leong Low
Tel:
+852-3752-8009
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Jason Nanchun Jiang
JJ Media Investment Holding Limited
Target Sales International Limited
Top Notch Investments Holdings Ltd
Target Management Group Limited
c/o Focus Media Holding Limited
Unit No. 1, 20th Floor, The Centrium
60 Wyndham Street, Central, Hong Kong
Attention: Jason Nanchun Jiang
Tel: +86 21 2216 4088
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Giovanna Investment Holdings Limited
Carlyle Asia Partners III, L.P.
c/o The Carlyle Group, L.P.
1001 Pennsylvania Avenue, Suite 220 South
Washington D.C., 20004
Attention: Caroline Craword
Tel: +1 202-729-5542
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Gio2 Holdings Ltd
FountainVest China Growth Fund, L.P.
FountainVest China Growth Capital Fund,
L.P.
FountainVest China Growth Capital-A Fund, L.P.
FountainVest China Growth Fund II, L.P.
FountainVest China Growth Capital Fund II,
L.P.
FountainVest China Growth Capital-A Fund II, L.P.
c/o FountainVest Partners (Asia) Limited
Suite 705-708 ICBC Tower
3 Garden Road, Central, Hong Kong
Attention: Yongmin Hu / Eric Chen / Brian Lee
Tel: +852
3972-3900
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Power Star Holdings Limited
CITIC Capital China Partners II, L.P.
CITIC Capital (Tianjin) Equity Investment
Limited Partnership
CITIC Capital MB Investment Limited
c/o CITIC Capital Partners Management Limited
28th Floor, CITIC Tower
1 Tim Mei Avenue, Central, Hong Kong
Attention: Vicki CC Hui
Tel: +852 3710-6870
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State Success Limited
China Everbright Structured Investment Holdings Limited
China Everbright Finance
Limited
46th Floor, Far East Finance Centre
16 Harcourt Road, Hong Kong
Attention: Tony Ning Wang
Tel: +852 2823-2614
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Giovanna Group Holdings Limited
Giovanna Intermediate Limited
Giovanna Parent Limited
Giovanna Acquisition Limited
Cricket Square, Hutchins Drive, P.O. Box 2681, Grand Cayman
KY1-1111, Cayman
Islands
Attention: Codan Services (Cayman) Limited
Tel: +1 345-949-1040
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Fosun International Limited
Room 808
ICBC Tower
3 Garden Road, Central, Hong Kong
Attention: Mr. Qin Xuetang
Tel: +852 2509-3228
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(Name, Address and Telephone
Number of Person Authorized to Receive Notices and Communications)
With copies to:
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David T. Zhang, Esq.
Jesse Sheley, Esq.
Stephanie Tang, Esq.
Kirkland & Ellis
26th Floor, Gloucester Tower
The Landmark
15 Queens Road, Central
Hong Kong
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Chris K.H. Lin, Esq.
Kathryn King Sudol, Esq.
Simpson Thacher & Bartlett
35th Floor, ICBC Tower
3 Garden Road, Central
Hong
Kong
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Douglas C. Freeman, Esq.
Victor Chen, Esq.
Fried, Frank, Harris, Shriver & Jacobson
1601 Chater House
8 Connaught Road Central
Hong Kong
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Michael George DeSombre, Esq.
William Y. Chua, Esq.
Sullivan & Cromwell
28th Floor
Nine
Queens Road Central
Hong Kong
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Peter X. Huang, Esq.
Skadden, Arps, Slate, Meagher & Flom LLP
30th Floor, China World Office
2
No. 1, Jianguomeiwai Avenue
Beijing 100004, Peoples Republic of China
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Hillel T. Cohn, Esq.
Morrison & Foerster LLP
Suite 3500
555 West Fifth Street
Los Angeles, USA 90013
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This statement is filed in connection with (check the appropriate box):
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¨
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The filing of solicitation materials or an information statement subject to Regulation 14A, Regulation 14-C or Rule 13e-3(c) under the Securities Exchange Act of
1934.
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¨
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The filing of a registration statement under the Securities Act of 1933.
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¨
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A tender offer
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x
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None of the above
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Check the following box if the soliciting materials or information statement referred to in checking box (a) are
preliminary copies:
¨
Check the following box if the filing is a final amendment
reporting the results of the transaction:
x
Calculation of
Filing Fee
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Transactional Valuation*
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Amount of Filing
Fee**
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$
2,620,122,491
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$
357,384.71
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* Calculated solely for the purpose of determining the filing fee in accordance with Rule 0-11(b)(1) under the
Securities Exchange Act of 1934, as amended. The filing fee is calculated based on the sum of (a) the aggregate cash payment for the proposed per share cash payment of $5.50 for 462,881,396 outstanding Shares of the issuer subject to the
transaction, plus (b) the product of 5,817,825 options to purchase Shares multiplied by $2.31 per option (which is the difference between the $5.50 per share merger consideration and the weighted average exercise price of $3.19 per share, plus (c)
the product of 11,061,025 ordinary shares underlying the restricted share units multiplied by $5.50 per share ((a), (b) and (c) together, the Transaction Valuation).
