false 0001786248 0001786248 2024-05-07 2024-05-07 0001786248 nref:CommonStockCustomMember 2024-05-07 2024-05-07 0001786248 nref:SeriesACumulativeRedeemablePreferredStockParValue001PerShare850CustomMember 2024-05-07 2024-05-07
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 
FORM 8-K 
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): May 7, 2024
 
NEXPOINT REAL ESTATE FINANCE, INC.
(Exact Name Of Registrant As Specified In Charter)
 
Maryland
001-39210
84-2178264
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
 
300 Crescent Court, Suite 700
Dallas, Texas 75201
(Address of Principal Executive Offices) (Zip Code)
 
Registrant’s telephone number, including area code: (214) 276-6300
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) 
 
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) 
 
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 
 
Securities registered pursuant to Section 12(b) of the Exchange Act:
 
Title of each class
  
Trading
Symbol(s)
  
Name of each exchange
on which registered
Common Stock, par value $0.01 per share
  
NREF
  
New York Stock Exchange
8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share
  
NREF-PRA
  
New York Stock Exchange
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company ☒
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
 
 
 
 
Item 5.07. Submission of Matters to a Vote of Security Holders.
 
On May 7, 2024, NexPoint Real Estate Finance, Inc. (the “Company”) held its Annual Meeting of Stockholders. All matters submitted for approval by the Company’s stockholders, as described in the Company’s proxy statement on Schedule 14A filed with the Securities and Exchange Commission (the “SEC”) on April 11, 2024, were approved. The number of shares of common stock entitled to vote at the Company’s 2024 Annual Meeting of Stockholders was 17,593,244, representing the number of shares outstanding as of April 1, 2024, the record date for the annual meeting.
 
The results of each matter voted on were as follows:
 
1.
Election of directors. The following directors were elected for terms expiring at the 2025 annual meeting of stockholders:
 
 
Votes For
Votes Withheld
Broker Non-Votes
James Dondero
12,211,942
115,865
3,812,215
Brian Mitts
12,205,819
121,988
3,812,215
Edward Constantino
11,000,777
1,327,030
3,812,215
Scott Kavanaugh
10,691,524
1,636,283
3,812,215
Arthur Laffer
11,072,196
1,255,611
3,812,215
Carol Swain
11,080,675
1,247,132
3,812,215
Catherine Wood
10,673,053
1,654,754
3,812,215
 
 
2.
Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2024. The appointment was ratified.
 
Votes For
Votes Against
Abstentions
Broker Non-Votes
16,062,244
64,314
13,464
0
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
NEXPOINT REAL ESTATE FINANCE, INC.
   
By:
  
/s/ Brian Mitts
   
Name: Brian Mitts
Title: Chief Financial Officer, Executive VP-Finance, Secretary and Treasurer
 
Date: May 10, 2024
 
 
 
v3.24.1.1.u2
Document And Entity Information
May 07, 2024
Document Information [Line Items]  
Entity, Registrant Name NEXPOINT REAL ESTATE FINANCE, INC.
Document, Type 8-K
Document, Period End Date May 07, 2024
Entity, Incorporation, State or Country Code MD
Entity, File Number 001-39210
Entity, Tax Identification Number 84-2178264
Entity, Address, Address Line One 300 Crescent Court, Suite 700
Entity, Address, City or Town Dallas
Entity, Address, State or Province TX
Entity, Address, Postal Zip Code 75201
City Area Code 214
Local Phone Number 276-6300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Entity, Emerging Growth Company true
Entity, Ex Transition Period false
Amendment Flag false
Entity, Central Index Key 0001786248
CommonStock Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security Common Stock
Trading Symbol NREF
Security Exchange Name NYSE
SeriesACumulativeRedeemablePreferredStockParValue001PerShare850 Custom [Member]  
Document Information [Line Items]  
Title of 12(b) Security 8.50% Series A Cumulative Redeemable Preferred Stock, par value $0.01 per share
Trading Symbol NREF-PRA
Security Exchange Name NYSE
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