First Trust Advisors L.P. (“FTA”) announces the declaration of
distributions for 91 exchange-traded funds advised by FTA.
The following dates apply to today’s distribution
declarations:
Expected Ex-Dividend Date:
March 23, 2017 Record Date: March 27, 2017 Payable Date:
March 31, 2017
Ticker
Exchange
Fund Name
Frequency
OrdinaryIncomePer
ShareAmount
ACTIVELY MANAGED EXCHANGE-TRADED FUNDS
First Trust Exchange-Traded Fund III FEMB Nasdaq First Trust
Emerging Markets Local Currency Bond ETF Monthly $0.1817 FMB Nasdaq
First Trust Managed Municipal ETF Monthly $0.1100 FPE NYSE Arca
First Trust Preferred Securities and Income ETF Monthly $0.1086
FTLS NYSE Arca First Trust Long/Short Equity ETF Quarterly $0.0287
HDMV NYSE Arca First Trust Horizon Managed Volatility Developed
International ETF Quarterly $0.0474 HUSV NYSE Arca First Trust
Horizon Managed Volatility Domestic ETF Quarterly $0.0685 RFDI
Nasdaq First Trust RiverFront Dynamic Developed International ETF
Quarterly $0.0483 RFEM Nasdaq First Trust RiverFront Dynamic
Emerging Markets ETF Quarterly $0.0551 RFEU Nasdaq First Trust
RiverFront Dynamic Europe ETF Quarterly $0.0287
First Trust Exchange-Traded Fund IV EMLP NYSE Arca First
Trust North American Energy Infrastructure Fund Quarterly $0.2303
FCVT Nasdaq First Trust SSI Strategic Convertible Securities ETF
Monthly $0.0300 FDIV Nasdaq First Trust Strategic Income ETF
Monthly $0.1550 FTSL Nasdaq First Trust Senior Loan Fund Monthly
$0.1400 FTSM Nasdaq First Trust Enhanced Short Maturity ETF Monthly
$0.0650 HYLS Nasdaq First Trust Tactical High Yield ETF Monthly
$0.2100 LMBS Nasdaq First Trust Low Duration Opportunities ETF
Monthly $0.1175 PRME NYSE Arca First Trust Heitman Global Prime
Real Estate ETF Quarterly $0.0303
First Trust Exchange-Traded Fund VI FTHI Nasdaq First Trust
High Income ETF Monthly $0.0775 FTLB Nasdaq First Trust Low Beta
Income ETF Monthly $0.0525
First Trust Exchange-Traded Fund VIII FCEF Nasdaq First
Trust CEF Income Opportunity ETF Monthly $0.1100 FIXD Nasdaq First
Trust TCW Opportunistic Fixed Income ETF Monthly $0.1110 MCEF
Nasdaq First Trust Municipal CEF Income Opportunity ETF Monthly
$0.0600
INDEX EXCHANGE-TRADED FUNDS First Trust
Exchange-Traded Fund FCG NYSE Arca First Trust Natural Gas ETF
Quarterly $0.0548 FDL NYSE Arca First Trust Morningstar Dividend
Leaders Index Fund Quarterly $0.2161 FDM NYSE Arca First Trust Dow
Jones Select MicroCap Index Fund Quarterly $0.1249 FIW NYSE Arca
First Trust Water ETF Quarterly $0.2927 FPX NYSE Arca First Trust
US Equity Opportunities ETF Quarterly $0.1550 FRI NYSE Arca First
Trust S&P REIT Index Fund Quarterly $0.1027 FTCS Nasdaq First
Trust Capital Strength ETF Quarterly $0.1353 FVD NYSE Arca First
Trust Value Line
® Dividend Index Fund Quarterly $0.1468 FVL
NYSE Arca First Trust Value Line
® 100 Exchange-Traded Fund
Quarterly $0.0775 QABA Nasdaq First Trust NASDAQ
® ABA
Community Bank Index Fund Quarterly $0.1324 QCLN Nasdaq First Trust
NASDAQ
® Clean Edge
® Green Energy Index Fund Quarterly
$0.0188 QQEW Nasdaq First Trust NASDAQ-100 Equal Weighted Index
Fund Quarterly $0.0456 QQXT Nasdaq First Trust NASDAQ-100
Ex-Technology Sector Index Fund Quarterly $0.0218 QTEC Nasdaq First
Trust NASDAQ-100-Technology Sector Index Fund Quarterly $0.0938
TUSA Nasdaq First Trust Total US Market AlphaDEX
® ETF
Quarterly $0.0812 VIXH NYSE Arca First Trust CBOE
® S&P