** The amount of the filing fee, calculated in accordance with Exchange Act Rule 0-11(b)(1) and the Securities and Exchange Commission Fee Rate Advisory #1 for Fiscal Year 2013, was calculated by
multiplying the Transaction Valuation by 0.00013640.
¨
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Check box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting of the fee was previously paid. Identify the
previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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TABLE OF CONTENTS
INTRODUCTION
This Amendment No.4 (this Final Amendment) to the Rule 13e-3 transaction statement on Schedule 13E-3, together with the exhibits hereto (this Transaction Statement), is being
filed with the Securities and Exchange Commission (the SEC) pursuant to Section 13(e) of the Securities Exchange Act of 1934, as amended (the Exchange Act), jointly by the following persons (each, a Filing
Person, and collectively, the Filing Persons): (a) Focus Media Holding Limited, a Cayman Islands exempted company with limited liability (the Company), the issuer of the registered ordinary shares, par value
$0.00005 per share (each, a Share and collectively, the Shares), including the Shares represented by the American depositary shares, each representing five Shares (ADSs), that is subject to the transaction
pursuant to Rule 13e-3 under the Exchange Act; (b) Giovanna Group Holdings Limited, a Cayman Islands company (Holdco); (c) Giovanna Intermediate Limited, a Cayman Islands company (Midco); (d) Giovanna Parent
Limited, a Cayman Islands company (Parent); (e) Giovanna Acquisition Limited, a Cayman Islands company (Merger Sub); (f) Mr. Jason Nanchun Jiang, chairman of the board of directors and chief executive officer
of the Company (the Chairman); (g) JJ Media Investment Holding Limited, a British Virgin Islands company (JJ Media); (h) Target Sales International Limited, a British Virgin Islands company (Target
Sales); (i) Top Notch Investments Holdings Ltd, a British Virgin Islands company (Top Notch); (j) Target Management Group Limited, a British Virgin Islands company (Target Management, and together with the
Chairman, JJ Media, Target Sales and Top Notch, the Chairman Parties); (k) Fosun International Limited, a Hong Kong company (Fosun); (l) Giovanna Investment Holdings Limited, a Cayman Islands company (Giovanna
Investment Holdings); (m) Carlyle Asia Partners III, L.P., a Cayman Islands limited partnership (Carlyle Asia Partners, and collectively with Giovanna Investment Holdings, the Carlyle Filing Persons); (n) Gio2
Holdings Ltd, a Cayman Islands company (Gio2 Holdings); (o) FountainVest China Growth Fund, L.P., a Cayman Islands limited partnership (FVP Growth Fund); (p) FountainVest China Growth Capital Fund, L.P., a Cayman
Islands limited partnership (FVP Growth Capital Fund); (q) FountainVest China Growth Capital-A Fund, L.P., a Cayman Islands limited partnership (FVP Growth Capital-A Fund); (r) FountainVest China Growth Fund II,
L.P., a Cayman Islands limited partnership (FVP Growth Fund II); (s) FountainVest China Growth Capital Fund II, L.P., a Cayman Islands limited partnership (FVP Growth Capital Fund II); (t) FountainVest China Growth
Capital-A Fund II, L.P., a Cayman Islands limited partnership (FVP Growth Capital-A Fund II, and collectively with Gio2 Holdings, FVP Growth Fund, FVP Growth Capital Fund, FVP Growth Capital-A Fund, FVP Growth Fund II and FVP Growth
Capital Fund II, the FountainVest Filing Persons); (u) Power Star Holdings Limited, a Cayman Islands company (Power Star Holdings); (v) CITIC Capital China Partners II, L.P., a Cayman Islands limited partnership
(CITIC CCP II); (w) CITIC Capital MB Investment Limited, a Cayman Islands company (CITIC Capital MB); (x)
(CITIC Capital (Tianjin) Equity Investment Limited Partnership), a PRC limited partnership (CITIC Capital Tianjin, and collectively with Power Star Holdings, CITIC CCP II and CITIC Capital MB, the
CITIC Capital Partners Filing Persons); (y) State Success Limited, a British Virgin Islands company (State Success); (z) China Everbright Structured Investment Holdings Limited, a British Virgin Islands company
(China Everbright Structured Investment); and (aa) China Everbright Finance Limited, a Hong Kong company (China Everbright Finance, and collectively with State Success and China Everbright Structured Investment, the
China Everbright Filing Persons). Giovanna Investment Holdings, Gio2 Holdings, Power Star Holdings and State Success are collectively referred to herein as the Sponsors, and the Carlyle Filing Persons, the FountainVest Filing
Persons, the CITIC Capital Partners Filing Persons and the China Everbright Filing Persons are collectively referred to herein as the Sponsor Filing Persons. The Sponsors, the Chairman Parties and Fosun are collectively referred to
herein as the Consortium. Holdco, Midco, Parent, Merger Sub, the Sponsor Filing Persons, the Chairman Parties and Fosun are collectively referred to herein as the Buyer Group.
