Statement of Changes in Beneficial Ownership (4)
14 March 2020 - 7:27AM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
|
1. Name and Address of Reporting Person
*
Fairchild Nancy |
2. Issuer Name and Ticker or Trading Symbol
LUMINEX CORP
[
LMNX
]
|
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
SVP, Human Resources |
|
(Last)
(First)
(Middle)
12212 TECHNOLOGY BLVD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
3/11/2020 |
|
(Street)
AUSTIN, TX 78727
(City)
(State)
(Zip)
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
|
1.Title of Security
(Instr. 3)
|
2. Trans. Date
|
2A. Deemed Execution Date, if any
|
3. Trans. Code
(Instr. 8)
|
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
|
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
|
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
|
7. Nature of Indirect Beneficial Ownership (Instr. 4)
|
|
Code
|
V
|
Amount
|
(A) or (D)
|
Price
|
| Common Stock | 3/11/2020 | | F | | 243 (1) | D | $27.11 | 49808 | D | |
| Common Stock | 3/12/2020 | | F | | 803 (2) | D | $23.09 | 49005 | D | |
| Common Stock | 3/12/2020 | | A | | 7145 | A | $23.09 | 57424 (3) | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code
(Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) | 8. Price of Derivative Security
(Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
| Stock Option (Right To Buy) | $24.43 | 3/12/2020 | | A | | 16729 (4) | | 3/12/2020 | 3/12/2026 | Common Stock | 16729.0 | $24.43 | 16729 | D | |
| Explanation of Responses: |
| (1) | This disposition relates to withholding for taxes on 1,039 vesting shares associated with a previously reported issuance. |
| (2) | This disposition relates to withholding for taxes on 3,320 vesting shares associated with a previously reported issuance. |
| (3) | This balance includes a total of 1,274 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 669 shares obtained May 31, 2019 and 605 shares obtained November 29, 2019. |
| (4) | The Board of Directors of Luminex Corporation determined the level of performance and number of shares earned for this performance option. The option will vest annually in four equal installments beginning 03/12/2020. |
Reporting Owners
|
| Reporting Owner Name / Address | Relationships |
| Director | 10% Owner | Officer | Other |
Fairchild Nancy
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727 |
|
| SVP, Human Resources |
|
Signatures
|
| /S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR NANCY FAIRCHILD | | 3/13/2020 |
| **Signature of Reporting Person | Date |
Luminex (NASDAQ:LMNX)
Historical Stock Chart
From Jun 2024 to Jul 2024
Luminex (NASDAQ:LMNX)
Historical Stock Chart
From Jul 2023 to Jul 2024
Real-Time news about Luminex Corporation (NASDAQ): 0 recent articles
More Luminex Corp News Articles