500
® VIX
® Tail Hedge Fund Quarterly $0.0823
First Trust Exchange-Traded Fund II BICK Nasdaq First Trust
BICK Index Fund Quarterly $0.0117 CARZ Nasdaq First Trust NASDAQ
Global Auto Index Fund Quarterly $0.0032 FAN NYSE Arca First Trust
Global Wind Energy ETF Quarterly $0.0466 FDD NYSE Arca First Trust
STOXX
® European Select Dividend Index Fund Quarterly $0.0271
FGD NYSE Arca First Trust Dow Jones Global Select Dividend Index
Fund Quarterly $0.1115 FTAG Nasdaq First Trust Indxx Global
Agriculture ETF Quarterly $0.0023 FTRI Nasdaq First Trust Indxx
Global Natural Resources Income ETF Quarterly $0.0516 SKYY Nasdaq
First Trust Cloud Computing ETF Quarterly $0.0340
First Trust Exchange-Traded Fund VI AIRR Nasdaq First Trust
RBA American Industrial Renaissance
® ETF Quarterly $0.0044
FTXD Nasdaq First Trust Nasdaq Retail ETF Quarterly $0.0862 FTXG
Nasdaq First Trust Nasdaq Food & Beverage ETF Quarterly $0.0486
FTXH Nasdaq First Trust Nasdaq Pharmaceuticals ETF Quarterly
$0.0313 FTXL Nasdaq First Trust Nasdaq Semiconductor ETF Quarterly
$0.0264 FTXN Nasdaq First Trust Nasdaq Oil & Gas ETF Quarterly
$0.1107 FTXO Nasdaq First Trust Nasdaq Bank ETF Quarterly $0.0075
FTXR Nasdaq First Trust Nasdaq Transportation ETF Quarterly $0.0916
MDIV Nasdaq Multi-Asset Diversified Income Index Fund Monthly
$0.1085 QINC Nasdaq First Trust RBA Quality Income ETF Quarterly
$0.1078 RDVY Nasdaq First Trust Rising Dividend Achievers ETF
Quarterly $0.0695 TDIV Nasdaq First Trust NASDAQ Technology
Dividend Index Fund Quarterly $0.1541 YDIV Nasdaq International
Multi-Asset Diversified Income Index Fund Monthly $0.0876
First Trust Exchange-Traded AlphaDEX® Fund FAB
Nasdaq First Trust Multi Cap Value AlphaDEX
® Fund Quarterly
$0.1341 FAD Nasdaq First Trust Multi Cap Growth AlphaDEX
®
Fund Quarterly $0.0103 FEX Nasdaq First Trust Large Cap Core
AlphaDEX
® Fund Quarterly $0.1162 FMK Nasdaq First Trust Mega
Cap AlphaDEX
® Fund Quarterly $0.0954 FNK Nasdaq First Trust
Mid Cap Value AlphaDEX
® Fund Quarterly $0.0606 FNX Nasdaq
First Trust Mid Cap Core AlphaDEX
® Fund Quarterly $0.0815
FTA Nasdaq First Trust Large Cap Value AlphaDEX
® Fund
Quarterly $0.1585 FTC Nasdaq First Trust Large Cap Growth
AlphaDEX
® Fund Quarterly $0.0353 FXD NYSE Arca First Trust
Consumer Discretionary AlphaDEX
® Fund Quarterly $0.0748 FXG
NYSE Arca First Trust Consumer Staples AlphaDEX
® Fund
Quarterly $0.1703 FXL NYSE Arca First Trust Technology
AlphaDEX
® Fund Quarterly $0.0422 FXN NYSE Arca First Trust
Energy AlphaDEX
® Fund Quarterly $0.0348 FXO NYSE Arca First
Trust Financials AlphaDEX
® Fund Quarterly $0.0895 FXR NYSE
Arca First Trust Industrials/Producer Durables AlphaDEX
®
Fund Quarterly $0.0384 FXU NYSE Arca First Trust Utilities
AlphaDEX
® Fund Quarterly $0.1597 FXZ NYSE Arca First Trust
Materials AlphaDEX
® Fund Quarterly $0.0876 FYT Nasdaq First
Trust Small Cap Value AlphaDEX
® Fund Quarterly $0.0568 FYX
Nasdaq First Trust Small Cap Core AlphaDEX
® Fund Quarterly
$0.0299
First Trust Exchange-Traded AlphaDEX® Fund II
FAUS NYSE Arca First Trust Australia AlphaDEX
® Fund
Quarterly $0.4115 FBZ Nasdaq First Trust Brazil AlphaDEX
®
Fund Quarterly $0.0885 FCAN Nasdaq First Trust Canada
AlphaDEX
® Fund Quarterly $0.0759 FDT Nasdaq First Trust
Developed Markets ex-US AlphaDEX
® Fund Quarterly $0.0782
FDTS Nasdaq First Trust Developed Markets ex-US Small Cap
AlphaDEX