The Transaction Statement relates to the agreement and plan of merger, dated December 19, 2012, by and among Parent, Merger Sub and
the Company (the merger agreement), pursuant to which Merger Sub was merged with and into the Company with the Company continuing as the surviving company (the merger).
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This Final Amendment is being filed pursuant to Rule 13e-3(d)(3) to report the results of
the transaction that is the subject of the Transaction Statement.
All information contained in this Final Amendment
concerning each Filing Person has been supplied by such Filing Person.
Item 15
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Additional Information
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Item 15(c) is
hereby amended and supplemented as follows:
On April 29, 2013, at 10:00 am (Hong Kong time), an extraordinary general meeting
of shareholders of the Company was held at 26th Floor, Gloucester Tower, The Landmark, 15 Queens Road Central, Hong Kong. At the extraordinary general meeting, the shareholders of the Company voted to authorize and approve the merger
agreement, the plan of merger substantially in the form attached as Annex A to the merger agreement (the plan of merger) and the transactions contemplated by the merger agreement, including the merger.
On May 23, 2013, the Company filed the plan of merger with the Cayman Islands Registrar of Companies, which was registered by the Cayman
Islands Registrar of Companies as of May 23, 2013, pursuant to which the merger became effective on May 23, 2013. As a result of the merger, the Company ceased to be a publicly traded company and became wholly owned by Parent.
At the effective time of the merger, each of the Companys ordinary shares, par value $0.0005 per share (each, a Share
and collectively, the Shares), including Shares represented by American Depositary Shares, each representing five Shares (the ADSs), issued and outstanding immediately prior to the effective time of the merger, other than a
portion of the Shares beneficially owned by the Chairman Parties and by Fosun (collectively, the Rollover Shares), was cancelled in exchange for the right to receive $5.50 in cash without interest, and because each ADS represents five
Shares, each issued and outstanding ADS (other than any ADS that represents Rollover Shares) was cancelled in exchange for the right to receive $27.50 in cash without interest (less $0.05 per ADS cancellation fees pursuant to the terms of the
amended and restated deposit agreement, dated as of April 9, 2007, by and among the Company, Citibank, N.A. and the holders and beneficial owners of ADSs issued thereunder), in each case, net of any applicable withholding taxes. The Company did not
receive any notice of objection from any shareholder prior to the vote to approve the merger, which is required for exercising any dissenter rights. The Rollover Shares and the ADSs representing the Rollover Shares were cancelled for no cash
consideration.
In addition, at the effective time of the merger, each outstanding vested and unexercised option to purchase
Shares or ADSs granted under the Companys 2003 Employee Share Option Scheme, 2005 Employee Share Option Plan, 2006 Employee Share Option Plan, 2007 Employee Share Option Plan, 2010 Employee Share Option Plan and/or 2013 Employee Share Option
Plan (collectively, the Company Share Incentive Plans) was cancelled and converted into the right to receive, as soon as practicable after the effective time of the merger, a cash amount equal to the number of Shares or ADSs underlying
such option immediately prior to the effective time of the merger multiplied by the amount by which $5.50 (in the case of an option to purchase Shares) or $27.50 (in the case of an option to purchase ADSs) exceeds the exercise price per Share or ADS
of such vested option. There are no outstanding unvested options to purchase Shares or ADSs granted under the Company Share Incentive Plans as of the effective time of the merger.
Except as provided under (i) the chairman rollover agreement entered into concurrently with the execution and delivery of the merger
agreement by and among Holdco, Parent and the Chairman Parties, (ii) the
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management rollover agreements entered into concurrently with the execution and delivery of the merger agreement by and between Holdco and certain members of the senior management of the Company,
namely Gancong Deng, Xiaomin Du, Kit Leong Low, Jun Long, Lan Luo, Wei Ni, Qian Qian, Yafang Tu, Yuchun Wang, Yan Chen and Chenjun Tao (the Management Rollover Securityholders) and (iii) the arrangement with respect to restricted share
units held by certain non-management directors, namely Fumin Zhuo, Nanpeng Shen, Daqing Qi, David Ying Zhang, Ying Wu and Charles Chao, and certain consultants, namely Wei Gong, Junyan Li and Alex Deyi Yang (collectively, the Director and
Consultant Parties), at the effective time of the merger, each outstanding restricted share unit granted under the Company Share Incentive Plans was cancelled and converted into the right to receive, as soon as practicable after the effective
time of the merger, a restricted cash award in an amount equal to the number of Shares or ADSs underlying such restricted share unit immediately prior to the effective time of the merger multiplied by $5.50 (for a restricted share unit representing
the right to receive Shares) or $27.50 (for a restricted share unit representing the right to receive ADSs) and subject to the same vesting terms applicable to the unvested restricted share unit from which it was converted.
