UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 15

 

 

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION

UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934

OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number 001-35093

 

 

SLR Senior Investment Corp.*

(Exact name of registrant as specified in its charter)

 

 

Address: 500 Park Avenue, New York, NY 10022 Telephone number: (212) 993-1670

(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Common Stock, par value $0.01 per share

(Title of each class of securities covered by this Form)

None

(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

 

 

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

 

Rule 12g-4(a)(1)

   ☒

Rule 12g-4(a)(2)

   ☐

Rule 12h-3(b)(1)(i)

   ☒

Rule 12h-3(b)(1)(ii)

   ☐

Rule 15d-6

   ☐

Rule 15d-22(b)

   ☐

Approximate number of holders of record as of the certification or notice date: None*

 

 

 

Explanatory Note:

 

*

On April 1, 2022, SLR Investment Corp., a Maryland corporation (“SLRC”), completed its previously announced acquisition of SLR Senior Investment Corp., a Maryland corporation (the “Company”), pursuant to that certain Agreement and Plan of Merger (the “Merger Agreement”), dated as of December 1, 2021, by and among SLRC, the Company, Solstice Merger Sub, Inc., a Maryland corporation and a direct wholly owned subsidiary of SLRC (“Merger Sub”), and SLR Capital Partners, LLC, a Delaware limited liability company. Pursuant to the Merger Agreement, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a direct wholly owned subsidiary of SLRC (the “First Merger”). Immediately following the First Merger, the Company was merged with and into SLRC, with SLRC continuing as the surviving corporation (the “Second Merger”). As a result of, and as of the effective time of, the Second Merger, the Company’s separate corporate existence ceased.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this certification/notice to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: April 11, 2022      

SLR Investment Corp.

successor by merger to SLR Senior Investment Corp.

    By:  

/s/ Richard L. Peteka

      Name: Richard L. Peteka
      Title: Chief Financial Officer, Treasurer and Secretary
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