Form 8-K - Current report
22 October 2024 - 4:15AM
Edgar (US Regulatory)
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2024-09-03
2024-09-03
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): September 3, 2024
RDE,
INC.
(Exact
name of registrant as specified in its charter)
Delaware |
|
001-42206 |
|
45-2482974 |
(State
of other jurisdiction
of incorporation) |
|
(Commission
File Number) |
|
(IRS
Employer
Identification No.) |
1100
Woodfield Road, Suite 510
Schaumburg,
IL |
|
60173 |
(Address
of principal executive offices) |
|
(Zip
Code) |
Registrant’s
telephone number, including area code: (847) 506-9680
(Former
name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
☐ |
Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
|
|
☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
|
|
☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
Common
Stock |
|
GIFT |
|
The
Nasdaq Stock Market LLC |
Emerging
growth company ☒
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item
8.01. Other Events.
As
a result of delays in obtaining EDGAR filing codes for Balazs Wallisch, CTO of the Company, to complete Forms 3 and 4 for Mr. Wallisch,
the registrant, RDE, Inc. (“RDE” or the “Company”) wants to report three recent market purchases by Mr. Wellisch,
the first being for 1,000 shares of the Company’s common stock on September 9, 2024, at the price of $2.95 per share and 35,000
shares on October 10, 2024, at the price of $1.45 per share, bringing the beneficial ownership of Mr. Wallisch to 1,040,217 shares of
the Company’s common stock.
Item
9.01. Financial Statements and Exhibits.
(d)
Exhibits.
Exhibit
No. |
|
Description |
|
|
|
104 |
|
Cover
Page Interactive Data File (embedded within the Inline XBRL document and included in Exhibit 101). |
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
Date:
October 21, 2024 |
RDE,
INC. |
|
|
|
|
By: |
/s/
Ketan Thakker |
|
|
Ketan
Thakker |
|
|
President
and CEO |
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