Immediately prior to the closing of the merger, all restricted share units held by the Chairman Parties that are outstanding as of
January 1, 2013 became vested. At the closing of the merger, other than a portion of the restricted share units held by the Chairman Parties (such portion being the Chairman Rollover RSUs), each restricted share unit held by the Chairman
Parties was cancelled and converted into the right to receive cash in an amount equal to $5.50 (for a restricted share unit representing the right to receive Shares) or $27.50 (for a restricted share unit representing the right to receive ADSs).
Each Chairman Rollover RSU was cancelled without consideration and the Chairman Parties subscribed for newly issued ordinary shares of Holdco at an aggregate subscription price that was offset by the merger consideration otherwise payable to the
Chairman Parties in respect of the Chairman Rollover RSUs and the Chairmans Rollover Shares.
Each restricted share unit
held by the Management Rollover Securityholders as of January 1, 2013 (collectively, the Management Rollover RSUs) was cancelled at the closing of the merger without cash consideration and, as soon as reasonably practicable following the
closing of the merger, will be replaced by a number of restricted shares units of Holdco, which are exchangeable for ordinary shares of Holdco, equal to the product (rounded down to the nearest whole share) of (x) the number of restricted share
units subject to rollover multiplied by (y) the ratio of the per Share merger consideration to the per share value of each ordinary share of Holdco (which is obtained by dividing the aggregate equity contribution to Holdco on the closing of the
merger by the number of ordinary shares of Holdco issued on the closing date). The restricted share units of Holdco granted to each Management Rollover Securityholder will vest on the dates set forth in his or her Management Rollover Agreement if
such Management Rollover Securityholder remains continuously employed by the Company after the merger on each applicable vesting date.
Each restricted share unit held by the Director and Consultant Parties as of the effective time of the merger was cancelled at the effective time of the merger and converted into the right to receive
restricted cash awards, which will vest as soon as practicable after the closing of the merger as to be determined by Parent. Upon vesting, each Director and Consultant Party will be paid a cash amount equal to the product of $5.50 and the number of
Shares underlying the restricted share units from which the restricted cash award was converted.
As a result of the
merger, the ADSs will no longer be listed on any securities exchange or quotation system, including the NASDAQ Global Select Market (NASDAQ). NASDAQ has filed an application on Form 25 with the SEC to remove the ADSs from listing on
NASDAQ and withdraw registration of the Shares under the Exchange Act. The deregistration will become effective in 90 days after the filing of Form 25 or such shorter period as may be determined by the SEC. In addition, the Company intends to
suspend its reporting obligations under the Exchange Act by filing a certification and notice on Form 15 with the SEC in ten days. The Companys reporting obligations under the Exchange Act will be suspended immediately as of the filing date of
the Form 15 and will terminate once the deregistration becomes effective.
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(a)-(1) Proxy
Statement of the Company dated March 25, 2013 (the proxy statement).*
(a)-(2) Notice of Extraordinary General
Meeting of Shareholders of the Company, incorporated herein by reference to the proxy statement.
(a)-(3) Proxy Card,
incorporated herein by reference to the proxy statement.
(a)-(4) Depositarys Notice, incorporated herein by reference to
the proxy statement.
(a)-(5) ADS Voting Instructions Card, incorporated herein by reference to the proxy statement.
(a)-(6) Press Release issued by the Company, dated December 19, 2012, incorporated herein by reference to Exhibit 99.1 to
the Report on Form 6-K furnished by the Company to the Securities and Exchange Commission on December 19, 2012.
(a)-(7)
Press Release issued by the Company, dated March 25, 2013, incorporated herein by reference to Exhibit 99.1 to the Report on Form 6-K furnished by the Company to the Securities and Exchange Commission on March 25, 2013.
