Initial Statement of Beneficial Ownership (3)
13 October 2021 - 5:36AM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
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3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
BNY Mellon Investment Adviser, Inc. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
9/23/1987
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3. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPALS, INC. [LEO]
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(Last)
(First)
(Middle)
240 GREENWICH STREET |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) ___X___ Other (specify below) / Investment Adviser |
(Street)
NEW YORK, NY 10286
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, Par Value $.001 Per Share | 0 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Remarks: BNY Mellon Investment Adviser, Inc. ("BNYMIA") is filing this Form 3 on its behalf as well as on the behalf of its predecessor, The Dreyfus Corporation ("Dreyfus"), as the investment adviser to BNY Mellon Strategic Municipals, Inc. (the "Fund"). At no time since the Fund's initial public offering and the effectiveness of its initial registration statement on Form N-2 has Dreyfus or BNYMIA transacted in shares of the Fund. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
BNY Mellon Investment Adviser, Inc. 240 GREENWICH STREET NEW YORK, NY 10286 |
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| Investment Adviser |
Signatures
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/s/ James Bitetto, Secretary | | 10/12/2021 |
**Signature of Reporting Person | Date |
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