Current Report Filing (8-k)
09 May 2018 - 10:06PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported):
May 9, 2018
SEQUENTIAL
BRANDS GROUP, INC.
(Exact name of registrant as specified in
its charter)
Delaware
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001-37656
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47-4452789
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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601 West 26
th
Street, 9
th
Floor, New York, NY 10001
(Address of Principal Executive Offices/Zip
Code)
(646) 564-2577
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
¨
Item 2.02. Results of Operations and
Financial Condition.
On May 9, 2018, Sequential Brands Group,
Inc. (“Sequential”) issued a press release reporting its results of operations for the first quarter ended March 31,
2018. A copy of the press release is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
As noted in the press release, Sequential
has provided certain non–U.S. generally accepted accounting principles (“GAAP”) financial measures and a reconciliation
of the non–U.S. GAAP measures to U.S. GAAP measures. Sequential believes these non-U.S. GAAP financial measures provide useful
information to investors because they allow for a more direct understanding of Sequential’s business. Readers should consider
non–U.S. GAAP measures in addition to, and not as a substitute for, measures of financial performance prepared in accordance
with U.S. GAAP.
The information contained herein and in
the press release furnished as an exhibit hereto shall not be deemed “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended, is not subject to the liabilities of that section and is not deemed incorporated by reference
in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such
a filing. In addition, the press release contains statements intended as “forward-looking statements” which are subject
to the cautionary statements about forward-looking statements set forth in such press release.
Item 7.01. Regulation FD Disclosure
The information set forth in Item 2.02
above is incorporated herein by reference.
Item 9.01. Financial Statements and
Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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Sequential Brands Group, Inc.
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Date: May 9, 2018
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By:
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/s/
Peter Lops
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Name:
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Peter
Lops
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Title:
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Chief
Financial Officer
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