(b)-(1) Debt Commitment Letter, dated as of December 19, 2012, by and among Giovanna Acquisition Limited, Bank of America, N.A.,
China Development Bank Corporation Hong Kong Branch, China Minsheng Banking Corp., Ltd., Hong Kong Branch, Citigroup Global Markets Asia Limited, Citibank, N.A., Credit Suisse AG, Singapore Branch, DBS Bank Ltd., Deutsche Bank AG, Singapore Branch,
ICBC International Capital Limited, ICBC International Holdings Limited, UBS AG Hong Kong Branch and UBS AG, Singapore Branch.*
(b)-(2) Equity Commitment Letter, dated as of December 19, 2012, by and among Carlyle Asia Partners III, L.P. and Giovanna Group
Holdings Limited.*
(b)-(3) Equity Commitment Letter, dated as of December 19, 2012, by and among FountainVest China
Growth Fund, L.P., FountainVest China Growth Capital Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China Growth Fund II, L.P., FountainVest China Growth Capital Fund II, L.P., FountainVest China Growth Capital-A Fund II,
L.P. and Giovanna Group Holdings Limited.*
(b)-(4) Equity Commitment Letter, dated as of December 19, 2012, by and among
China Everbright Finance Limited and Giovanna Group Holdings Limited.*
(b)-(5) Equity Commitment Letter, dated as of
December 19, 2012, by and among CITIC Capital China Partners II, L.P. and Giovanna Group Holdings Limited.*
(b)-(6)
Equity Commitment Letter, dated as of December 19, 2012, by and among CITIC Capital MB Investment Limited and Giovanna Group Holdings Limited.*
(b)-(7) Equity Commitment Letter, dated as of December 19, 2012, by and among
(CITIC Capital (Tianjin) Equity Investment Limited Partnership) and Giovanna Group Holdings Limited.*
(c)-(1) Opinion of J.P. Morgan Securities (Asia Pacific) Limited, dated December 19, 2012, incorporated herein by reference to Annex B of the proxy statement.
(c)-(2) Discussion Materials prepared by J.P. Morgan Securities (Asia Pacific) Limited for discussion with the independent committee of
the board of directors of the Company, dated December 19, 2012.*
(d)-(1) Agreement and Plan of Merger, dated as of
December 19, 2012, by and among the Company, Parent and Merger Sub incorporated herein by reference to Annex A to the proxy statement.
(d)-(2) Consortium Agreement, dated as of August 12, 2012, by and among Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings
Ltd., Giovanna Investment Holdings Limited, FV Investment Holdings, Power Star Holdings Limited, CDH
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VMoby Limited and China Everbright Structured Investment Holdings Limited, incorporated herein by reference to Exhibit 7.26 to Amendment No. 6 to the Schedule 13D filed by Jason
Nanchun Jiang with the Securities and Exchange Commission on August 14, 2012. FV Investment Holdings is an affiliate of Gio2 Holdings Ltd., and China Everbright Structured Investment Holdings Limited is an affiliate of State Success Limited.
(d)-(3) Chairman Rollover Agreement, dated as of December 19, 2012, by and among Giovanna Group Holdings Limited,
Giovanna Parent Limited, Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings Ltd and Target Management Group Limited, incorporated herein by reference to Annex F of the proxy
statement.
(d)-(4) Fosun Rollover Agreement, dated as of December 19, 2012, by and among Giovanna Group Holdings Limited,
Giovanna Parent Limited and Fosun International Limited, incorporated herein by reference to Annex G of the proxy statement.
(d)-(5) Voting Agreement, dated as of December 19, 2012, by and among Giovanna Parent Limited, Jason Nanchun Jiang, JJ Media
Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings Ltd, Target Management Group Limited, Fosun International Limited, Kit Leong Low, Tu Yafang, Tao Chenjun, Du Xiaomin, Long Jun, Qian Qian, Ni Wei (Wu
Xinghui), Deng Gancong, Luo Lan, Chen Yan and Wang Yuchun, incorporated herein by reference to Annex H of the proxy statement.
(d)-(6) Limited Guarantee, dated as of December 19, 2012, by Carlyle Asia Partners III, L.P. in favor of the Company.*
(d)-(7) Limited Guarantee, dated as of December 19, 2012, by FountainVest China Growth Fund, L.P., FountainVest China Growth Capital
Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China Growth Fund II, L.P., FountainVest China Growth Capital Fund II, L.P., and FountainVest China Growth Capital-A Fund II, L.P. in favor of the Company.*
(d)-(8) Limited Guarantee, dated as of December 19, 2012, by China Everbright Finance Limited in favor of the Company.*
(d)-(9) Limited Guarantee, dated as of December 19, 2012, by CITIC Capital China Partners II, L.P. in favor of the Company.*
(d)-(10) Limited Guarantee, dated as of December 19, 2012, by CITIC Capital MB Investment Limited in favor of the
Company.*
(d)-(11) Form of Management Rollover Agreement, dated as of December 19, 2012, by and among Kit Leong Low, Tu
Yafang, Tao Chenjun, Du Xiaomin, Long Jun, Qian Qian, Ni Wei (Wu Xinghui), Deng Gancong, Luo Lan, Chen Yan and Wang Yuchun and Giovanna Group Holdings Limited, incorporated herein by reference to Annex E of the proxy statement.
