Current Report Filing (8-k)
11 November 2020 - 1:02AM
Edgar (US Regulatory)
0000701869
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0000701869
2020-11-10
2020-11-10
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 10, 2020
INDEPENDENCE
HOLDING COMPANY
(Exact name of registrant as specified in
its charter)
Delaware
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001-32244
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58-1407235
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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96 Cummings Point Road, Stamford, CT
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06902
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(Address of principal executive offices)
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(Zip Code)
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Registrant's telephone number, including
area code: (203) 358-8000
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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¨
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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¨
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240a-12)
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¨
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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¨
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock, $1.00 par value
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IHC
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NYSE
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) if the Exchange Act. ¨
Explanatory
Note
The information in this report, including the exhibit, is being
furnished pursuant to Item 7.01 of Regulation S-K. Such information shall not be deemed “filed” for purposes of Section
18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be
deemed incorporated by reference into any filing under the Securities Act of 1933, as amended.
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Item 7.01.
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Regulation FD Disclosure.
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Certain executive officers of Independence Holding Company (the
“Company”) will address stockholders at the Company’s previously announced 2020 Annual Meeting of Stockholders
on November 10, 2020 (the “Annual Meeting”). The Company is furnishing as Exhibit 99.1 to this report the business
presentation that will be made available at the Annual Meeting.
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Item 9.01.
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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INDEPENDENCE HOLDING COMPANY
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Dated: November 10, 2020
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By:
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/s/ Teresa A. Herbert
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Name: Teresa A. Herbert
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Title: Senior Vice President and
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Chief Financial Officer
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