® Fund Quarterly $0.0941 FEM Nasdaq First Trust
Emerging Markets AlphaDEX
® Fund Quarterly $0.0561 FEP Nasdaq
First Trust Europe AlphaDEX
® Fund Quarterly $0.0464 FEUZ
Nasdaq First Trust Eurozone AlphaDEX
® ETF Quarterly $0.0722
FGM Nasdaq First Trust Germany AlphaDEX
® Fund Quarterly
$0.0386 FHK Nasdaq First Trust Hong Kong AlphaDEX
® Fund
Quarterly $0.0148 FKO Nasdaq First Trust South Korea
AlphaDEX
® Fund Quarterly $0.1104 FKU Nasdaq First Trust
United Kingdom AlphaDEX
® Fund Quarterly $0.1305 FLN Nasdaq
First Trust Latin America AlphaDEX
® Fund Quarterly $0.1111
FPA Nasdaq First Trust Asia Pacific ex-Japan AlphaDEX
® Fund
Quarterly $0.1725
FTA, the Funds’ investment advisor, along with its affiliate,
First Trust Portfolios L.P., are privately-held companies which
provide a variety of investment services, including asset
management and financial advisory services, with collective assets
under management or supervision of approximately $104 billion as of
February 28, 2017 through unit investment trusts, exchange-traded
funds, closed-end funds, mutual funds and separate managed
accounts.
You should consider the investment objectives, risks, charges
and expenses of a Fund before investing. Prospectuses for the Funds
contain this and other important information and are available free
of charge by calling toll-free at 1-800-621-1675 or visiting
www.ftportfolios.com. A prospectus should be read
carefully before investing.
Past performance is no assurance of future results. Investment
return and market value of an investment in a Fund will fluctuate.
Shares, when sold, may be worth more or less than their original
cost.
Principal Risk Factors: A Fund’s shares will change in value,
and you could lose money by investing in a Fund. An investment in a
Fund is not a deposit of a bank and is not insured or guaranteed by
the Federal Deposit Insurance Corporation or any other governmental
agency. There can be no assurance that a Fund’s investment
objectives will be achieved. An investment in a Fund involves risks
similar to those of investing in any portfolio of equity securities
traded on exchanges. The risks of investing in each Fund are
spelled out in its prospectus, shareholder report, and other
regulatory filings.
An Index ETF seeks investment results that correspond generally
to the price and yield of an index. You should anticipate that the
value of an Index Fund’s shares will decline, more or less, in
correlation with any decline in the value of the index. An Index
Fund’s return may not match the return of the index. Unlike a Fund,
the indices do not actually hold a portfolio of securities and
therefore do not incur the expenses incurred by a Fund.
Investors buying or selling Fund shares on the secondary market
may incur customary brokerage commissions. Investors who sell Fund
shares may receive less than the share’s net asset value. Shares
may be sold throughout the day on the exchange through any
brokerage account. However, unlike mutual funds, shares may only be
redeemed directly from the Fund by authorized participants, in very
large creation/redemption units. If the Fund's authorized
participants are unable to proceed with creation/redemption orders
and no other authorized participant is able to step forward to
create or redeem, Fund shares may trade at a discount to the Fund's
net asset value and possibly face delisting.