(d)-(12) Indemnification Agreement, dated as of December 19, 2012, by and among Giovanna Parent Limited, Giovanna Group Holdings
Limited, Mr. Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings Ltd, Target Management Group Limited, Giovanna Investment Holdings Limited, Gio2 Holdings Ltd, Power Star
Holdings Limited and State Success Limited, incorporated herein by reference to Annex I of the proxy statement.
(d)-(13)
Non-Compete Agreement, dated as of December 19, 2012, by and between Giovanna Group Holdings Limited and Mr. Jason Nanchun Jiang, incorporated herein by reference to Annex J of the proxy statement.
(d)-(14) Interim Sponsors Agreement, dated as of December 19, 2012, by and among Giovanna Group Holdings Limited, Giovanna Investment
Holdings Limited, Carlyle Asia Partners III, L.P., Gio2 Holdings Ltd, FountainVest China Growth Fund, L.P., FountainVest China Growth Capital Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China Growth Fund II, L.P.,
FountainVest China Growth
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Capital Fund II, L.P., FountainVest China Growth Capital-A Fund II, L.P., State Success Limited, China Everbright Finance Limited, Power Star Holdings Limited, CITIC Capital China Partner II,
L.P.,
(CITIC Capital (Tianjin) Equity Investment Limited Partnership) and CITIC Capital MB Investment, incorporated herein by reference to Annex K of the proxy statement.
(f)-(1) Dissenter Rights, incorporated herein by reference to the section entitled Dissenter Rights in the proxy statement.
(f)-(2) Section 238 of the Cayman Companies Law Cap. 22 (Law 3 of 1961, as consolidated and revised), incorporated herein
by reference to Annex C to the proxy statement.
(g) Not applicable.
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date:
May 24, 2013
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Focus Media Holding Limited
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By:
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/s/ Daqing Qi
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Name: Daqing Qi
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Title: FMCN Special Committee Chairman
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Giovanna Group Holdings Limited
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By:
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/s/ Tom Mayrhofer
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Name: Tom Mayrhofer
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Title: Director
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Giovanna Intermediate Limited
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By:
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/s/ Tom Mayrhofer
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Name: Tom Mayrhofer
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Title: Director
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Giovanna Parent Limited
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By:
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/s/ Tom Mayrhofer
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Name: Tom Mayrhofer
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Title: Director
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Giovanna Acquisition Limited
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By:
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/s/ Tom Mayrhofer
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Name: Tom Mayrhofer
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Title: Director
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Jason Nanchun Jiang
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By:
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/s/ Jason Nanchun Jiang
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JJ Media Investment Holding Limited
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By:
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/s/ Jason Nanchun Jiang
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Name: Jason Nanchun Jiang
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Title:
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Target Sales International Limited
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By:
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/s/ Jason Nanchun Jiang
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Name: Jason Nanchun Jiang
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Title:
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Top Notch Investments Holdings Ltd
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By:
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/s/ Jason Nanchun Jiang
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Name: Jason Nanchun Jiang
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Title:
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Target Management Group Limited
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By:
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/s/ Jason Nanchun Jiang
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Name: Jason Nanchun Jiang
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Title:
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Giovanna Investment Holdings Limited
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By:
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/s/ Tom Mayrhofer
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Name: Tom Mayrhofer
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Title: Director
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Carlyle Asia Partners III, L.P.
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By CAP III General Partner, L.P., its general partner
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By CAP III Ltd., its general partner
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By:
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/s/ Daniel A. DAniello
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Name: Daniel A. DAniello
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Title: Director
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Gio2 Holdings Ltd
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By:
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/s/ Neil Gray
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Name: Neil Gray
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Title: Director
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FountainVest China Growth Fund, L.P.
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By FountainVest China Growth Partners GP1, L.P., its general partner
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By FountainVest China Growth Partners GP Ltd, its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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12
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FountainVest China Growth Capital Fund, L.P.
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By FountainVest China Growth Partners GP1, L.P., its general partner
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By FountainVest China Growth Partners GP Ltd, its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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FountainVest China Growth Capital-A Fund, L.P.
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By FountainVest China Growth Partners GP1, L.P., its general partner
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By FountainVest China Growth Partners GP Ltd, its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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FountainVest China Growth Fund II, L.P.
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By FountainVest China Growth Partners GP2 Ltd., its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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FountainVest China Growth Capital Fund II, L.P.
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By FountainVest China Growth Partners GP2 Ltd., its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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FountainVest China Growth Capital-A Fund II, L.P.
