UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): April 17, 2024
ATHENA TECHNOLOGY ACQUISITION CORP. II
(Exact name of registrant as specified in its charter)
| Delaware |
|
001-41144 |
|
87-2447308 |
(State or other jurisdiction of
incorporation or organization) |
|
(Commission File Number) |
|
(IRS Employer
Identification No.) |
442 5th Avenue
New York, NY 10018
(Address of registrant’s principal executive offices, including zip code)
(970) 925-1572
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☒ | Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b)
of the Act:
|
Title of
each class |
|
Trading Symbols |
|
Name of each
exchange on which registered |
| Units, each consisting of one share of Class A Common Stock, par value $0.0001 per share, and one-half of one Redeemable Warrant |
|
ATEK.U |
|
NYSE American |
| Shares of Class A Common Stock, par value $0.0001 per share, included as part of the units |
|
ATEK |
|
NYSE American |
| Redeemable Warrants, each exercisable for one share of Class A Common Stock for $11.50 per share |
|
ATEK WS |
|
NYSE American |
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act.
Item 3.01. Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On April 17, 2024, Athena Technology
Acquisition Corp. II, a Delaware corporation (the “Company”), received an official notice of noncompliance (the “NYSE
American Notice”) from NYSE Regulation (“NYSE”) stating that the Company is not in compliance with NYSE American continued
listing standards (the “Filing Delinquency Notification”) due to the failure to timely file the Company’s Form 10-K
for the year ended December 31, 2023 (the “Delinquent Report”) by the filing due date of April 16, 2024 (the “Filing
Delinquency”).
The Company intends to file the Delinquent Report in the near future,
however, there is currently no anticipated date for when such Filing Delinquency will be cured via the filing of the Delinquent Report.
The Company intends, however, to regain compliance with the NYSE American continued listing standards once the Delinquent Report has been
filed. In the interim, the NYSE American Notice has no immediate effect on the listing or trading of the Company’s Class A common
stock listed on NYSE American. There can be no assurance that the Company will ultimately regain and remain in compliance with all applicable
NYSE American listing standards.
Item 7.01. Regulation FD Disclosure.
On April 24, 2024, the Company issued a press release announcing its
receipt of the NYSE American Notice. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information under this Item 7.01, including Exhibit 99.1 hereto,
is being furnished herewith and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act
of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall such information
be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as expressly
set forth by specific reference in such filing. Furthermore, the furnishing of information under Item 7.01 of this Current Report on Form
8-K is not intended to constitute a determination by the Company that the information contained herein, including the exhibit hereto,
is material or that the dissemination of such information is required by Regulation FD.
Cautionary Statement Regarding Forward-Looking Statements
This Current Report on Form 8-K contains “forward-looking statements.”
Any statements contained in this Current Report on Form 8-K that do not describe historical facts may constitute forward-looking statements.
In some cases, you can identify forward-looking statements by terminology such as “if,” “may,” “should,”
“expects,” “plans,” “anticipates,” “believes,” “estimates,” “predicts,”
“potential,” “intend” or “continue” or the negative of these terms or other comparable terminology
and include statements regarding the NYSE American Notice and whether the Company will regain compliance with the NYSE American’s
continued listing standards. These forward-looking statements are based on information currently available to the Company’s management
as well as estimates and assumptions made by its management and are subject to risks and uncertainties that may cause actual results,
performance or developments to differ materially from those contained in the statements. These statements are only predictions and involve
known and unknown risks, uncertainties and other factors, which may cause the Company’s or its industry’s actual results,
levels of activity or performance to be materially different from any future results, levels of activity or performance expressed or implied
by these forward-looking statements. These forward-looking statements are made as of the date of this Current Report on Form 8-K, and
the Company does not undertake an obligation to update these forward-looking statements after such date.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly
authorized.
Dated: April 24, 2024
| |
ATHENA TECHNOLOGY ACQUISITION CORP. II |
| |
|
| |
By: |
/s/ Isabelle Freidheim |
| |
Name: |
Isabelle Freidheim |
| |
Title: |
Chief Executive Officer and
Chairperson of the Board of Directors |
2
Exhibit 99.1
Athena Technology Acquisition
Corp. II Announces Receipt of Notice of Non-Compliance
with NYSE American
Continued Listing Requirements
NEW YORK, NY April 24, 2024 –
Athena Technology Acquisition Corp. II (NYSE American: ATEK.U, ATEK, ATEK WS) (“ATEK” or the “Company”) received
an official notice of noncompliance (the “NYSE American Notice”) from NYSE Regulation (“NYSE”) stating that the
Company is not in compliance with NYSE American continued listing standards (the “Filing Delinquency Notification”) due to
the failure to timely file the Company’s Form 10-K for the year ended December 31, 2023 (the “Delinquent Report”) by
the filing due date of April 16, 2024 (the “Filing Delinquency”).