One of the principal risks of investing in a Fund is market
risk. Market risk is the risk that a particular security owned by a
Fund, Fund shares or securities in general may fall in value.
An actively managed ETF is subject to management risk because it
is an actively managed portfolio. In managing such a Fund’s
investment portfolio, the portfolio managers, management teams,
advisor or sub-advisor, will apply investment techniques and risk
analyses that may not have the desired result.
A Fund that is concentrated in securities of companies in a
certain sector or industry involves additional risks, including
limited diversification. An investment in a Fund concentrated in a
single country or region may be subject to greater risks of adverse
events and may experience greater volatility than a Fund that is
more broadly diversified geographically.
Certain Funds may invest in small capitalization and
mid-capitalization companies. Such companies may experience greater
price volatility than larger, more established companies.
An investment in a Fund containing securities of non-U.S.
issuers is subject to additional risks, including currency
fluctuations, political risks, withholding, the lack of adequate
financial information, and exchange control restrictions impacting
non-U.S. issuers. These risks may be heightened for securities of
companies located in, or with significant operations in, emerging
market countries. A Fund may invest in depositary receipts which
may be less liquid than the underlying shares in their primary
trading market.
Investments in sovereign bonds involve special risks because the
governmental authority that controls the repayment of the debt may
be unwilling or unable to repay the principal and/or interest when
due. In times of economic uncertainty, the prices of these
securities may be more volatile than those of corporate debt
obligations or of other government debt obligations.
A Fund that invests in the European region is subject to certain
risks because member states in the European Union no longer control
their own monetary policies, money supply and official interest
rates for the Euro. Rather, such control is exercised by the
European Central Bank.
Certain securities held by certain of the Funds are subject to
credit risk, call risk, income risk, interest rate risk, prepayment
risk, and zero coupon risk. Credit risk is the risk that an issuer
of a security will be unable or unwilling to make dividend,
interest and/or principal payments when due and that the value of a
security may decline as a result. Credit risk is heightened for
floating-rate loans and high-yield securities. Call risk is the
risk that if an issuer calls higher-yielding debt instruments held
by a Fund, performance could be adversely impacted. Income risk is
the risk that income from a Fund’s fixed-income investments could
decline during periods of falling interest rates. Interest rate
risk is the risk that the value of the fixed-income securities in a
Fund will decline because of rising market interest rates.
Prepayment risk is the risk that during periods of falling interest
rates, an issuer may exercise its right to pay principal on an
obligation earlier than expected. This may result in a decline in a
Fund’s income. Zero coupon risk is the risk that zero coupon bonds
may be highly volatile as interest rates rise or fall.
Senior floating-rate loans are usually rated below investment
grade but may also be unrated. As a result, the risks associated
with these loans are similar to the risks of high-yield fixed
income instruments. High-yield securities, or “junk” bonds, are
subject to greater market fluctuations and risk of loss than
securities with higher ratings, and therefore, may be highly
speculative. These securities are issued by companies that may have
limited operating history, narrowly focused operations, and/or
other impediments to the timely payment of periodic interest and
principal at maturity. The market for high yield securities is
smaller and less liquid than that for investment grade
securities.
Income from municipal bonds held by a Fund could be declared
taxable because of, among other things, unfavorable changes in tax
laws, adverse interpretations by the Internal Revenue Service or
state tax authorities, or noncompliant conduct of a bond issuer.
Income from municipal bonds held by a Fund may be subject to the
federal alternative minimum income tax.
Convertible securities have characteristics of both equity and
debt securities and, as a result, are exposed to certain additional
risks. The values of certain synthetic convertible securities will
respond differently to market fluctuations than a traditional
convertible security because such synthetic convertibles are
composed of two or more separate securities or instruments, each
with its own market value. A Fund is subject to the credit risk
associated with the counterparty creating the synthetic convertible
instrument. Synthetic convertible securities may also be subject to
the risks associated with derivatives.
Exchange-traded notes (ETNs) are senior, unsecured,
unsubordinated debt securities whose returns are linked to the
performance of a particular market benchmark or strategy minus
applicable fees. The value of an ETN may be influenced by various
factors.