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By FountainVest China Growth Partners GP2 Ltd., its general partner
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By:
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/s/ Kui Tang
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Name: Kui Tang
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Title: Director
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13
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Power Star Holdings Limited
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By:
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/s/ Zhen Ji
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Name: Zhen Ji
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Title: Authorized Signatory
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CITIC Capital China Partners II, L.P.
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By CCP II GP Ltd., its general partner
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By:
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/s/ Zhen Ji
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Name: Zhen Ji
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Title: Authorized Signatory
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CITIC Capital (Tianjin) Equity Investment Limited Partnership
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By CITIC Capital (Tianjin) Investment Management Limited Partnership, its general partner
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By:
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/s/ Zhen Ji
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Name: Zhen Ji
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Title: Authorized Signatory
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CITIC Capital MB Investment Limited
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By:
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/s/ Zhen Ji
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Name: Zhen Ji
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Title: Authorized Signatory
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State Success Limited
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By:
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/s/ Tang Chi Chun
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Name: Tang Chi Chun
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Title: Director
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China Everbright Finance Limited
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By:
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/s/ Tang Chi Chun
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Name: Tang Chi Chun
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Title: Director
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China Everbright Structured Investment Holdings Limited
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By:
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/s/ Tang Chi Chun
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Name:
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Tang Chi Chun
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Title:
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Director
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14
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Fosun International Limited
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By:
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/s/ Qin Xuetang
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Name:
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Qin Xuetang
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Title:
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Director
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15
Exhibit Index
(a)-(1) Proxy Statement of the Company dated March 25, 2013 (the proxy statement).*
(a)-(2) Notice of Extraordinary General Meeting of Shareholders of the Company, incorporated herein by reference to the proxy statement.
(a)-(3) Proxy Card, incorporated herein by reference to the proxy statement.
(a)-(4) Depositarys Notice, incorporated herein by reference to the proxy statement.
(a)-(5) ADS Voting Instructions Card, incorporated herein by reference to the proxy statement.
(a)-(6) Press Release issued by the Company, dated December 19, 2012, incorporated herein by reference to Exhibit 99.1 to the Report
on Form 6-K furnished by the Company to the Securities and Exchange Commission on December 19, 2012.
(a)-(7) Press
Release issued by the Company, dated March 25, 2013, incorporated herein by reference to Exhibit 99.1 to the Report on Form 6-K furnished by the Company to the Securities and Exchange Commission on March 25, 2013.
(b)-(1) Debt Commitment Letter, dated as of December 19, 2012, by and among Giovanna Acquisition Limited, Bank of America, N.A.,
China Development Bank Corporation Hong Kong Branch, China Minsheng Banking Corp., Ltd., Hong Kong Branch, Citigroup Global Markets Asia Limited, Citibank, N.A., Credit Suisse AG, Singapore Branch, DBS Bank Ltd., Deutsche Bank AG, Singapore Branch,
ICBC International Capital Limited, ICBC International Holdings Limited, UBS AG Hong Kong Branch and UBS AG, Singapore Branch.*
(b)-(2) Equity Commitment Letter, dated as of December 19, 2012, by and among Carlyle Asia Partners III, L.P. and Giovanna Group
Holdings Limited.*
(b)-(3) Equity Commitment Letter, dated as of December 19, 2012, by and among FountainVest China
Growth Fund, L.P., FountainVest China Growth Capital Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China Growth Fund II, L.P., FountainVest China Growth Capital Fund II, L.P., FountainVest China Growth Capital-A Fund II,
L.P. and Giovanna Group Holdings Limited.*
(b)-(4) Equity Commitment Letter, dated as of December 19, 2012, by and among
China Everbright Finance Limited and Giovanna Group Holdings Limited.*
(b)-(5) Equity Commitment Letter, dated as of
December 19, 2012, by and among CITIC Capital China Partners II, L.P. and Giovanna Group Holdings Limited.*
(b)-(6)
Equity Commitment Letter, dated as of December 19, 2012, by and among CITIC Capital MB Investment Limited and Giovanna Group Holdings Limited.*
(b)-(7) Equity Commitment Letter, dated as of December 19, 2012, by and among
(CITIC Capital (Tianjin) Equity Investment Limited Partnership) and Giovanna Group Holdings Limited.*
(c)-(1) Opinion of J.P. Morgan Securities (Asia Pacific) Limited, dated December 19, 2012, incorporated herein by reference to Annex B of the proxy statement.
(c)-(2) Discussion Materials prepared by J.P. Morgan Securities (Asia Pacific) Limited for discussion with the independent committee of
the board of directors of the Company, dated December 19, 2012.*
(d)-(1) Agreement and Plan of Merger, dated as of
December 19, 2012, by and among the Company, Parent and Merger Sub incorporated herein by reference to Annex A to the proxy statement.
