Amended Statement of Beneficial Ownership (sc 13d/a)
03 April 2020 - 9:04PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE
13D
Under the Securities Exchange Act of 1934
(Amendment No. #2)
TRIBUNE
PUBLISHING COMPANY
(Name of Issuer)
Common
(Title of Class of Securities)
89609W107
(CUSIP Number)
|
Danielle Price
Holland & Knight LLP
701 Brickell Avenue, Suite 3300
Miami, FL 33131
|
|
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
April 2, 2020
(Date of Event which Requires Filing of
this Statement)
If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box: ¨
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act")
or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No. 89609W107
|
Page 1 of 4 Pages
|
1
|
Name of Reporting Person
I.R.S. IDENTIFICATION No. (Entities Only)
Mason P. Slaine Revocable Trust 02238 3942
|
2
|
Check
the appropriate box if a member of a group
(a) ¨
(b) ¨
|
3
|
SEC use only
|
4
|
Source
of Funds
PF
|
5
|
Check if Disclosure of Legal Proceedings is Required ¨
Pursuant to Items 2(d) or 2(e)
|
6
|
Citizenship
or Place of Organization
Florida
|
Number
OF
Shares
Beneficially
Owned
by
Each
Reporting
Person
With
|
7
|
Sole
Voting Power
0
|
8
|
Shared Voting Power
2,866,349
|
9
|
Sole Dispositive Power
0
|
10
|
Shared
Dispositive Power
2,866,349
|
11
|
Aggregate
Amount Beneficially Owned by each Reporting Person
2,866,349
|
12
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares
¨
|
13
|
Percent
of Class Represented by Amount in Row (11) (1)
7.9%
|
14
|
Type
of Reporting Person
OO
|
|
|
|
|
(1) Based on information contained in the Annual Report on Form
10-K filed with the SEC by the Issuer on March 11, 2020 that there are 36,260,680 shares of Common Stock outstanding as of March
6, 2020.
CUSIP No. 89609W107
|
Page 2 of 4
|
1
|
Name of Reporting Person
Mason P. Slaine
|
2
|
Check
the appropriate box if a member of a group
(a) ¨
(b) ¨
|
3
|
SEC use only
|
4
|
Source
of Funds
PF
|
5
|
Check if Disclosure of Legal Proceedings is Required ¨
Pursuant to Items 2(d) or 2(e)
|
6
|
Citizenship
or Place of Organization
USA
|
Number
OF
Shares
Beneficially
Owned
by
Each
Reporting
Person
With
|
7
|
Sole Voting Power
0
|
8
|
Shared Voting Power
2,866,349
|
9
|
Sole Dispositive Power
0
|
10
|
Shared
Dispositive Power
2,866,349
|
11
|
Aggregate
Amount Beneficially Owned by each Reporting Person
2,866,349
|
12
|
Check
if the Aggregate Amount in Row (11) Excludes Certain Shares
¨
|
13
|
Percent
of Class Represented by Amount in Row (11) (1)
7.9%
|
14
|
Type
of Reporting Person
IN
|
|
|
|
|
(1) Based on information contained in the Annual Report on Form
10-K filed with the SEC by the Issuer on March 11, 2020 that there are 36,260,680 shares of Common Stock outstanding as of March
6, 2020.
CUSIP No. 89609W107
|
Page 3 of 4
|
Item 1. Security and Issuer.
This Amendment No.
2 (this “Amendment”) amends certain Items of the Statement on Schedule 13D filed with the Securities and Exchange Commission
(the “SEC”) on March 17, 2020, as amended on March 18, 2020 (collectively, the “Schedule 13D”) by furnishing
the information set forth below. This Amendment and the Schedule 13D relates to the Common Stock, $0.01 par value per share (the
“Shares”) of Tribune Publishing Company, a Delaware corporation (the “Issuer”). Except as set forth below,
all previous Items on the Schedule 13D are unchanged. Capitalized terms used but not defined herein shall have the meanings ascribed
in the Schedule 13D and any amendments thereto.
Item 5. Interest in Securities of the
Issuer.
(a) Pursuant
to the most recently filed Annual Report on Form 10-K filed with the SEC by the Issuer on March 11, 2020, the Issuer had 36,260,680
Shares outstanding. The MPS Revocable Trust is the owner of 2,866,349 Shares or 7.9% of the total number of outstanding Shares.
MPS, as the sole trustee of the MPS Revocable Trust, may be deemed the beneficial owner of 2,866,349 Shares held directly by the
MPS Revocable Trust as record owner.
(b) Each
of the Reporting Persons has shared power to vote and dispose of 2,866,349 Shares reported on the Schedule 13D.
(c) The
transactions in the Issuer's Shares effected since the filing of the Schedule 13D includes broker sales set forth below:
Date
|
Amount
|
Price ($)
|
04/02/2020
|
25,000
|
7.4237
|
03/31/2020
|
22,987
|
7.9937
|
03/25/2020
|
2,797
|
6.7414
|
03/20/2020
|
62,695
|
5.7395
|
03/19/2020
|
58,130
|
5.2907
|
03/18/2020
|
100,000
|
5.6661
|
03/18/2020
|
100,000
|
5.4856
|
Except as described in this Amendment and the Schedule 13D,
there have been no other transactions in the Issuer's Shares effected by the Reporting Persons during the last 60 days.
Item 7. Material to be Filed as Exhibits.
Exhibit A – Joint Filing Agreement
dated April 2, 2020.
CUSIP No. 89609W107
|
Page 4 of 4
|
SIGNATURE
After reasonable inquiry and to the best
of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
April 2, 2020
|
Mason P. Slaine Revocable Trust
|
|
|
By: /s/ Mason P. Slaine
|
|
|
Name: Mason P. Slaine
Title: Trustee
|
|
|
Mason P. Slaine
|
|
|
By: /s/ Mason P. Slaine
|
|
|
Name: Mason P. Slaine
|
|
Exhibits:
Exhibit A- Joint Filing Agreement
EXHIBIT A
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k) under the Securities Exchange
Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of an amendment to their statement
on Schedule 13D (including amendments thereto) with respect to the Common Stock of Tribune Publishing Company and further agree
that this agreement be included as an exhibit to such filing. Each party to the agreement expressly authorizes each other party
to file on its behalf any and all amendments to such statement. Each party to this agreement agrees that this joint filing agreement
may be signed in counterparts.
In evidence whereof, the undersigned have caused this Joint
Filing Agreement to be executed on their behalf this 2nd day of April, 2020.
|
Mason P. Slaine Revocable Trust
|
|
|
By: /s/ Mason P. Slaine
|
|
|
Name: Mason P. Slaine
Title: Trustee
|
|
|
Mason P. Slaine
|
|
|
By: /s/ Mason P. Slaine
|
|
|
Name: Mason P. Slaine
|
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