Real estate investment trusts (REITs) and real estate operating
companies (REOCs) are subject to certain risks, including changes
in the real estate market, vacancy rates and competition, volatile
interest rates and economic recession.
Master limited partnerships (MLPs) are subject to certain risks,
including price and supply fluctuations caused by international
politics, energy conservation, taxes, price controls, and other
regulatory policies of various governments. In addition, there is
the risk that a MLP could be taxed as a corporation, resulting in
decreased returns from such MLP.
The use of futures, options, and other derivatives can lead to
losses because of adverse movements in the price or value of the
underlying asset, index or rate, which may be magnified by certain
features of the derivatives. These risks are heightened when a
Fund’s portfolio managers use derivatives to enhance a Fund’s
return or as a substitute for a position or security, rather than
solely to hedge (or offset) the risk of a position or security held
by a Fund.
The stocks of companies that have recently conducted an initial
public offering have exhibited above average price appreciation in
connection with the initial public offering prior to inclusion in a
Fund, which may not continue, and these investments may be subject
to additional risks, price volatility and speculative trading.
A Fund may effect a portion of creations and redemptions for
cash, rather than in-kind securities. As a result, an investment in
a Fund may be less tax-efficient than an investment in an
exchange-traded fund that effects its creations and redemptions for
in-kind securities.
Commodity futures contracts traded on non-U.S. exchanges or with
non-U.S. counterparties present risks because they may not be
subject to the same degree of regulation as their U.S.
counterparts.
A Fund’s investment in repurchase agreements may be subject to
market and credit risk with respect to the collateral securing the
repurchase agreements.
Alternative investments may employ complex strategies, have
unique investment and risk characteristics and may not be suitable
for all investors.
Certain Funds may invest in other investment companies,
including closed-end funds (CEFs), ETFs and affiliated ETFs, which
involves additional expenses that would not be present in a direct
investment in the underlying funds. In addition, a Fund's
investment performance and risks may be related to the investment
and performance of the underlying funds.
A Fund may invest in U.S. government obligations. U.S. Treasury
obligations are backed by the “full faith and credit” of the U.S.
government. Securities issued or guaranteed by federal agencies and
U.S. government sponsored instrumentalities may or may not be
backed by the full faith and credit of the U.S. government.
Short selling creates special risks which could result in
increased volatility of returns. In times of unusual or adverse
market, economic, regulatory or political conditions, a Fund may
not be able, fully or partially, to implement its short selling
strategy.
Certain Funds may invest in distressed securities and many
distressed securities are illiquid or trade in low volumes and thus
may be more difficult to value. Illiquid securities involve the
risk that the securities will not be able to be sold at the time
desired by the Fund or at prices approximately the value at which
the Fund is carrying the securities on its books.
Because the shares of CEFs cannot be redeemed upon demand,
shares of many CEFs will trade on exchanges at market prices rather
than net asset value, which may cause the shares to trade at a
price greater than NAV (premium) or less than NAV (discount). There
can be no assurance that the market discount on shares of any CEF
purchased by a Fund will ever decrease or that when a Fund seeks to
sell shares of a CEF it can receive the NAV for those shares. A
Fund may also be exposed to higher volatility in the market due to
indirect use of leverage through its investment in CEFs. CEFs may
issue senior securities in an attempt to enhance returns.
Certain Funds are classified as “non-diversified” and may invest
a relatively high percentage of its assets in a limited number of
issuers. As a result, the Fund may be more susceptible to a single
adverse economic or regulatory occurrence affecting one or more of
these issuers, experience increased volatility and be highly
concentrated in certain issuers.
Certain Funds have fewer assets than larger, more established
funds, and like other relatively new funds, large inflows and
outflows may impact such Funds’ market exposure for limited periods
of time.
“AlphaDEX®” is a registered trademark of First Trust Portfolios
L.P. First Trust Portfolios L.P. has obtained a patent for the
AlphaDEX® stock selection methodology from the United States Patent
and Trademark Office.