(d)-(2) Consortium Agreement, dated as of August 12, 2012, by and among Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings
Ltd., Giovanna Investment Holdings Limited, FV Investment Holdings, Power Star Holdings Limited, CDH VMoby Limited and China Everbright Structured Investment Holdings Limited, incorporated herein by reference to Exhibit 7.26 to Amendment
No. 6 to the Schedule 13D filed by Jason Nanchun Jiang with the Securities and Exchange Commission on August 14, 2012. FV Investment Holdings is an affiliate of Gio2 Holdings Ltd., and China Everbright Structured Investment Holdings
Limited is an affiliate of State Success Limited.
16
(d)-(3) Chairman Rollover Agreement, dated as of December 19, 2012, by and among
Giovanna Group Holdings Limited, Giovanna Parent Limited, Jiang Nanchun, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings Ltd and Target Management Group Limited, incorporated herein by
reference to Annex F of the proxy statement.
(d)-(4) Fosun Rollover Agreement, dated as of December 19, 2012, by and
among Giovanna Group Holdings Limited, Giovanna Parent Limited and Fosun International Limited, incorporated herein by reference to Annex G of the proxy statement.
(d)-(5) Voting Agreement, dated as of December 19, 2012, by and among Giovanna Parent Limited, Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch
Investments Holdings Ltd, Target Management Group Limited, Fosun International Limited, Kit Leong Low, Tu Yafang, Tao Chenjun, Du Xiaomin, Long Jun, Qian Qian, Ni Wei (Wu Xinghui), Deng Gancong, Luo Lan, Chen Yan and Wang Yuchun, incorporated herein
by reference to Annex H of the proxy statement.
(d)-(6) Limited Guarantee, dated as of December 19 , 2012, by Carlyle
Asia Partners III, L.P. in favor of the Company.*
(d)-(7) Limited Guarantee, dated as of December 19, 2012, by
FountainVest China Growth Fund, L.P., FountainVest China Growth Capital Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China Growth Fund II, L.P., FountainVest China Growth Capital Fund II, L.P., and FountainVest China
Growth Capital-A Fund II, L.P. in favor of the Company.*
(d)-(8) Limited Guarantee, dated as of December 19, 2012, by
China Everbright Finance Limited in favor of the Company.*
(d)-(9) Limited Guarantee, dated as of December 19, 2012, by
CITIC Capital China Partners II, L.P. in favor of the Company.*
(d)-(10) Limited Guarantee, dated as of December 19,
2012, by CITIC Capital MB Investment Limited in favor of the Company.*
(d)-(11) Form of Management Rollover Agreement, dated
as of December 19, 2012, by and among Kit Leong Low, Tu Yafang, Tao Chenjun, Du Xiaomin, Long Jun, Qian Qian, Ni Wei/Wu Xinghui, Deng Gancong, Luo Lan, Chen Yan and Wang Yuchun and Giovanna Group Holdings Limited, incorporated herein by
reference to Annex E of the proxy statement.
(d)-(12) Indemnification Agreement, dated as of December 19, 2012, by and
among Giovanna Parent Limited, Giovanna Group Holdings Limited, Mr. Jason Nanchun Jiang, JJ Media Investment Holding Limited, Target Sales International Limited, Top Notch Investments Holdings Ltd, Target Management Group Limited, Giovanna
Investment Holdings Limited, Gio2 Holdings Ltd, Power Star Holdings Limited and State Success Limited, incorporated herein by reference to Annex I of the proxy statement.
(d)-(13) Non-Compete Agreement, dated as of December 19, 2012, by and between Giovanna Group Holdings Limited and Mr. Jason Nanchun Jiang, incorporated herein by reference to Annex J of the
proxy statement.
(d)-(14) Interim Sponsors Agreement, dated as of December 19, 2012, by and among Giovanna Group Holdings
Limited, Giovanna Investment Holdings Limited, Carlyle Asia Partners III, L.P., Gio2 Holdings Ltd, FountainVest China Growth Fund, L.P., FountainVest China Growth Capital Fund, L.P., FountainVest China Growth Capital-A Fund, L.P., FountainVest China
Growth Fund II, L.P., FountainVest China Growth Capital Fund II, L.P., FountainVest China Growth Capital-A Fund II, L.P., State Success Limited, China Everbright Finance Limited, Power Star Holdings Limited, CITIC Capital China Partner II, L.P.,
(CITIC Capital (Tianjin) Equity Investment Limited Partnership) and CITIC Capital MB Investment, incorporated herein by reference to Annex K of the proxy statement.
17
(f)-(1) Dissenter Rights, incorporated herein by reference to the section entitled
Dissenter Rights in the proxy statement.
(f)-(2) Section 238 of the Cayman Companies Law Cap. 22 (Law 3 of
1961, as consolidated and revised), incorporated herein by reference to Annex C to the proxy statement.
(g) Not applicable.
18
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