Current Report Filing (8-k)
17 May 2022 - 10:32PM
Edgar (US Regulatory)
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2022-05-17
2022-05-17
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UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(D) OF THE
THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): May 17, 2022
SIGMA
LABS, INC.
(Exact
name of registrant as specified in its charter)
| Nevada |
|
001-38015 |
|
27-1865814 |
(State
or other jurisdiction of
incorporation
or organization) |
|
(Commission
File
Number) |
|
(I.R.S.
Employer
Identification
No.) |
3900
Paseo del Sol
Santa
Fe, New Mexico 87507
(Address
of Principal Executive Offices) (Zip Code)
Registrant’s
telephone number, including area code: (505) 438-2576
Former
name or former address, if changed since last report
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below):
| ☐ |
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
|
| ☐ |
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
|
| ☐ |
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities
registered pursuant to Section 12(b) of the Act:
| Title
of each class |
|
Trading
Symbol(s) |
|
Name
of each exchange on which registered |
| Common
Stock, par value $0.001 per share |
|
SGLB |
|
The
NASDAQ Stock Market LLC |
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On
May 17, 2022, Sigma Labs, Inc. (“we,” “our” or the “Company”) announced that, effective
immediately, we will begin doing business under the name “Sigma Additive Solutions” (the “name change”),
reflecting the evolution of the Company from our origins as a laboratory engaged in research and development of 3D metal printing
technology to a solutions provider focused on helping our customers and original equipment manufacturer (“OEM”)
partner providers use a standard set of patented quality metrics across 3D printers from different manufacturers, using different
processes, for the total additive manufacturing, or AM, industry in metal, polymer parts, and beyond.
In
connection with the name change, the ticker symbol for the Company’s common stock on the Nasdaq stock market will change to “SASI”
at the open of market trading on May 19, 2022. The CUSIP number for the common stock will remain unchanged. The
Company’s name and ticker symbol change does not affect the rights of the Company’s security holders, creditors, customers
or suppliers.
The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.
| Item
9.01 |
Financial
Statements and Exhibits. |
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
| Date:
May 17, 2022 |
SIGMA
LABS, INC. |
| |
|
|
| |
By:
|
/s/
Jacob Brunsberg |
| |
Name:
|
Jacob
Brunsberg |
| |
Title: |
President
and Chief Executive Officer |
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