Current Report Filing (8-k)
08 February 2017 - 9:14AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
February 7, 2017
Date of Report
(Date of
earliest event reported)
GENWORTH FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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001-32195
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80-0873306
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(State or other jurisdiction
of incorporation)
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(Commission
File Number)
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(I.R.S. Employer
Identification No.)
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6620 West Broad Street, Richmond, VA
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23230
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(Address of principal executive offices)
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(Zip Code)
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(804)
281-6000
(Registrants telephone number, including area code)
N/A
(Former name or
former address, if changed since last report)
Check the appropriate box below
if the Form
8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule
14a-12
under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement
communications pursuant to Rule
14d-2(b)
under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement
communications pursuant to Rule
13e-4(c)
under the Exchange Act (17 CFR
240.13e-4(c))
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Item 2.02
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Results of Operations and Financial Condition.
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On February 7, 2017, Genworth
Financial, Inc. (the Company) issued (1) a press release announcing its financial results for the quarter ended December 31, 2016, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference, and
(2) a financial supplement for the quarter ended December 31, 2016, a copy of which is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Item 7.01
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Regulation FD Disclosure
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On February 7, 2017, the Company also issued its Fourth
Quarter 2016 earnings summary presentation, a copy of which is attached hereto as Exhibit 99.3 and is incorporated herein by reference.
The press release, the financial supplement and the earnings summary presentation are also available on the Companys website,
www.genworth.com, under the Investors section.
The information furnished pursuant to Items 2.02 and 7.01, including Exhibits
99.1, 99.2 and 99.3, shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934 (the Exchange Act) or otherwise subject to the liabilities under that Section and shall not be deemed to be
incorporated by reference into any filing of the company under the Securities Act of 1933, as amended or the Exchange Act, except as shall be expressly set forth by specific reference in such filing. The information contained in this Current Report
on Form
8-K
shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set
forth by specific reference in any such filing.
Item 9.01
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Financial Statements and Exhibits.
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The following materials are furnished as exhibits to
this Current Report on Form
8-K:
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Exhibit
Number
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Description of Exhibit
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99.1
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Press Release dated February 7, 2017.
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99.2
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Financial Supplement for the quarter ended December 31, 2016.
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99.3
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Fourth Quarter 2016 Earnings Summary Presentation issued February 7, 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
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GENWORTH FINANCIAL, INC.
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Date: February 7, 2017
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By:
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/s/ Matthew D. Farney
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Matthew D. Farney
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Vice President and Controller
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(Principal Accounting Officer)
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Exhibit Index
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Exhibit
Number
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Description of Exhibit
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99.1
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Press Release dated February 7, 2017.
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99.2
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Financial Supplement for the quarter ended December 31, 2016.
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99.3
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Fourth Quarter 2016 Earnings Summary Presentation issued February 7, 2017.
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4
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