Form SC 13G/A - Statement of Beneficial Ownership by Certain Investors: [Amend]
06 December 2024 - 11:08AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
SCHEDULE
13G/A
Under
the Securities Exchange Act of 1934
(Amendment
No. 2)
Harrow,
Inc.
(Name
of Issuer)
Common
Stock, $0.001 par value per share
(Title
of Class of Securities)
415858109
(CUSIP
Number)
August
12, 2024
(Date
of Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule
13d-1(b)
☒
Rule 13d-1(c)
☐ Rule
13d-1(d)
CUSIP NO. 415858109 |
13
G/A |
Page
2 of 5 Pages |
|
| 1. |
NAME
OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
Daniel L. Kaufman |
| 2. |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
[X]
(b) [_] |
| 3. |
SEC
USE ONLY
|
| 4. |
CITIZENSHIP
OR PLACE OF ORGANIZATION
United States |
NUMBER
OF SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH: |
5. |
SOLE
VOTING POWER
1,684,424 |
| 6. |
SHARED
VOTING POWER
0 |
| 7. |
SOLE
DISPOSITIVE POWER
1,684,424 |
| 8. |
SHARED
DISPOSITIVE POWER
0 |
| 9. |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
1,684,424 |
| 10. |
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES |
☐ |
| 11. |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.75 % |
| 12. |
TYPE
OF REPORTING PERSON
IN |
CUSIP NO. 415858109 |
13
G/A |
Page
3 of 5 Pages |
| ITEM 1(a). | NAME
OF ISSUER:
Harrow, Inc. (the “Issuer”)
|
| ITEM 1(b). | ADDRESS
OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
102 Woodmont Blvd, Suite 610, Nashville, TN 37205
|
| ITEM 2(a). | NAME
OF PERSON FILING:
Daniel L. Kaufman (the “Reporting Person”) |
|
ITEM
2(b). | ADDRESS
OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE: |
The
address of the principal business office of the Reporting Person is 2158 Park Boulevard, San Juan, Puerto Rico 00913.
| ITEM 2(c) | CITIZENSHIP:
Mr. Kaufman is a U.S. citizen. |
| ITEM 2(d). | TITLE
OF CLASS OF SECURITIES:
Common Stock, $0.001 par value per share (“Common Stock”) |
415858109
| ITEM 3. | If
this statement is filed pursuant to sections 240.13d-1(b), or 240.13d-2(b) or (c), check
whether the person filing is a: |
Not
Applicable
(a)
Amount Beneficially Owned: 1,684,424
(b)
Percent of Class: 4.75%
(c)
Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 1,684,424
(ii) Shared power to vote or to direct the vote:
(iii) Sole
power to dispose or to direct the disposition of: 1,684,424
(iv) Shared
power to dispose or to direct the disposition of:
| ITEM
5. | OWNERSHIP
OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following ☒. |
CUSIP NO. 415858109 |
13
G/A |
Page
4 of 5 Pages |
| ITEM 6. | OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: |
Not
Applicable.
| ITEM 7. | IDENTIFICATION
AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY OR CONTROL PERSON:
Not Applicable. |
| ITEM 8. | IDENTIFICATION
AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not Applicable. |
| ITEM 9. | NOTICE
OF DISSOLUTION OF GROUP:
Not Applicable. |
| ITEM 10. | CERTIFICATION:
By signing below I certify that, to
the best of my knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect, other than activities
solely in connection with a nomination under § 240.14a-11. |
LIST
OF EXHIBITS
CUSIP NO. 415858109 |
13
G/A |
Page
5 of 5 Pages |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct.
Dated:
December 6, 2024
| /s/
Daniel L. Kaufman |
| Daniel L. Kaufman |
| |
| Title: Individual Investor |
| |
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