The Company intends to file the Delinquent Report in the near future,
however, there is currently no anticipated date for when such Filing Delinquency will be cured via the filing of the Delinquent Report.
The Company intends, however, to regain compliance with the NYSE American continued listing standards once the Delinquent Report has been
filed. In the interim, the NYSE American Notice has no immediate effect on the listing or trading of the Company’s Class A common
stock listed on NYSE American. There can be no assurance that the Company will ultimately regain and remain in compliance with all applicable
NYSE American listing standards.
About Athena Technology Acquisition Corp.
II
Athena Technology Acquisition Corp. II (NYSE
American: ATEK.U, ATEK, ATEK WS), incorporated in Delaware, is a special purpose acquisition company incorporated for the purpose of effecting
a merger, capital stock exchange, asset acquisition, stock purchase, reorganization or similar business combination with one or more businesses
or entities. ATEK is the third SPAC founded by Isabelle Freidheim, who also serves as its Chief Executive Officer, with Kirthiga Reddy
as President and Anna Apostolova as Chief Financial Officer.
No Offer or Solicitation
This press release does not constitute an offer to sell, or a solicitation
of an offer to buy or a recommendation to purchase any securities in any jurisdiction, or the solicitation of any vote, consent or approval
in any jurisdiction in connection with the Potential Business Combination or any related transactions, nor shall there be any sale, issuance
or transfer of any securities in any jurisdiction where, or to any person to whom, such offer, solicitation or sale may be unlawful under
the laws of such jurisdiction. This press release does not constitute either advice or a recommendation regarding any securities. No offering
of securities shall be made except by means of a prospectus meeting the requirements of the Securities Act of 1933, as amended (the “Securities
Act”), or an exemption therefrom.
Forward-Looking Statements
Certain statements made in this press release
are not historical facts but may be considered “forward-looking statements” within the meaning of Section 27A of the Securities
Act of 1933, as amended (the “Securities Act”), Section 21E of the Securities Exchange Act of 1934, as amended, and the “safe
harbor” provisions under the Private Securities Litigation Reform Act of 1995. Forward-looking statements generally are accompanied
by words such as “believe,” “may,” “will,” “estimate,” “continue,” “anticipate,”
“intend,” “expect,” “should,” “would,” “plan,” “predict,” “potential,”
“seem,” “seek,” “future,” “outlook,” “intend,” or continue or the negatives
of these terms or variations of them or similar terminology or expressions that predict or indicate future events or trends or that are
not statements of historical matters.
These statements are based on the current
expectations of the Company’s management and are not predictions of actual performance. Such statements may include, but are not
limited to, statements regarding the Company’s plan to file the Delinquent Report within the provided cure period to regain compliance
with the NYSE American continued listing standards. These forward-looking statements are provided for illustrative purposes only and are
not intended to serve as, and must not be relied on, by any investor as a guarantee, an assurance, a prediction or a definitive statement
of fact or probability. Actual events and circumstances are difficult or impossible to predict and will differ from assumptions. Many
actual events and circumstances are beyond the control of the Company. These statements are subject to a number of risks and uncertainties,
and actual results may differ materially. These risks and uncertainties include, but are not limited to: the Company’s ability to
file the Delinquent Report within the Initial Cure Period to regain compliance with the NYSE American continued listing standards, general
economic, political and business conditions; the number of redemption requests made by the Company’s stockholders in connection
with a potential business combination; the outcome of any legal proceedings that may be instituted against the Company; the risk that
the approval of the Company’s stockholders for a potential transaction is not obtained; expectations related to the terms and timing
of a potential business combination; failure to realize the anticipated benefits of a business combination; the risk that a business combination
may not be completed by the Company’s business combination deadline and the potential failure to obtain an extension of its business
combination deadline, if sought by the Company; costs related to a business combination; and other risks that will be detailed from time
to time in filings with the SEC, including those risks discussed under the heading “Risk Factors” in the Company’s Annual
Report on Form 10-K for the year ended December 31, 2022 filed with the SEC on March 30, 2023 and in subsequently filed Quarterly Reports
on Form 10-Q. The foregoing list of risk factors is not exhaustive. There may be additional risks that could also cause actual results
to differ from those contained in these forward-looking statements. In addition, forward-looking statements provide the Company’s
expectations, plans or forecasts of future events and views as of the date of this press release. And while the Company may elect to update
these forward-looking statements in the future, the Company specifically disclaims any obligation to do so. These forward-looking statements
should not be relied upon as representing the Company’s assessments as of any date subsequent to the date of this press release.
Accordingly, undue reliance should not be placed upon the forward-looking statements. Nothing herein should be regarded as a representation
by any person that the forward-looking statements set forth herein will be achieved or that the results of such forward-looking statements
will be achieved.
Contact
Bevel PR
Athena@bevelpr.com
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