Nasdaq®, NASDAQ-100®, NASDAQ-100 Index®, NASDAQ-100 Technology
Sector IndexSM, NASDAQ-100 Ex-Tech Sector IndexSM, NASDAQ-100 Equal
Weighted IndexSM, and NASDAQ OMX Global Auto IndexSM, are
trademarks of Nasdaq, Inc. (which with its affiliates is referred
to as the “Corporations”) and are licensed for use by FTA. The
Funds have not been passed on by the Corporations as to its
legality or suitability. The Funds are not issued, endorsed, sold,
or promoted by the Corporations. THE CORPORATIONS MAKE NO
WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUNDS.
Nasdaq® and Clean Edge® are the registered trademarks (the
“Marks”) of Nasdaq, Inc. (“Nasdaq”) and Clean Edge, Inc. (“Clean
Edge”) respectively. Nasdaq and Clean Edge are, collectively with
their affiliates, the “Corporations”. The Marks are licensed for
use by FTA. The Funds have not been passed on by the Corporations
as to its legality or suitability. The Funds are not issued,
endorsed, sold or promoted by the Corporations. The Funds should
not be construed in any way as investment advice by the
Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO
LIABILITY WITH RESPECT TO THE FUNDS.
Nasdaq®, and NASDAQ OMX® ABA Community Bank IndexSM are
trademarks of Nasdaq, Inc. and American Bankers Association,
(Nasdaq and ABA, collectively with their affiliates, are referred
to as the "Corporations") and are licensed for use by FTA. The Fund
has not been passed on by the Corporations as to its legality or
suitability. The Fund is not issued, endorsed, sold, or promoted by
the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR
NO LIABILITY WITH RESPECT TO THE FUND.
Nasdaq®, NASDAQ Technology Dividend IndexSM, NASDAQ Multi-Asset
Diversified Income IndexSM, NASDAQ International Multi-Asset
Diversified Income IndexSM, and NASDAQ US Rising Dividend Achievers
IndexSM are registered trademarks and service marks of Nasdaq, Inc.
(which with its affiliates is referred to as the “Corporations”)
and are licensed for use by FTA. The Funds have not been passed on
by the Corporations as to its legality or suitability. The Funds
are not issued, endorsed, sold, or promoted by the Corporations.
THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH
RESPECT TO THE FUNDS.
The Capital Strength IndexTM is the trademark (the “Mark”) of
NASDAQ. The Mark is licensed for use by First Trust Portfolios L.P.
The Fund has not been passed on by Nasdaq as to its legality or
suitability. The Fund is not issued, endorsed, sold or promoted by
Nasdaq. The Fund should not be construed in any way as investment
advice by Nasdaq. NASDAQ MAKES NO WARRANTIES AND BEARS NO
LIABILITY WITH RESPECT TO THE FUND OR THE CAPITAL STRENGTH
INDEXTM.
“Value Line®”, “Value Line® 100 Index” and “Value Line® Dividend
Index” are trademarks or registered trademarks of Value Line, Inc.
(“Value Line”) in the United States and other countries and have
been licensed for use for certain purposes by First Trust Advisors
L.P. These products are not sponsored, endorsed, recommended, sold
or promoted by Value Line and Value Line makes no representation
regarding the advisability of investing in products utilizing such
strategy. FTA is not affiliated with any Value Line company.
Standard & Poor’s® and S&P® are registered trademarks of
Standard & Poor’s Financial Services LLC (“S&P”) and have
been licensed for use by FTA. The First Trust S&P REIT Index
Fund is not sponsored, endorsed, sold or promoted by S&P or its
affiliates, and S&P and its affiliates make no representation,
warranty or condition regarding the advisability of buying, selling
or holding shares of the First Trust S&P REIT Index Fund.
Morningstar is a registered trademark of Morningstar, Inc. and
has been licensed for use by FTA. The First Trust Morningstar
Dividend Leaders Index Fund is not sponsored, endorsed, issued,
sold or promoted by Morningstar, Inc., nor does this company make
any representation regarding the advisability of investing in the
Fund.
The Dow Jones Select MicroCap IndexSM and Dow Jones Global
Select Dividend IndexSM are products of S&P Dow Jones Indices
LLC (“SPDJI”), and have been licensed for use by First Trust. Dow
Jones®, Dow Jones Select MicroCap IndexSM, and Dow Jones Global
Select Dividend IndexSM are trademarks of Dow Jones Trademark
Holdings LLC (“Dow Jones”), and have been licensed to SPDJI and
have been sublicensed for use for certain purposes by First Trust
on behalf of the Funds. First Trust’s ETFs, based on Dow Jones
Indexes, are not sponsored, endorsed, sold or promoted by SPDJI,
Dow Jones or their respective affiliates and none of them makes any
representation regarding the advisability of investing in such
products.
The STOXX Europe Select Dividend 30 Index and the trademarks
used in the index name are the intellectual property of STOXX
Limited, Zurich, Switzerland and/or its licensors. The index is
used under license from STOXX. The ETF based on the index is in no
way sponsored, endorsed, sold or promoted by STOXX and/or its
licensors and neither STOXX nor its licensors shall have any
liability with respect thereto.
A patent with respect to the IPOX® index methodology has been
issued (U.S. Pat. No. 7,698,197). IPOX® is a registered
international trademark of IPOX® Schuster LLC
(www.ipoxschuster.com).
The First Trust Natural Gas ETF, First Trust Water ETF, First
Trust Global Wind Energy ETF, First Trust Cloud Computing ETF and
First Trust BICK Index Fund are not sponsored, endorsed, sold or
promoted by the International Securities Exchange (ISE). ISE makes
no representation or warranty, express or implied, to the owners of
the Funds or any member of the public regarding the advisability of
trading in the Funds. ISE’s only relationship to First Trust is the
licensing of certain trademarks and trade names of ISE and of the
indexes which are determined, composed and calculated by ISE
without regard to First Trust or the Funds.
Standard & Poor’s and S&P are registered trademarks of
Standard & Poor’s Financial Services LLC (“SPFS”) and Dow Jones
is a registered trademark of Dow Jones Trademark Holdings LLC (“Dow
Jones”) and have been licensed for use by S&P Dow Jones Indices
LLC and sublicensed for certain purposes by First Trust Advisors
L.P. “S&P 500®” is a registered trademark of SPFS; “CBOE®”,
Chicago Board Options Exchange®, CBOE Volatility Index® and “VIX®”
are registered trademarks of Chicago Board Options Exchange,
Incorporated (“CBOE”); and have been licensed for use by S&P
Dow Jones Indices LLC and FTA. The “CBOE VIX Tail Hedge Index” is a
product of S&P Dow Jones Indices LLC, and has been licensed for
use by FTA. The First Trust CBOE S&P 500 VIX Tail Hedge Fund is
not sponsored, endorsed, sold or promoted by S&P Dow Jones
Indices LLC, Dow Jones, S&P, their respective affiliates, or
CBOE and neither S&P Dow Jones Indices LLC, Dow Jones, S&P,
their respective affiliates or CBOE make any representation
regarding the advisability of investing in such product(s).
AIRR and QINC are not sponsored, endorsed, sold or promoted by
Richard Bernstein Advisors LLC (RBA). RBA makes no representation
or warranty, express or implied, to the owners of the Funds or any
member of the public regarding the advisability of trading in the
Funds. RBA’s only relationship to FTA is the licensing of certain
trademarks and trade names of RBA and of the indexes, which are
determined, composed and calculated by RBA without regard to First
Trust or the Funds. Licensor has no obligation to take the needs of
First Trust or the owners of the Funds into consideration in
determining, composing or calculating the indexes. Licensor is not
responsible for and has not participated in the determination of
the timing of, prices at, or quantities of the Funds to be listed
or in the determination or calculation of the equation by which the
Funds are to be converted into cash. Licensor has no obligation or
liability in connection with the administration, marketing or
trading of the Funds.
FTAG and FTRI are not sponsored, endorsed, sold or promoted by
Indxx, LLC. Indxx, LLC makes no representation or warranty, express
or implied, to the owners of the Funds or any member of the public
regarding the advisability of trading in the Funds. Indxx, LLC’s
only relationship to First Trust is the licensing of certain
trademarks and trade names of Indxx, LLC, the Indxx Global Natural
Resources Income Index and the Indxx Global Agriculture Index which
are determined, composed and calculated by Indxx, LLC without
regard to First Trust or the Funds.
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First Trust Advisors L.P.Press Inquiries: Ryan Issakainen,
630-765-8689Broker Inquiries: Sales Team, 866-848-9727Analyst
Inquiries: Stan Ueland, 630-517-7633
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